DID NEIL ROBERT KITCHIE CAUSE YOU INVESTMENT LOSSES?
Neil Kitchie Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
About Neil Kitchie of LPL Financial LLC?
Neil R. Kitchie (CRD #1429945) ) has been registered with LPL Financial LLC in Chicago, IL since 1996. His career spans several firms, including Prudential Securities and Chase Manhattan Investment Services. Despite his broad registration across 28 U.S. states and territories and passing a series of industry exams (including one principal/supervisory and four general industry/product exams), Kitchie’s professional journey is clouded by at least one customer dispute that casts a shadow on his service quality.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Neil Kitchie Customer Complaint and Reviews
Neil R. Kitchie’s brokerage record is tarnished by a customer dispute:
- Customer Dispute (Pending as of September 2023): A customer has alleged that Kitchie made unsuitable recommendations for alternative investments between 2010 and 2014. The complaint, which is serious enough to warrant a FINRA arbitration, claims damages amounting to $50,001. This pending case underscores possible concerns about Kitchie’s investment advice and suitability of the investments he recommends.
Allegations Against Neil Kitchie
The specific allegations against Kitchie include:
- Unsuitable Investment Recommendations: The core of the dispute revolves around Kitchie’s recommendations concerning alternative investments, which the client claims were unsuitable. This type of allegation questions Kitchie’s adherence to fiduciary standards and suitability obligations, which are fundamental to trustworthy financial advisement. The case remains unresolved.
Neil Kitchie Red Flags & Your Rights As An Investor
Of course, Neil Kitchie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Kitchie at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Neil Kitchie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Neil Kitchie
If you have questions about about LPL Financial LLC and/or Neil Kitchie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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