DID NIKOLAI TAYLOR CAUSE YOU INVESTMENT LOSSES?
Nikolai Taylor Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct
About Nikolai Taylor of Morgan Stanley?
Nikolai Taylor (CRD #2510427) is currently employed and registered with Morgan Stanley in New York, NY, having joined on September 30, 2022. His extensive career includes prior registrations with Merrill Lynch, Pierce, Fenner & Smith Incorporated from January 2015 to October 2022, and earlier with Wells Fargo Advisors, LLC from September 2008 to January 2015. Taylor is registered with 4 Self-Regulatory Organizations (SROs) and licensed in 13 U.S. states and territories. He has passed 2 general industry/product exams and 2 state securities law exams, underlining his qualifications and broad compliance with financial regulations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nikolai Taylor Customer Complaints and Reviews
Nikolai Taylor has several negative disclosures reported:
- Customer Disputes (3 Incidents):
- Settled Dispute: Related to the sale of auction rate securities before the 2008 market liquidity crisis, settled with the firm repurchasing the securities at par, although this was not a direct settlement between Taylor and the client.
- Denied Dispute: Accusations from heirs of a client regarding unsuitable investments and financial transactions from 2015 to 2022, which were denied after investigation.
- Pending Dispute: Claims of unsuitable investments involving exchange-traded funds, currently under arbitration with no specified damage amount yet.
Allegations Against Nikolai Taylor
- Customer Dispute Allegations:
- Misrepresentation and unsuitable investment advice regarding auction rate securities, leading to a firm-initiated repurchase rather than a direct settlement.
- Alleged unsuitable investments and financial transactions over a prolonged period, denied after the firm’s investigation.
- Currently under arbitration for claims of unsuitable investments involving ETFs, specifics of the case still pending.
Nikolai Taylor Red Flags & Your Rights As An Investor
Of course, Nikolai Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikolai Taylor at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nikolai Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nikolai Taylor
If you have questions about Morgan Stanley and/or Nikolai Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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