DID NICHOLAS PAUL STAMATIS CAUSE YOU INVESTMENT LOSSES?
About Nicholas Stamatis of Ameriprise Financial Services, LLC?
Nicholas Stamatis (CRD #4907890) is currently employed by Ameriprise Financial Services, LLC in Franklin, TN, where he has been registered since May 20, 2005. Stamatis is registered with one self-regulatory organization and licensed in 43 U.S. states and territories, indicating a broad operational scope. He has passed two general industry/product exams (the Securities Industry Essentials Examination and the General Securities Representative Examination) and one state securities law exam (the Uniform Combined State Law Examination). His extensive licensing suggests a significant commitment to maintaining compliance and staying informed on various state regulations and financial products.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nicholas Stamatis Customer Complaints and Reviews
Stamatis has one disclosed customer dispute:
- Customer Dispute (Pending): The complaint was filed on April 17, 2024. The client alleges that the advisor misrepresented the features of Non-Qualified Structured Certificates of Deposits purchased in April and May 2022, specifically claiming they were principal protected and would earn a rate of 5% until maturity. The alleged damages are reported at $80,000.00.
Allegations Against Nicholas Stamatis
- Misrepresentation: The client alleges that Stamatis misrepresented the terms of Structured Indexed Linked Certificates of Deposit, leading to a misunderstanding about the principal protection and expected returns of the investment products purchased.
Nicholas Stamatis Red Flags & Your Rights As An Investor
Of course, Nicholas Stamatis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Stamatis at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Stamatis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Nicholas Stamatis
If you have questions about Ameriprise Financial Services, LLC and/or Nicholas Stamatis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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