DID NORMAN SALOMON BENZAQUEN CAUSE YOU INVESTMENT LOSSES?
About Norman Benzaquen formerly with Gilder Gagnon Howe & Co. LLC?
Norman Benzaquen (CRD #18785) is no longer currently registered. His most recent affiliation was with Gilder Gagnon Howe & Co. LLC, where he worked from February 1984 to September 2023. He has also been affiliated with Drexel Burnham Lambert and Drexel Burnham & Co. Benzaquen holds one principal/supervisory exam (Series 24), three general industry/product exams (Series 7, Series 1, and SIE), and one state securities law exam (Series 63). His most recent role was as an Analyst – Principal at Gilder Gagnon Howe & Co. LLC.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Norman Benzaquen Customer Complaint and Reviews
- Total Incidents: 1
- Customer Dispute (Settled):
- Date Complaint Received: May 12, 2023
- Allegations: The claimant alleged unsuitability and breach of fiduciary duty regarding discretionary accounts. The firm, Gilder Gagnon Howe & Co. LLC, was named as the respondent and not Benzaquen individually. The total claimed damages were $900,000.
- Outcome: The case was settled on November 30, 2023, for approximately $77,000. The firm and the broker denied wrongdoing, and the settlement was not an admission of liability.
Allegations Against Norman Benzaquen
- Unsuitability and Breach of Fiduciary Duty:
- The customer dispute involved claims of unsuitability and breach of fiduciary duty in managing discretionary accounts at Gilder Gagnon Howe & Co. LLC. The case was settled through FINRA arbitration, with no admission of liability.
Norman Benzaquen Red Flags & Your Rights As An Investor
Of course, Norman Benzaquen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norman Benzaquen at Gilder Gagnon Howe & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Norman Benzaquen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gilder Gagnon Howe & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Gilder Gagnon Howe & Co. LLC Due To Norman Benzaquen
If you have questions about Gilder Gagnon Howe & Co. LLC and/or Norman Benzaquen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...