DID MINGZHU SHI CAUSE YOU INVESTMENT LOSSES?
Mingzhu Shi Formerly With J.P. Morgan Securities LLC was terminated on May 15, 2024, due to a violation of the firm’s policy regarding personal finances
Who is Mingzhu Shi formerly with J.P. Morgan Securities LLC
Mingzhu Shi (CRD #7772575) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in San Antonio, Texas, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mingzhu Shi Employment History
Mingzhu Shi has a brief but varied career in the securities industry, having been registered with two firms in less than a year. She worked with NYLIFE Securities LLC from September 2023 to January 2024 and later with J.P. Morgan Securities LLC from February 2024 until her termination in June 2024. During her time in the industry, she passed two general industry/product exams, including the Series 7 General Securities Representative Examination, and two multi-state securities law exams, including the Series 65 Uniform Investment Adviser Law Examination.
Her employment with J.P. Morgan Securities LLC was terminated in May 2024 due to a violation of the firm’s policy regarding personal finances, specifically related to deposit activity in her affiliate bank account. Mingzhu Shi is currently not registered with any firm.
Mingzhu Shi Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mingzhu Shi is a red flag which should put all current and former customers of Mingzhu Shi at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Mingzhu Shi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mingzhu Shi
If you have questions about J.P. Morgan Securities LLC and/or Mingzhu Shi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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