DID MICKEALIN L CASSELL CAUSE YOU INVESTMENT LOSSES?
Mickealin Cassell Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct
About Mickealin Cassell formerly with J.P. Morgan Securities LLC?
Mickealin Cassell (CRD #3103793) has a checkered professional history that casts a shadow over his financial advising career. Despite not being currently registered, his past includes tenure at prominent firms such as J.P. Morgan Securities LLC and Chase Investment Services Corp. He has passed three general industry/product exams and two state securities law exams but has no principal/supervisory exams to his credit. His career, stretching from May 1999 to January 2024, ended on a low note with a termination for serious policy violations, exercising discretion without written authority. This tarnished record, compounded by a customer dispute and termination for unauthorized actions, makes a case for potential investors to proceed with caution.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mickealin Cassell Customer Complaint and Reviews
- Customer Dispute (Settled)
- Date Complaint Received: March 5, 2008
- Allegations: Cassell was accused of making an unsuitable mutual fund purchase.
- Settlement Amount: $1,631.89, with no individual contribution from Cassell.
- Outcome: This case was settled, which might raise questions about Cassell’s judgment and suitability of investment advice.
- Termination
- Date of Termination: January 2, 2024
- Reason for Termination: Discharged from JPMorgan Chase Bank, N.A. for exercising unauthorized discretion in customer accounts, although no customer harm was reported.
Allegations Against Mickealin Cassell
- Unsuitable Investment Recommendations: Cassell faced allegations regarding the unsuitability of a mutual fund investment he recommended, which led to a financial settlement.
- Unauthorized Discretion: He was terminated for using unauthorized discretion in handling customer accounts, a serious violation of firm policy and industry standards that underscores potential risks in trust and compliance.
Mickealin Cassell Red Flags & Your Rights As An Investor
Of course, Mickealin Cassell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mickealin Cassell at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Mickealin Cassell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mickealin Cassell
If you have questions about J.P. Morgan Securities LLC and/or Mickealin Cassell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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