DID NICHOLAS R WATNE CAUSE YOU INVESTMENT LOSSES?
Nicholas Watne Of Frost Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Nicholas Watne of Frost Brokerage Services, Inc.?
Nicholas Watne (CRD #3135342) who is currently registered as a broker with Frost Brokerage Services, Inc. and located in San Antonio, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Frost Brokerage Services, Inc., Nicholas Watne was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nicholas Watne Customer Complaint
Nicholas Watne has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Frost Brokerage Services and its advisor aided and abetted an alleged theft and other fraudulent acts of the purported owner of an account. The Texas Court action for over $9.9 million is still pending.
Nicholas Watne Red Flags & Your Rights As An Investor
Of course, Nicholas Watne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Watne at Frost Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Watne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Frost Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Frost Brokerage Services, Inc. Due To Nicholas Watne
If you have questions about Frost Brokerage Services, Inc. and/or Nicholas Watne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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