DID NICOLE BEHRENS CAUSE YOU INVESTMENT LOSSES?
About Nicole Behrens of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Nicole Behrens (CRD #2162965) is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated since March 15, 2000. She holds two general industry/product qualifications (Series 7 and SIE) and two state securities law qualifications (Series 63 and Series 65). Behrens is registered in nine self-regulatory organizations (SROs) and 21 U.S. states and territories, including New York, California, and Texas. Prior to her current firm, she worked at PaineWebber Incorporated and Dean Witter Reynolds Inc.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nicole Behrens Customer Complaint and Reviews
- Total Incidents: 1
- Customer Dispute (Pending):
- Date Complaint Received: February 5, 2024
- Allegations: The customer claims misappropriation and theft in the account between January 1, 2016, and February 5, 2024.
- Status: Pending resolution, the complaint has been filed but the exact damages amount is not specified, only that it is $5,000 or more.
Allegations Against Nicole Behrens
- Customer Complaint:
- Misappropriation and Theft: Behrens is accused of misappropriation and theft from an account over several years. The exact damage remains undetermined, and the case is currently pending.
Nicole Behrens Red Flags & Your Rights As An Investor
Of course, Nicole Behrens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Behrens at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Nicole Behrens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Nicole Behrens
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Nicole Behrens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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