DID NICHOLAS ALEXANDER MATT CAUSE YOU INVESTMENT LOSSES?
Nicholas Matt was fired from Fidelity Brokerage Services LLC in November 2024, due to allegations of improper use of a planning tool.
Who is Nicholas Matt formerly with Fidelity Brokerage Services LLC?
Nicholas Matt (CRD #7703799) who was formerly registered as a broker with Fidelity Brokerage Services LLC and located in Salt Lake City, Utah is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nicholas Matt Employment History and Termination
Nicholas Alexander Matt worked for one securities firm, Fidelity Brokerage Services LLC, where he was employed from May 2023 to December 2024 as a registered broker. Before entering the securities industry, during the years 2014-early 2023 he held various roles, including Workplace Planning Associate at Fidelity Investments and internship experience at Alvini and Associates. Additionally, he has been involved in various non-investment-related business activities.
He has passed two general industry/product exams (Series 7 and SIE) and one multi-state securities law exam (Series 66). However, he is currently not registered with any financial firm.
His employment at Fidelity Brokerage Services LLC ended on November 1, 2024, with a termination following concerns about his improper use of a financial planning tool without verifying client information, which impacted his performance metrics.
Negative Disclosures Summary
One disclosure event was noted on the report:
- Termination:
- Date: November 14, 2024
- Firm: Fidelity Brokerage Services LLC
- Reason: Allegations that the broker improperly used a planning tool without confirming the accuracy of client-provided data, which impacted performance metrics.
Nicholas Matt Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Nicholas Matt is a red flag which should put all current and former customers of Nicholas Matt at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Matt engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Nicholas Matt
If you have questions about Fidelity Brokerage Services LLC and/or Nicholas Matt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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