DID NICHOLAS C IGNATOWSKI CAUSE YOU INVESTMENT LOSSES?
Nicholas Ignatowski Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Nicholas Ignatowski formerly with LPL Financial LLC?
Nicholas Ignatowski (CRD #2409399) is a seasoned broker with substantial experience in the securities industry, although he is not currently registered. Over his career, Ignatowski has worked for a variety of firms, including LPL Financial LLC, Ameritas Investment Corp., and The Advisors Group, Inc. His career path reflects registrations across multiple states, and he has passed several key industry exams: two principal/supervisory exams, three general industry/product exams, and two multi-state securities law exams, demonstrating a comprehensive grasp of both the practical and regulatory aspects of securities trading.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nicholas Ignatowski Customer Complaints and Reviews
Nicholas Ignatowski’s professional record includes a few significant disclosures:
- Customer Disputes (2 incidents):
- First Incident (Closed-No Action): Involved allegations regarding non-disclosure of fees and surrender charges for variable annuities purchased in September 2014. This dispute was resolved without any action against Ignatowski, as he demonstrated that all charges were disclosed and acknowledged by the customers.
- Second Incident (Pending): Currently involves allegations of unsuitable recommendations and negligent misrepresentation related to the sale of variable annuities, with claimed damages of $75,000.
Allegations Against Nicholas Ignatowski
- Misrepresentation and Non-Disclosure: In the first dispute, Ignatowski was accused of failing to disclose certain fees and surrender charges, which he successfully refuted by providing evidence of disclosure and customer acknowledgment.
- Unsuitability and Negligence: The pending dispute accuses Ignatowski of recommending variable annuities that were unsuitable for the client’s financial situation and risk tolerance, coupled with allegations of negligent misrepresentation regarding the product’s risks and features.
Nicholas Ignatowski Red Flags & Your Rights As An Investor
Of course, Nicholas Ignatowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Ignatowski at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Ignatowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Nicholas Ignatowski
If you have questions about LPL Financial LLC and/or Nicholas Ignatowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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