DID NOAH ABRAHAM SOSA CAUSE YOU INVESTMENT LOSSES?
Noah Sosa Formerly With Osaic FS, Inc. was terminated on July 19, 2024, following an investigation that was linked to an ongoing internal review.
Who is Noah Sosa formerly with Osaic FS, Inc.?
Noah Sosa (CRD #7881704) who was formerly registered as a broker Osaic FS, Inc. and located in Porter Ranch, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Noah Sosa Employment History
Noah Abraham Sosa is a former registered broker who was most recently registered with OSAIC FS, Inc. in Porter Ranch, California, from April 2024 to August 2024. During his short tenure as a broker, Noah passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on February 1, 2024, and the General Securities Representative Examination (Series 7) on April 19, 2024. He also passed the Uniform Combined State Law Examination (Series 66) on May 1, 2024. Noah does not hold any principal or supervisory qualifications.
Noah Sosa is not currently registered with any brokerage firm. His employment with OSAIC FS, Inc. ended on July 19, 2024, following a termination that was linked to an ongoing internal review. The firm initiated the review after discovering communications that suggested Noah had shared client information with an unauthorized individual barred from the securities industry. Noah’s previous employment history includes positions outside of the securities industry, such as working as a cashier and attending high school and middle school.
Noah Sosa Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Noah Sosa is a red flag which should put all current and former customers of Noah Sosa at Osaic FS, Inc. on alert to review carefully the activity and performance of their accounts and question whether Noah Sosa engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FS, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic FS, Inc. Due To Noah Sosa
If you have questions about Osaic FS, Inc. and/or Noah Sosa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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