DID NICHOLAS CRAIG ADAMSON CAUSE YOU INVESTMENT LOSSES?
Nicholas Adamson Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Nicholas Adamson of Ameriprise Financial Services, LLC?
Nicholas Adamson (CRD #4070569) has been affiliated with Ameriprise Financial Services, LLC in Plano, Texas, since January 6, 2000. He has passed 2 general industry/product exams and 2 multi-state securities law exams. Adamson is currently registered in 22 U.S. states and territories. He previously worked with IDS Life Insurance Company from January 2000 to July 2006. His extensive registration history highlights a long-standing commitment to the securities industry and a broad reach in terms of state-level licenses.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nicholas Adamson Customer Complaints and Reviews
Nicholas Craig Adamson has reported disclosure events that include customer disputes:
- Number of Incidents: 2
- Details:
- Settled Dispute:
- Date Filed: January 23, 2018
- Allegations: Negligent handling of a $59,493.81 IRA rollover check, which was incorrectly deposited into a taxable account.
- Settlement Amount: $11,000.00
- Outcome: Settled to avoid the costs associated with arbitration; no wrongdoing admitted.
- Dismissed Dispute:
- Date Filed: May 6, 2024
- Allegations: Misrepresentation regarding the holding period and share value of a CNL REIT purchased in 2013.
- Outcome: Complaint was denied on June 3, 2024, with no action taken.
Allegations Against Nicholas Adamson
- Settled Dispute:
- Allegations: Improper deposit of IRA rollover funds into a taxable account rather than an IRA.
- Product Type: No specific product implicated in the mishandling of funds.
- Dismissed Dispute:
- Allegations: Misrepresentation of investment terms and conditions related to real estate security (CNL REIT).
- Product Type: Real Estate Security.
Nicholas Adamson Red Flags & Your Rights As An Investor
Of course, Nicholas Adamson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Adamson at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Adamson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Nicholas Adamson
If you have questions about Ameriprise Financial Services, LLC and/or Nicholas Adamson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...