DID NANCY HAND WEINGARD CAUSE YOU INVESTMENT LOSSES?
About Nancy Weingard Of Raymond James & Associates, Inc.?
Nancy Weingard (CRD #867582) is a highly experienced broker currently registered with Raymond James & Associates, Inc. in Lenox, Massachusetts, a position she has held since June 1996. Weingard has a significant footprint in the industry, being registered with five Self-Regulatory Organizations (SROs) and licensed in 24 U.S. states and territories. She has passed two general industry/product exams and two multi-state securities law exams, demonstrating her extensive knowledge and regulatory compliance in the financial services sector. Her long tenure at Raymond James & Associates underscores her stability and commitment to her profession.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nancy Weingard Customer Complaints and Reviews
Nancy Hand Weingard has one reported customer dispute:
- Customer Dispute (August 2020): A client alleged that Weingard made misrepresentations about the services offered, specifically relating to equity listed (common & preferred stock) investments. The alleged damage amounted to $50,000. After a thorough review, the complaint was denied on September 8, 2020, as the firm determined the allegations to be without merit.
Allegations Against Nancy Weingard
The specific allegations made against Nancy Hand Weingard in the customer dispute include:
- Misrepresentation of Services: The client claimed that Weingard misrepresented the nature of the services provided in relation to equity listed investments. This complaint was officially reviewed and denied by Raymond James & Associates, concluding that the allegations were unsubstantiated, and the advisor’s conduct was appropriate.
Nancy Weingard Red Flags & Your Rights As An Investor
Of course, Nancy Weingard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Weingard at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nancy Weingard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Nancy Weingard
If you have questions about Raymond James & Associates, Inc. and/or Nancy Weingard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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