DID NANCY M HERNANDEZ-GUZMAN CAUSE YOU INVESTMENT LOSSES?
Nancy Hernandez-Guzman Of Cuso Financial Services, L.P. Has A Customer Complaint For Alleged Broker Misconduct
About Nancy Hernandez-Guzman of Cuso Financial Services, L.P.?
Nancy Hernandez-Guzman (CRD #5769715) , has a career trajectory that raises some concerns. Since starting with CUSO Financial Services, L.P. in California in June 2011, she has remained with the same firm, which may suggest a stable employment history. However, she is only registered with one Self-Regulatory Organization and holds licenses in ten U.S. states and territories, which could be seen as relatively limited compared to more broadly qualified peers in the financial advisory field. Hernandez-Guzman has passed two general industry/product exams and one multi-state securities law exam, with no principal or supervisory exams on record. This minimal qualification could be a potential red flag for clients looking for an extensively certified advisor.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nancy Hernandez-Guzman Customer Complaint and Reviews
Nancy Hernandez-Guzman’s professional record is not without blemish, which includes:
- Customer Dispute (Pending)
- Date Complaint Received: January 11, 2024
- Allegations: Misrepresentation related to a real estate security product.
- Alleged Damages: $50,000
- Current Status: This complaint is currently pending, with arbitration being handled by FINRA (Docket/Case #: 24-00029). The outcome of this dispute is yet to be determined, and it highlights a significant risk associated with Hernandez-Guzman’s advisory practices.
Allegations Against Nancy Hernandez-Guzman
The allegations against Nancy M. Hernandez-Guzman focus on:
- Misrepresentation: She is accused of misrepresenting details related to a real estate security product, which led to a significant customer dispute involving alleged damages of $50,000. This allegation, if true, points to possible discrepancies in her advisory and representation practices, suggesting a potential lack of transparency or understanding of the products offered.
Nancy Hernandez-Guzman Red Flags & Your Rights As An Investor
Of course, Nancy Hernandez-Guzman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Hernandez-Guzman at Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Nancy Hernandez-Guzman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cuso Financial Services, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cuso Financial Services, L.P. Due To Nancy Hernandez-Guzman
If you have questions about Cuso Financial Services, L.P. and/or Nancy Hernandez-Guzman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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