DID NICHOLAS JAMES SCHIANO CAUSE YOU INVESTMENT LOSSES?

Nicholas Schiano Of Spartan Capital Securities, LLC and Worden Capital Management LLC Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Nicholas Schiano of Spartan Capital Securities, LLC?

Nicholas Schiano (CRD #4429212) who is currently registered as a broker with Spartan Capital Securities, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, LLC, Nicholas Schiano was associated with Worden Capital Management LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Nicholas Schiano Customer Complaints

Nicholas Schiano has been the subject of 8 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Nicholas Schiano’s current and former employers in favor of the investors. There are currently 3 arbitration proceedings pending against his current and former employers.

Allegations Against Nicholas Schiano

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Breach of fiduciary duty and breach of contract.
• Unsuitability, breach of fiduciary duty, breach of contract, negligent misrepresentation and omissions.
• Misrepresentation and unauthorized trading.
• Unsuitable transactions.
• Misrepresentation, negligence and breach of fiduciary duty.
• Unsuitability, overconcentration, and excessive trading.
• Churning, quantitative suitability, unsuitable recommendations, breach of fiduciary duty, and violation of Rule 2010.

Nicholas Schiano Red Flags & Your Rights As An Investor

Of course, Nicholas Schiano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Schiano at Spartan Capital Securities, LLC and Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Schiano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC and Worden Capital Management LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Nicholas Schiano

If you have questions about Spartan Capital Securities, LLC, Worden Capital Management LLC and/or Nicholas Schiano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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