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DID NED ANTHONY CHATELAIN JR CAUSE YOU INVESTMENT LOSSES?

About Ned Chatelain Jr of Prospera Financial Services, Inc.?

Ned Chatelain Jr

Ned Chatelain Jr (CRD #4192942) is currently employed with Prospera Financial Services, Inc., based in Metairie, Louisiana, since December 3, 2021. His registration history spans over two decades, including prior associations with Dorsey & Company Inc. and Edward Jones. Chatelain is registered with one Self-Regulatory Organization (SRO) and is licensed in 19 U.S. states and territories. He has successfully passed two general industry/product exams and two multi-state securities law exams. His extensive experience and broad licensing footprint reflect a significant commitment to his career in financial services.

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Ned Chatelain Jr Customer Complaints and Reviews

Ned A. Chatelain Jr. has several disclosures on his record:

  • Customer Dispute (Pending): A complaint was filed on May 13, 2024, where the client alleges underperformance and excessive fees related to mutual fund investments from December 2021 to April 2024. The claimed damages range from $100,000 to $500,000. This case is currently in FINRA arbitration.

Allegations Against Ned Chatelain Jr

  • Customer Dispute Allegations: The pending arbitration involves claims of underperformance and excessive fees charged in the management of the client’s mutual fund investments. The client alleges significant financial losses attributed to the broker’s advisory services during a specified period.

Ned Chatelain Jr Red Flags & Your Rights As An Investor

Of course, Ned Chatelain Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ned Chatelain Jr at Prospera Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ned Chatelain Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Prospera Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Prospera Financial Services, Inc. Due To Ned Chatelain Jr

If you have questions about Prospera Financial Services, Inc. and/or Ned Chatelain Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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