Apr 26, 2024

Shelley Moffatt of Edward Jones

DID SHELLEY MARIE MOFFATT CAUSE YOU INVESTMENT LOSSES? Shelley Moffatt Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Shelley Moffatt Customer Complaints Shelley Moffatt has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by Edward Jones and the investors took no further action. Allegations Against Robert McLane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shelley Moffatt Red Flags & Your Rights As An Investor Of course, Shelley Moffatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shelley Moffatt at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shelley Moffatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Shelley Moffatt  If you have questions about Edward Jones and/or Shelley Moffatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Robert McLane of Wells Fargo Clearing Services, LLC

DID ROBERT JOSEPH MCLANE CAUSE YOU INVESTMENT LOSSES? Robert McLane Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Robert McLane Customer Complaints Robert McLane has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were denied by Robert McLane’s employers and the investors do not appear to have taken any further action. Allegations Against Robert McLane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert McLane Red Flags & Your Rights As An Investor Of course, Robert McLane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert McLane at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert McLane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Robert McLane  If you have questions about Wells Fargo Clearing Services, LLC and/or Robert McLane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 25, 2024

Scott Matalon formerly with RBC Capital Markets, LLC

DID SCOTT JAY MATALON CAUSE YOU INVESTMENT LOSSES? Scott Matalon Formerly With RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Matalon Customer Complaints Scott Matalon has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both of the customer complaints are pending against his former employer’s for his alleged misconduct in FINRA arbitration proceedings. Allegations Against Scott Matalon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Matalon Red Flags & Your Rights As An Investor Of course, Scott Matalon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Matalon at RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Matalon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Scott Matalon  If you have questions about RBC Capital Markets, LLC, Ameriprise Financial Services, Inc. and/or Scott Matalon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 25, 2024

Damian Maggio of Joseph Stone Capital L.L.C

DID DAMIAN MAGGIO CAUSE YOU INVESTMENT LOSSES? Damian Maggio Of Joseph Stone Capital L.L.C. Has 4 Customer Complaints For Alleged Broker Misconduct Damian Maggio Customer Complaints Damian Maggio has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by LH Ross for Damian Maggio’s alleged misconduct in favor of the investor.  There are currently 3 FINRA arbitration proceedings pending against Joseph Stone Capital with the advisors alleged misconduct. Allegations Against Damian Maggio A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Damian Maggio Red Flags & Your Rights As An Investor Of course, Damian Maggio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Damian Maggio at Joseph Stone Capital L.L.C. on alert to review carefully the activity and performance of their accounts and question whether Damian Maggio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Damian Maggio  If you have questions about Joseph Stone Capital L.L.C. and/or Damian Maggio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 25, 2024

Kevin Loyd, Jr of LPL Financial LLC

DID KEVIN CLINTON LOYD JR CAUSE YOU INVESTMENT LOSSES? Kevin Loyd, Jr Of LPL Financial LLC And Formerly With Cetera Advisors LLC and First Allied Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Kevin Loyd, Jr Customer Complaints Kevin Loyd, Jr has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints evolved into FINRA arbitration proceedings that are pending against Kevin Loyd’s former employers for his alleged misconduct. Allegations Against Kevin Loyd, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Loyd, Jr Red Flags & Your Rights As An Investor Of course, Kevin Loyd, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Loyd, Jr at LPL Financial LLC, Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Loyd, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kevin Loyd, Jr  If you have questions about LPL Financial LLC, Cetera Advisors LLC, First Allied Securities, Inc. and/or Kevin Loyd, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 25, 2024

Rodrigue Lors of Wilmington Capital Securities, LLC

DID RODRIGUE LORS CAUSE YOU INVESTMENT LOSSES? Rodrigue Lors Of Wilmington Capital Securities, LLC Has 8 Customer Complaints For Alleged Broker Misconduct Rodrigue Lors Customer Complaints Rodrigue Lors has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by Rodrigue Lors employers in favor of the investments.  Three of the customer complaints were denied by his former employer’s and the customers did not pursue any further action.  There are currently one pending customer complaints filed against Rodrigue Lors’ former employer, National Securities Corp. for investment losses caused by his alleged misconduct. Allegations Against Rodrigue Lors A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rodrigue Lors Red Flags & Your Rights As An Investor Of course, Rodrigue Lors did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodrigue Lors at Wilmington Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Rodrigue Lors has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wilmington Capital Securities, LLC Due To Rodrigue Lors  If you have questions about Wilmington Capital Securities, LLC and/or Rodrigue Lors and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 24, 2024

Timothy Lilleboe of Morgan Stanley

DID TIMOTHY MICHAEL LILLEBOE CAUSE YOU INVESTMENT LOSSES? Timothy Lilleboe Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Timothy Lilleboe Customer Complaints Timothy Lilleboe has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Salomon Smith Barney in favor of the investors.  The brokerage firm denied another customer’s complaint and the investor took no further action.  There is currently one customer complaint recently filed against Morgan Stanley for Timothy Lilleboe’s alleged misconduct that is still pending. Allegations Against Timothy Lilleboe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Lilleboe Red Flags & Your Rights As An Investor Of course, Timothy Lilleboe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Lilleboe at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Timothy Lilleboe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Timothy Lilleboe  If you have questions about Morgan Stanley and/or Timothy Lilleboe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 24, 2024

Neil Lerner of Morgan Stanley

DID NEIL JEFFREY LERNER CAUSE YOU INVESTMENT LOSSES? Neil Lerner Of Morgan Stanley And Formerly With UBS Financial Services Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Neil Lerner Customer Complaints Neil Lerner has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints proceeded to arbitration and resulted in arbitration awards in favor of the investors.  The other 3 customer complaints were denied by Neil Lerner’s employers and the investors took no further action. Allegations Against Neil Lerner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Neil Lerner Red Flags & Your Rights As An Investor Of course, Neil Lerner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Lerner at Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Neil Lerner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Neil Lerner  If you have questions about Morgan Stanley, UBS Financial Services Inc. and/or Neil Lerner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 24, 2024

Thomas Kudarauskas of Osaic Wealth, Inc

DID THOMAS ARDAVAST KUDARAUSKAS CAUSE YOU INVESTMENT LOSSES? Thomas Kudarauskas Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Kudarauskas Customer Complaints Thomas Kudarauskas has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the disputes were settled by Woodbury Financial Services in favor of the investors.  There is currently one FINRA arbitration proceeding that is still pending against Woodbury Financial Services for Thomas Kudarauskas’ alleged misconduct. Allegations Against Thomas Kudarauskas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Kudarauskas Red Flags & Your Rights As An Investor Of course, Thomas Kudarauskas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kudarauskas at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Kudarauskas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Thomas Kudarauskas  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Thomas Kudarauskas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 24, 2024

Cheryl Kitashima of Centaurus Financial, Inc Reviews

DID CHERYL LYNN KITASHIMA CAUSE YOU INVESTMENT LOSSES? Cheryl Kitashima Of Centaurus Financial, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Cheryl Kitashima Customer Complaints Kitashima’s professional record includes a total of 6 customer disputes, highlighting a history of significant customer dissatisfaction and allegations of unethical behavior. Here are the key disputes: These disputes were all settled without admission of wrongdoing by Kitashima, although they consistently involve serious accusations of professional failures, including fraud and breach of duty. Allegations Against Cheryl Kitashima The allegations and accusations against Cheryl L. Kitashima have varied widely but tend to focus on a few serious areas of misconduct: These allegations form a pattern suggesting a disregard for client welfare and a propensity for high-risk strategies without adequate client consent or understanding, further complicating her professional integrity and ethical standing within the financial industry. Cheryl Kitashima Red Flags & Your Rights As An Investor Of course, Cheryl Kitashima did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Kitashima at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Cheryl Kitashima has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Cheryl Kitashima  If you have questions about Centaurus Financial, Inc. and/or Cheryl Kitashima and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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