Apr 28, 2024

Anne Whelan of Wells Fargo Clearing Services, LLC

DID ANNE ELIZABETH WHELAN CAUSE YOU INVESTMENT LOSSES? Anne Whelan Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Anne Whelan Customer Complaints Anne Whelan has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Wells Fargo Advisors and the investor took no further action.  The other customer complaint filed against the same brokerage firm for Anne Whelan’s alleged misconduct is still pending. Allegations Against Anne Whelan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Anne Whelan Red Flags & Your Rights As An Investor Of course, Anne Whelan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anne Whelan at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Anne Whelan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Anne Whelan  If you have questions about Wells Fargo Clearing Services, LLC and/or Anne Whelan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2024

Carroll Wilson, Jr. of Wells Fargo Clearing Services, LLC

DID CARROLL MAC WILSON JR CAUSE YOU INVESTMENT LOSSES? Carroll Wilson, Jr. Of Wells Fargo Clearing Services, LLC And Formerly With U.S. Bancorp Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Carroll Wilson, Jr. Customer Complaints Carroll Wilson, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by US Bank Corp. Investments, and, to date, the investors have not taken any further action.  There is currently one customer complaint that was recently filed against U.S. Bancorp investments for Carroll Wilson’s alleged misconduct that is still pending. Allegations Against Carroll Wilson, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Carroll Wilson, Jr. Red Flags & Your Rights As An Investor Of course, Carroll Wilson, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carroll Wilson, Jr. at Wells Fargo Clearing Services, LLC and U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carroll Wilson, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and U.S. Bancorp Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Carroll Wilson, Jr.  If you have questions about Wells Fargo Clearing Services, LLC, U.S. Bancorp Investments, Inc. and/or Carroll Wilson, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2024

Clinton Wilson of Raymond James Financial Services, Inc

DID CLINTON RANDOLPH WILSON CAUSE YOU INVESTMENT LOSSES? Clinton Wilson Of Raymond James Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Clinton Wilson Customer Complaints Clinton Wilson has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Clinton Wilson’s former employers in favor of the investor.  The other customer complaint recently filed against Raymond James Financial Services was recently withdrawn by the customer. Allegations Against Clinton Wilson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clinton Wilson Red Flags & Your Rights As An Investor Of course, Clinton Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clinton Wilson at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Clinton Wilsonhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Clinton Wilson  If you have questions about Raymond James Financial Services, Inc. and/or Clinton Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2024

Richard Zientarski of Planmember Securities Corporation

DID RICHARD CHESTER ZIENTARSKI CAUSE YOU INVESTMENT LOSSES? Richard Zientarski Of Planmember Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Richard Zientarski Customer Complaints Richard Zientarski has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Pan-American Financial Advisors in favor of the investor.  There is currently 1 customer complaint that was recently filed with Planmember Securities Corporation for Richard Zientarski’s alleged misconduct that is still pending. Allegations Against Richard Zientarski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Zientarski Red Flags & Your Rights As An Investor Of course, Richard Zientarski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Zientarski at Planmember Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Richard Zientarski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Planmember Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Planmember Securities Corporation Due To Richard Zientarski  If you have questions about Planmember Securities Corporation and/or Richard Zientarski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2024

Shimshon Plotkin of Independent Financial Group, LLC

DID SHIMSHON PLOTKIN CAUSE YOU INVESTMENT LOSSES? Shimshon Plotkin Of Independent Financial Group, LLC Has 11 Customer Complaints For Alleged Broker Misconduct Shimshon Plotkin Customer Complaints Shimshon Plotkin has been the subject of 11 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints resulted in arbitration awards against Royal Alliance Associates in favor of the investors. Four of the customer complaints were settled by Shimshon Plotkin’s employers in favor of investors.  Another 3 customer complaints were denied by the adviser’s former employers and the investors took no further action.  There are currently 2 FINRA arbitration proceedings pending against the Independent Financial Group for the registered representatives alleged misconduct. Allegations Against Shimshon Plotkin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shimshon Plotkin Red Flags & Your Rights As An Investor Of course, Shimshon Plotkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shimshon Plotkin at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Shimshon Plotkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Shimshon Plotkin  If you have questions about Independent Financial Group, LLC and/or Shimshon Plotkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2024

Kevin Peters of Equitable Advisors, LLC

DID KEVIN L PETERS CAUSE YOU INVESTMENT LOSSES? Kevin Peters Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Kevin Peters Customer Complaints Kevin Peters has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by AXA Advisors and the investor took no further action.  The more recent complaint filed against Equitable Advisors evolved into a FINRA arbitration proceeding that is still pending. Allegations Against Kevin Peters A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Peters Red Flags & Your Rights As An Investor Of course, Kevin Peters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Peters at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Peters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kevin Peters  If you have questions about Equitable Advisors, LLC and/or Kevin Peters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2024

Michael Orlowski of Commerce One Financial In

DID MICHAEL EDWARD ORLOWSKI CAUSE YOU INVESTMENT LOSSES? Michael Orlowski Of Commerce One Financial Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Orlowski Customer Complaints Michael Orlowski has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Commerce One Financial for Michael Orlowski’s alleged misconduct in favor of the investors.  The other customer complaint is still pending against the brokerage firm in a FINRA arbitration proceeding that was recently filed. Allegations Against Michael Orlowski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Orlowski Red Flags & Your Rights As An Investor Of course, Michael Orlowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Orlowski at Commerce One Financial Inc on alert to review carefully the activity and performance of their accounts and question whether Michael Orlowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commerce One Financial Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commerce One Financial Inc. Due To Michael Orlowski  If you have questions about Commerce One Financial Inc. and/or Michael Orlowskin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Michael Nixon of Bankers Life Securities, Inc

DID MICHAEL SCOTT NIXON CAUSE YOU INVESTMENT LOSSES? Michael Nixon Of Bankers Life Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Michael Nixon Customer Complaints Michael Nixon has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were settled by Bankers Life Securities for Michael Nixon’s alleged misconduct in favor of the investors. Allegations Against Michael Nixon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Nixon Red Flags & Your Rights As An Investor Of course, Michael Nixon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Nixon at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Nixon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Michael Nixon  If you have questions about Bankers Life Securities, Inc. and/or Michael Nixon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Hagop Nalbandian of Western International Securities, Inc

DID HAGOP JACK NALBANDIAN CAUSE YOU INVESTMENT LOSSES? Hagop Nalbandian Of Western International Securities, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Hagop Nalbandian Customer Complaints Hagop Nalbandian has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Five oh customer complaints were settled by Western International Securities and former employers for Hagop Nalbandian’s alleged misconduct in favor of the investors.  There is currently one customer complaint filed against Western International Securities as they evolved into a FINRA arbitration proceeding, that is still pending. Allegations Against Hagop Nalbandian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Hagop Nalbandian Red Flags & Your Rights As An Investor Of course, Hagop Nalbandian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hagop Nalbandian at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Hagop Nalbandian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Hagop Nalbandian  If you have questions about Western International Securities, Inc. and/or Hagop Nalbandian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Kevin Monaco of Oppenheimer & Co. Inc

DID KEVIN MONACO CAUSE YOU INVESTMENT LOSSES? Kevin Monaco Of Oppenheimer & Co. Inc. And Formerly With D.A. Davidson & Co. Has 4 Customer Complaints For Alleged Broker Misconduct Kevin Monaco Customer Complaints Kevin Monaco has been the subject of 4 customer complaints that we know about seeking to recover investment losses.  All 4 customer complaints were denied by Kevin Monaco’s employers, and it appears that the investors did not take any further action. Allegations Against Kevin Monaco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Monaco Red Flags & Your Rights As An Investor Of course, Kevin Monaco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Monaco at Oppenheimer & Co. Inc. and D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Kevin Monaco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and D.A. Davidson & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Kevin Monaco  If you have questions about Oppenheimer & Co. Inc., D.A. Davidson & Co. and/or Kevin Monaco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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