DID NATHAN AFSHIN CAUSE YOU INVESTMENT LOSSES?
About Nathan Afshin of Citigroup Global Markets Inc.?
Nathan Afshin (CRD #6868166) currently serves as a registered broker with Citigroup Global Markets Inc., where he has been employed since January 18, 2024. Over his career, he has been associated with multiple firms, including J.P. Morgan Securities LLC from November 2018 to January 2024 and Edward Jones from January 2018 to November 2018. Afshin has passed three securities industry exams: the Securities Industry Essentials Examination, the General Securities Representative Examination (Series 7), and the Uniform Combined State Law Examination (Series 66). His qualifications also include a professional designation as a Certified Financial Planner. Presently, he is registered with 25 Self-Regulatory Organizations (SROs) and licensed in 13 U.S. states and territories.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nathan Afshin Customer Complaints and Reviews
Nathan Afshin has been involved in one customer dispute:
- Customer Dispute (Pending): A claimant alleges that after being reassigned from a former advisor to Nathan Afshin, there was a failure to timely renew certificates of deposit which expired in January 2024, leading to alleged losses. The claimant seeks $4,600 in damages for lost interest income and FINRA filing fees. The case, identified as Docket/Case #24-00831, is currently pending arbitration with FINRA.
Allegations Against Nathan Afshin
- Allegation in Customer Dispute: The customer alleges that Nathan Afshin, along with another advisor, failed to make timely contact to renew certificates of deposit, resulting in financial losses. The customer’s complaint specifically notes a lack of timely communication that led to a delay in renewing the CDs and an alleged loss of interest income, for which the claimant is seeking compensation through FINRA arbitration (Docket/Case #24-00831).
Nathan Afshin Red Flags & Your Rights As An Investor
Of course, Nathan Afshin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Afshin at Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Afshin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Nathan Afshin
If you have questions about Citigroup Global Markets Inc. and/or Nathan Afshin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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