DID OSEAS ZULUAGA CAUSE YOU INVESTMENT LOSSES?

Oseas Zuluaga Of Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Oseas Zuluaga of Revere Securities LLC?

Oseas Zuluaga (CRD #4186791) who is currently registered as a broker with Revere Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Revere Securities LLC, Oseas Zuluaga was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Oseas Zuluaga has had his own regulatory problems. In 2021, the SEC issued a cease-and-desist order and fine home $25,000 for his failures as a principal of the firm in calculating Revere Securities, net capital.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Oseas Zuluaga Customer Complaint

Oseas Zuluaga has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violations of the Control Person provisions of the Securities Exchange Act of 1934, and failure to supervise under FINRA Rule 3110.  The FINRA arbitration proceeding was recently filed against Revere Securities and this individual for his alleged misconduct and is still pending.

Oseas Zuluaga Red Flags & Your Rights As An Investor

Of course, Oseas Zuluaga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Oseas Zuluaga at Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Oseas Zuluaga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Oseas Zuluaga

If you have questions about Revere Securities LLC and/or Oseas Zuluaga and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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