DID NELISHA PAIGE FIRESTONE CAUSE YOU INVESTMENT LOSSES?
About Nelisha Firestone of LPL Financial LLC?
Nelisha Firestone (CRD #4757263) has a long-standing career in financial services, currently registered with LPL Financial LLC in Littleton, Colorado since June 2007. She is registered with one Self-Regulatory Organization and licensed in 18 U.S. states and territories. Her professional credentials include passing three general industry/product exams: Securities Industry Essentials Examination, Futures Managed Funds Examination, and General Securities Representative Examination, along with two multi-state securities law exams: Uniform Combined State Law Examination and Uniform Securities Agent State Law Examination. Previously, she was employed with Edward Jones in Denver, Colorado, from April 2004 until June 2007.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mitchell Daley Customer Complaints and Reviews
Nelisha Firestone has one reported customer dispute which is currently pending:
- Nature of the Complaint: The complaint, filed on March 18, 2024, involves allegations related to an unsuitable investment made in 2014 concerning real estate security. The claim is being arbitrated at FINRA under docket number 24-00611.
- Details of the Dispute: The clients contend that the investment did not align with their investment objectives and risk tolerance. The exact amount of alleged damage is unspecified but is suggested to exceed $5,000.
Allegations Against Nelisha Firestone
The following are the specific allegations made against Nelisha Firestone in the pending customer dispute:
- Allegation Detail: It is claimed that Firestone recommended an investment in a health care real estate income trust which was unsuitable based on the clients’ financial objectives and risk tolerance.
- Current Status: The case is still pending as of the latest update, with arbitration proceedings underway at FINRA. Firestone denies any wrongdoing, asserting that the investment was appropriate at the time based on the available information and that the clients were informed of the associated risks.
Nelisha Firestone Red Flags & Your Rights As An Investor
Of course, Nelisha Firestone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nelisha Firestone at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Nelisha Firestone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Nelisha Firestone
If you have questions about LPL Financial LLC and/or Nelisha Firestone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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