DID NICHOLAS SHAWN DOYLE CAUSE YOU INVESTMENT LOSSES?
About Nicholas Doyle Of Cetera Investment Services?
Nicholas Doyle (CRD #4962555) is a well-credentialed broker currently registered with Cetera Investment Advisers LLC and Cetera Investment Services LLC in Phoenix, Arizona, since June 2019. He holds licenses across 20 U.S. states and territories, reflecting a broad scope of practice. Doyle’s qualifications include three principal/supervisory exams and three general industry/product exams, alongside two multi-state securities law exams. His career spans several reputable firms, including Foresters Financial Services and Foresters Advisory Services, where he was registered from June 2005 until June 2019. Doyle’s extensive exam certifications and broad registration underline his comprehensive knowledge and capability in the securities industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nicholas Doyle Customer Complaints and Reviews
Nicholas Shawn Doyle has one reported customer dispute, which did not result in action against him:
- Customer Dispute (Closed-No Action): Filed on March 16, 2020, this dispute involved allegations of performance or service issues related to mutual fund investments, with alleged damages of $5,000. The complaint was processed by Cetera Investment Services LLC and was denied on April 24, 2020, with no action taken against Doyle and no individual contribution from him towards any settlement.
Allegations Against Nicholas Doyle
The specific allegations against Nicholas Shawn Doyle in the customer dispute include:
- Performance/Service Issues: The client raised concerns regarding the performance or service related to mutual fund investments managed by Doyle. The dispute was reviewed and subsequently denied, with no further action taken, indicating that the firm did not find sufficient grounds for the claim.
Nicholas Doyle Red Flags & Your Rights As An Investor
Of course, Nicholas Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Doyle at Cetera Investment Services, Cetera Investment Advisers, and Foresters Financial Services on alert to review carefully the activity and performance of their accounts and question whether Nicholas Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services, Cetera Investment Advisers, and Foresters Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Nicholas Doyle
If you have questions about Cetera Investment Services, Cetera Investment Advisers, Foresters Financial Services, and/or Nicholas Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...