DID MONICA ALICIA OSBORNE CAUSE YOU INVESTMENT LOSSES?
About Monica Osborne of Avantax Investment Services, Inc.?
Monica Osborne (CRD #3256608) is currently registered with Avantax Investment Services, Inc. and Avantax Advisory Services, both located in Anthem, Arizona, where she has been registered since September 7, 1999, and January 25, 2007, respectively. Osborne is licensed in eight U.S. states and territories and has passed two general industry/product exams (Securities Industry Essentials and General Securities Representative Exam) and two multi-state securities law exams (Uniform Investment Adviser Law Examination and Uniform Combined State Law Examination). Her lengthy tenure with Avantax reflects a stable career in the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Monica Osborne Customer Complaints and Reviews
Osborne has been involved in one reported customer dispute:
- Customer Dispute (Pending): Initiated on April 16, 2024, this dispute is currently pending with allegations that Osborne recommended an unsuitable investment involving Direct Participation Programs (DPP) & Limited Partnership (LP) Interests, with alleged damages amounting to $200,000. The case is registered under FINRA docket number 24-00614.
Allegations Against Monica Osborne
Unsuitable Investment Recommendations: The primary allegation against Newman concerns his recommendation of certain direct investments (DPP & LP interests) deemed unsuitable for the client’s financial situation. The ongoing arbitration seeks to address these claims, which suggest potential negligence or misjudgment in investment advice provided by Newman.
Monica Osborne Red Flags & Your Rights As An Investor
Of course, Monica Osborne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Monica Osborne at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Monica Osbornehas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Monica Osborne
If you have questions about Avantax Investment Services, Inc. and/or Monica Osborne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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