DID NEELAB HAKAMI CAUSE YOU INVESTMENT LOSSES?
About Neelab Hakami Of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Neelab Hakami (CRD #5607049) is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rolling Hills Estates, California, where she has been since June 2016. Her career spans various firms including previous registrations with Morgan Stanley and Scottrade, Inc. Hakami has passed two general industry/product exams (Series 7 and the Securities Industry Essentials Examination) and two multi-state securities law exams (Series 65 and Series 63). She is registered with seven Self-Regulatory Organizations (SROs) and is licensed in seven U.S. states and territories.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Neelab Hakami Customer Complaints and Reviews
Neelab Hakami has one reported customer dispute:
- Customer Dispute (2020): The complaint involved allegations of failure to follow client instructions from March 2018 to November 2019. The customer sought $15,000 in damages. This dispute was denied on March 31, 2020, after investigation. Hakami strongly denied the allegations, and no action was taken against her.
Allegations Against Neelab Hakami
- Allegation in 2020: A customer alleged that Hakami did not follow specific instructions during the period from March 2018 to November 2019, claiming financial damages of $15,000. The firm investigated the claim, and it was concluded with a denial of the allegations, as there was no substantiated evidence to support the customer’s claims.
Neelab Hakami Red Flags & Your Rights As An Investor
Of course, Neelab Hakami did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neelab Hakami at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Neelab Hakami has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Neelab Hakami
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Neelab Hakami and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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