DID MITCHELL ROSS PINDUS CAUSE YOU INVESTMENT LOSSES?
Mitchell Pindus Of Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct
About Mitchell Pindus of Wells Fargo Clearing Services, LLC?
Mitchell Pindus (CRD #1268550) is currently employed and registered with Wells Fargo Advisors in Los Angeles, California, with registrations dating back to June 2010. He has passed three general industry/product exams and two multi-state securities law exams, demonstrating a solid foundation in securities regulations. Pindus has a wide registration across 11 U.S. states and territories and is affiliated with six Self-Regulatory Organizations (SROs). His extensive career includes previous registrations with RBC Capital Markets Corporation and Oppenheimer Asset Management, among others, highlighting a long tenure in the financial services sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mitchell Pindus Customer Complaints and Reviews
Mitchell Pindus has several disclosed events:
- Customer Disputes (4):
- Award to Customer: An arbitration award was granted to customers involving allegations of unsuitability and misrepresentation. The claim involved debt-corporate products, with Pindus and his firm found jointly and severally liable for compensatory damages.
- Pending Dispute: A recent claim from April 2024 alleges that Pindus made speculative investment recommendations without adequately disclosing the risks, with claimed damages of $200,000.
Allegations Against Mitchell Pindus
- Unsuitability and Misrepresentation: The customer disputes involve claims that Pindus engaged in unsuitable investment practices and misrepresented products, leading to financial losses for clients.
- Speculative Investment Recommendations: The most recent pending complaint accuses Pindus of recommending highly speculative investments without proper disclosure of risks, potentially violating industry standards and client trust
Mitchell Pindus Red Flags & Your Rights As An Investor
Of course, Mitchell Pindus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Pindus at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mitchell Pindus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Mitchell Pindus
If you have questions about Wells Fargo Clearing Services, LLC and/or Mitchell Pindus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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