Feb 13, 2025

Mark Upchurch Formerly With Centaurus Financial, Inc. Reviews

DID MARK ALLEN UPCHURCH CAUSE YOU INVESTMENT LOSSES? Mark Upchurch Formerly With Centaurus Financial, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Mark Upchurch Customer Complaints and Reviews The report lists several disclosures, including 1 regulatory action, 10 customer disputes and one employment termination. Customer Disputes (9 settled, 1 pending): Allegations Against Mark Upchurch The disclosures against Mr. Upchurch raise concerns about professional conduct: Mark Upchurch Red Flags & Your Rights As An Investor Of course, Mark Upchurch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Upchurch at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Upchurch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Mark Upchurch If you have questions about Centaurus Financial, Inc. and/or Mark Upchurch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2025

Wendy Turk of LPL Financial LLC Reviews

DID WENDY WAN TURK CAUSE YOU INVESTMENT LOSSES? Wendy Turk Customer Complaints and Reviews Wendy Wan Turk has one customer dispute in her record. Details are provided below: Allegations Against Wendy Turk The customer dispute involving Wendy Wan Turk centers around a cybersecurity breach resulting in financial losses for a client. Key points include: Wendy Turk Red Flags & Your Rights As An Investor Of course, Wendy Turk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wendy Turk at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Wendy Turk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Wendy Turk If you have questions about LPL Financial LLC and/or Wendy Turk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2025

Julie Darrah of Mutual Securities, Inc.  Reviews

DID JULIE DARRAH CAUSE YOU INVESTMENT LOSSES? Julie Darrah Customer Complaints and Reviews Julie Darrah has one customer dispute. Below are the details: Allegations Against Julie Darrah Customer Complaint: The pending dispute involves accusations of misappropriating over $700,000 by selling client securities and transferring the proceeds to her own accounts. Julie Darrah Red Flags & Your Rights As An Investor Of course, Julie Darrah did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julie Darrah at Mutual Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Julie Darrah has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mutual Securities, Inc. Due To Julie Darrah If you have questions about Mutual Securities, Inc. and/or Julie Darrah and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2025

Fred Chen of Emerson Equity LLC Reviews

DID FRED CHEN CAUSE YOU INVESTMENT LOSSES? Fred Chen Of Emerson Equity LLC Has 4 Customer Complaints For Alleged Broker Misconduct Fred Chen Customer Complaints and Reviews Fred Chen has four customer disputes on record, one of which was settled while three remain pending. Below are the details of these incidents: Allegations Against Fred Chen Fred Chen’s disclosure record highlights significant allegations of misconduct related to investment practices. Key issues include: Fred Chen Red Flags & Your Rights As An Investor Of course, Fred Chen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fred Chen at Emerson Equity LLC on alert to review carefully the activity and performance of their accounts and question whether Fred Chen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Fred Chen If you have questions about Emerson Equity LLC and/or Fred Chen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2025

Harrison Chang of Innovation Partners LLC Reviews

DID HARRISON CHI CHANG CAUSE YOU INVESTMENT LOSSES? Harrison Chang Customer Complaints and Reviews Harrison Chang has one Customer Dispute event on his record: Allegations Against Harrison Chang The pending customer dispute involves allegations of unsuitable and misleading recommendations regarding corporate debt instruments. Specifically: Harrison Chang Red Flags & Your Rights As An Investor Of course, Harrison Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harrison Chang at Innovation Partners LLC on alert to review carefully the activity and performance of their accounts and question whether Harrison Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Innovation Partners LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Innovation Partners LLC Due To Harrison Chang If you have questions about Innovation Partners LLC and/or Harrison Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2025

Kurt Cambier of Cambridge Investment Research, Inc.  Reviews

DID KURT DOUGLAS CAMBIER CAUSE YOU INVESTMENT LOSSES? Kurt Cambier Of Cambridge Investment Research, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kurt Cambier Customer Complaints and Reviews Three Customer Disputes were noted on his BrokerCheck report: Allegations Against Kurt Cambier Kurt Cambier Red Flags & Your Rights As An Investor Of course, Kurt Cambier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Cambier at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kurt Cambier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc.  Due To Kurt Cambier If you have questions about Cambridge Investment Research, Inc. and/or Kurt Cambier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2025

Jeffrey Paladini Formerly With Arkadios Capital Reviews

DID JEFFREY CHARLES PALADINI CAUSE YOU INVESTMENT LOSSES? Jeffrey Paladini Formerly With Arkadios Capital Has 3 Customer Complaints For Alleged Broker Misconduct Jeffrey Paladini Customer Complaints and Reviews Jeffrey Paladini has three customer dispute disclosures, two of which were settled and one is pending: Allegations Against Jeffrey Paladini The allegations and accusations against Jeffrey Paladini include: Jeffrey Paladini Red Flags & Your Rights As An Investor Of course, Jeffrey Paladini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Paladini at Arkadios Capital on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Paladini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Jeffrey Paladini If you have questions about Arkadios Capital and/or Jeffrey Paladini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2025

Steven Orr of Grove Point Investments, LLC Reviews

DID STEVEN HOWARD ORR CAUSE YOU INVESTMENT LOSSES? Steven Orr Customer Complaints and Reviews His disclosure shows two customer disputes: Allegations Against Steven Orr These disclosures reflect allegations concerning investment suitability and risk communication. Steven Orr Red Flags & Your Rights As An Investor Of course, Steven Orr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Orr at Grove Point Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Orr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Steven Orr If you have questions about Grove Point Investments, LLC and/or Steven Orr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2025

Lawrence Nack Formerly With LPL Financial LLC  Reviews

DID LAWRENCE WILBERT NACK CAUSE YOU INVESTMENT LOSSES Lawrence Nack Customer Complaints and Reviews Lawrence Nack has one pending disclosure involving a customer dispute: This disclosure involves concerns about investment suitability, a key consideration for investors seeking personalized financial advice. Allegations Against Lawrence Nack The primary allegation against Lawrence Nack centers on Investment Suitability: Lawrence Nack Red Flags & Your Rights As An Investor Of course, Lawrence Nack did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Nack at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Nack has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lawrence Nack If you have questions about LPL Financial LLC and/or Lawrence Nack and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 9, 2025

Rajesh Markan Formerly With Hilltop Securities Inc.  Reviews

DID RAJESH MARKAN CAUSE YOU INVESTMENT LOSSES? Rajesh Markan Formerly With Hilltop Securities Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Rajesh Markan Customer Complaints and Reviews Rajesh Markan’s BrokerCheck report lists seven customer disputes, and one employment termination. Below are the details: Allegations Against Rajesh Markan Rajesh Markan Red Flags & Your Rights As An Investor Of course, Rajesh Markan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rajesh Markan at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Rajesh Markan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Rajesh Markan If you have questions about Hilltop Securities Inc. and/or Rajesh Markan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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