Oct 30, 2024

Brent Fuchs of Osaic FA, Inc. Reviews

DID BRENT CHRISTOPHER FUCHS CAUSE YOU INVESTMENT LOSSES? Brent Fuchs Of Osaic FA, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Brent Fuchs Customer Complaints and Reviews Brent Christopher Fuchs has a total of nine customer disputes reported. Below is a summary of the key incidents: Allegations Against Brent Fuchs Brent Christopher Fuchs faces several customer complaints, primarily regarding unsuitable investment recommendations in oil and gas products. The following are the key allegations: Brent Fuchs Red Flags & Your Rights As An Investor Of course, Brent Fuchs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Fuchs at Osaic FA, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brent Fuchs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FA, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic FA, Inc.  Due To Brent Fuchs If you have questions about Osaic FA, Inc. and/or Brent Fuchs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 29, 2024

Theresa Allen of RBC Capital Markets, LLC Reviews

DID THERESA ALLEN CAUSE YOU INVESTMENT LOSSES? Theresa Allen Of RBC Capital Markets, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Theresa Allen Customer Complaints and Reviews Theresa Allen has a total of six customer disputes reported. The following summarizes the key incidents: Allegations Against Theresa Allen Theresa Allen faces several allegations from customer disputes, primarily focused on unsuitable investment recommendations and unauthorized trading. Key accusations include: Theresa Allen Red Flags & Your Rights As An Investor Of course, Theresa Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theresa Allen at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Theresa Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Theresa Allen If you have questions about RBC Capital Markets, LLC and/or Theresa Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 29, 2024

Alton Raney II of St. Bernard Financial Services, Inc. FIRED

DID ALTON B RANEY II CAUSE YOU INVESTMENT LOSSES? Alton Raney II Formerly With St. Bernard Financial Services, Inc. was terminated on May 16, 2024, due to a complaint filed by the Arkansas Securities Department, citing violations of Arkansas Code 23-42-308 Alton Raney II Employment History Alton B. Raney II has over three decades of experience in the securities industry. Throughout his career, he has worked for 11 different firms, with his most recent position being at St. Bernard Financial Services, Inc. from September 2023 to May 2024. His previous registrations include LPL Financial LLC from December 2018 to April 2023, and Kestra Investment Services, LLC from August 2010 to December 2018. Raney has passed 7 industry exams, including 3 Principal/Supervisory Exams, 3 General Industry/Product Exams, and 1 Multi-State Securities Law Exam. He holds the professional designation of Certified Financial Planner, although it is advised to verify the status of this designation. Currently, Raney is not registered with any firm. Allegation Against Alton Raney II Termination (May 16, 2024):  Raney was discharged from St. Bernard Financial Services, Inc. due to a complaint filed by the Arkansas Securities Department, citing violations of Arkansas Code 23-42-308 regarding investment-related statutes. Alton Raney II Red Flags & Your Rights As An Investor Of course, Alton Raney II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Alton Raney II at St. Bernard Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alton Raney II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at St. Bernard Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At St. Bernard Financial Services, Inc. Due To Alton Raney II If you have questions about St. Bernard Financial Services, Inc. and/or Alton Raney II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 29, 2024

James Turpin of USA Financial Securities Corporation FIRED

DID JAMES MICHAEL TURPIN CAUSE YOU INVESTMENT LOSSES? James Turpin Formerly With USA Financial Securities Corporation was terminated on June 7, 2024, due to allegations of theft from a client account James Turpin Employment History James Michael Turpin has worked for three firms during his career, including USA Financial Securities Corporation (CRD #103857) from January 2017 to June 2024. Prior to that, he was registered with United Planners’ Financial Services of America and BCG Securities, Inc. He has passed two general industry/product exams and one multi-state securities law exam, including the Series 6 and Series 63 exams. Turpin was discharged from USA Financial Securities Corporation on June 7, 2024, due to allegations of theft from a client account. He is currently not registered with any firm. His employment history also includes ownership roles at Chelsea Wealth Management Corp. and American Prosperity Group. James Turpin Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Turpin is a red flag which should put all current and former customers of James Turpin at USA Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether James Turpin engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USA Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USA Financial Securities Corporation Due To James Turpin If you have questions about USA Financial Securities Corporation and/or James Turpin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 29, 2024

Marat Likhtenstein of Osaic Wealth, Inc.  FIRED

DID MARAT LIKHTENSTEIN CAUSE YOU INVESTMENT LOSSES? Marat Likhtenstein Formerly With Osaic Wealth, Inc.  was terminated on June 7, 2024, for failing to disclose personal loan transactions with a client Marat Likhtenstein Employment History and Termination Marat Likhtenstein has over two decades of experience in the securities industry, having worked for firms such as Osaic Wealth, Inc., (2018-2024), Signator Investors, Inc., (2001-2018) and Park Avenue Securities LLC. (1999-2001) He passed two general industry/product exams and two multi-state securities law exams and held registrations across multiple firms, mostly in New York. He was terminated by Osaic Wealth, Inc. on June 7, 2024, due to a failure to disclose personal loan transactions with a client. Subsequently, on August 5, 2024, he was permanently barred by FINRA after he refused to cooperate with their investigation, provide requested documents and information and failed to appear for testimony. Disclosure Events: Allegation: Terminated for failure to disclose personal loan transactions with a client. Regulatory Action Date: August 5, 2024 Regulator: FINRA Allegation: Likhtenstein failed to provide documents and appear for testimony as requested by FINRA, related to a disclosure on a Form U5 filing by Osaic Wealth, Inc., stating that he did not disclose personal loans with a client. Resolution: Permanent bar of all capacities. Termination Date: June 7, 2024 Firm: Osaic Wealth, Inc. Marat Likhtenstein Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Marat Likhtenstein is a red flag which should put all current and former customers of Marat Likhtenstein at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marat Likhtenstein engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Marat Likhtenstein If you have questions about Osaic Wealth, Inc.and/or Marat Likhtenstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 29, 2024

Luis Arevalo of J.P. Morgan Securities LLC FIRED

DID LUIS CARABANTES AREVALO CAUSE YOU INVESTMENT LOSSES? Luis Arevalo Formerly With J.P. Morgan Securities LLC was terminated on June 6, 2024, due to allegations of claiming incentive credit he was not entitled to receive Luis Arevalo Employment History Luis Carabantes Arevalo has a relatively recent entry into the securities industry, having worked with J.P. Morgan Securities LLC from March 2023 to June 2024. During his time in the industry, Mr. Arevalo passed two general industry/product exams, including the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination, as well as the Uniform Securities Agent State Law Examination (Series 63). Despite his brief tenure in the securities field, Mr. Arevalo’s career faced a significant setback in June 2024, when he was discharged from JPMorgan Chase Bank, N.A. The termination was due to allegations of claiming incentive credit he was not entitled to receive and doing so using a co-worker’s workstation. This incident led to the end of his registration with J.P. Morgan Securities LLC. Currently, Mr. Arevalo is not registered with any firm. Luis Arevalo Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Luis Arevalo is a red flag which should put all current and former customers of Luis Arevalo J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Luis Arevalo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Luis Arevalo If you have questions about J.P. Morgan Securities LLC and/or Luis Arevalo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 28, 2024

Kenneth Wright of Osaic Institutions, Inc. Reviews

DID Kenneth Wright CAUSE YOU INVESTMENT LOSSES? Kenneth Wright Of Osaic Institutions, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kenneth Wright Customer Complaints and Reviews Kenneth D. Wright has been involved in three customer disputes, two of which were denied, and one was withdrawn: Allegations Against Kenneth Wright Kenneth Wright Red Flags & Your Rights As An Investor Of course, Kenneth Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Wright at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To Kenneth Wright If you have questions about Osaic Institutions, Inc. and/or Kenneth Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 28, 2024

Borami Yoon of Morgan Stanley Reviews

DID Borami Yoon CAUSE YOU INVESTMENT LOSSES? Borami Yoon Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Borami Yoon Customer Complaints and Reviews Borami Yoon has two reported customer disputes: Allegations Against Borami Yoon Borami Yoon Red Flags & Your Rights As An Investor Of course, Borami Yoon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Borami Yoon at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Borami Yoon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Borami Yoon If you have questions about Morgan Stanley and/or Borami Yoon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 28, 2024

Jason Young of Charles Schwab & Co., Inc. Reviews

DID JASON R YOUNG CAUSE YOU INVESTMENT LOSSES? Jason Young Of Charles Schwab & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jason Young Customer Complaints and Reviews Jason R. Young has been involved in two customer disputes: Allegations Against Jason Young Jason Young Red Flags & Your Rights As An Investor Of course, Jason Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Young at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Young has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Jason Young If you have questions about Charles Schwab & Co., Inc. and/or Jason Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 28, 2024

Chad Zawacki of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID Chad Zawacki CAUSE YOU INVESTMENT LOSSES? Chad Zawacki Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Chad Zawacki Customer Complaints and Reviews Chad C. Zawacki has two customer disputes reported: Allegations Against Chad Zawacki Chad Zawacki Red Flags & Your Rights As An Investor Of course, Chad Zawacki did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Zawacki at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Chad Zawacki has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Chad Zawacki If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Chad Zawacki and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading