Apr 23, 2024

Jonna Keller of Osaic Wealth, Inc

DID JONNA DORIS KELLER CAUSE YOU INVESTMENT LOSSES? Jonna Keller Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jonna Keller Customer Complaints Jonna Keller has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  1st Security Investments settled 1 of the customer complaints in favor of the investor.  There is currently one FINRA arbitration proceeding filed against Sigma Financial Corporation for Jonna Keller’s alleged misconduct that is still pending. Allegations Against Jonna Keller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jonna Keller Red Flags & Your Rights As An Investor Of course, Jonna Keller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonna Keller at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonna Keller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Jonna Keller  If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Jonna Keller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 23, 2024

David Janny of Ameriprise Financial Services, LLC

DID DAVID VICTOR JANNY CAUSE YOU INVESTMENT LOSSES? David Janny Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has 6 Customer Complaints For Alleged Broker Misconduct David Janny Customer Complaints David Janny has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by UBS Financial Services for David Janny’s alleged misconduct in favor of the investors. Two other customer complaints denied by David, Janny’s former employer’s and the investors took no further action.  Is currently 1 customer complaint filed against Morgan Stanley for the advisors alleged misconduct seeking $5 million in a FINRA arbitration proceeding. Allegations Against David Janny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Janny Red Flags & Your Rights As An Investor Of course, David Janny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Janny at Ameriprise Financial Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Janny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To David Janny  If you have questions about Ameriprise Financial Services, LLC, Morgan Stanley and/or David Janny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 23, 2024

John Jacobs III of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOHN EDWIN JACOBS III CAUSE YOU INVESTMENT LOSSES? John Jacobs III Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct John Jacobs III Customer Complaints John Jacobs III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith and the investor took no further action.  The other customer complaint was recently filed against Merrill Lynch, Pierce, Fenner and Smith is still pending. Allegations Against John Jacobs III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Jacobs III Red Flags & Your Rights As An Investor Of course, John Jacobs III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Jacobs III at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether John Jacobs III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To John Jacobs III  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or John Jacobs III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 23, 2024

Renisha Jackson-Rucker of MML Investors Services, LLC

DID RENISHA CANTRELL JACKSON-RUCKER CAUSE YOU INVESTMENT LOSSES? Renisha Jackson-Rucker Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Renisha Jackson-Rucker Customer Complaints Renisha Jackson-Rucker has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by MML Investors, Services, and its predecessors.  It does not appear that the customers took any further action. Allegations Against Renisha Jackson-Rucker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Renisha Jackson-Rucker Red Flags & Your Rights As An Investor Of course, Renisha Jackson-Rucker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Renisha Jackson-Rucker at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Renisha Jackson-Rucker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Renisha Jackson-Rucker  If you have questions about MML Investors Services, LLC and/or Renisha Jackson-Rucker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 23, 2024

Jeffrey Hiestand of Pruco Securities, LLC

DID JEFFREY ALAN HIESTAND CAUSE YOU INVESTMENT LOSSES? Jeffrey Hiestand Of Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Jeffrey Hiestand Customer Complaints Jeffrey Hiestand has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have been denied by Pruco Securities and the investors so far, and do not appear to have taken any further action. Allegations Against Jeffrey Hiestand A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jeffrey Hiestand Red Flags & Your Rights As An Investor Of course, Jeffrey Hiestand did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Hiestand at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Hiestand has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Jeffrey Hiestand  If you have questions about Pruco Securities, LLC and/or Jeffrey Hiestand and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2024

Brion Harris of Cetera Advisor Networks LLC

DID BRION PATRICK HARRIS CAUSE YOU INVESTMENT LOSSES? Brion Harris Of Cetera Advisor Networks LLC And Formerly With Summit Brokerage Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Brion Harris Customer Complaints Brion Harris has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by his former employers in favor of the investors.  Another customer complaint was denied by Jefferson Pilot Securities Corporation and the investor took no further action are currently 3 FINRA arbitration proceedings that are pending against Summit Brokerage Services and/or Cetera Advisors, Networks for Brion Harris’s alleged misconduct.  Allegations Against Brion Harris A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Brion Harris Red Flags & Your Rights As An Investor Of course, Brion Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brion Harris at Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brion Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Brion Harris  If you have questions about Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and/or Brion Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2024

Amanda Hale of Ameriprise Financial Services, LLC

DID AMANDA ASHLEY HALE CAUSE YOU INVESTMENT LOSSES? Amanda Hale Of Ameriprise Financial Services, LLC And Formerly With PNC investments Has 3 Customer Complaints For Alleged Broker Misconduct Amanda Hale Customer Complaints Amanda Hale has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by Amanda Hale’s former employers and to date, the investors have not taken any further action. Allegations Against Amanda Hale A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Amanda Hale Red Flags & Your Rights As An Investor Of course, Amanda Hale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Hale at Ameriprise Financial Services, LLC and PNC investments on alert to review carefully the activity and performance of their accounts and question whether Amanda Hale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and PNC investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Amanda Hale  If you have questions about Ameriprise Financial Services, LLC, PNC investments and/or Amanda Hale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2024

Christopher Grano of LPL Financial LLC

DID CHRISTOPHER LOUIS GRANO CAUSE YOU INVESTMENT LOSSES? Christopher Grano Of LPL Financial LLC And Formerly With Cetera Financial Specialists LLC Has 3 Customer Complaints For Alleged Broker Misconduct Christopher Grano Customer Complaints Christopher Grano has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Christopher Grano’s former employer is in favor of the investors.  There is currently one FINRA arbitration proceeding that was recently filed against Cetera Financial Specialists for Christopher Grano’s alleged misconduct that is still pending. Allegations Against Christopher Grano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Grano Red Flags & Your Rights As An Investor Of course, Christopher Grano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Grano at LPL Financial LLC and Cetera Financial Specialists LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Grano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Financial Specialists LLCalso raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Grano  If you have questions about LPL Financial LLC, Cetera Financial Specialists LLC and/or Christopher Grano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2024

Tamara Glenn formerly with LPL Financial LLC

DID TAMARA A GLENN CAUSE YOU INVESTMENT LOSSES? Tamara Glenn Formerly With LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Tamara Glenn Customer Complaints Tamara Glenn has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Tamara Glenn’s former employers in favor of the investors. Another 3 customer complaints were denied by her former employers, and, to date, the investors have not taken any further action. Currently, there are 2 FINRA arbitration proceedings filed against Essex National Securities for the advisors alleged misconduct that are still pending. Allegations Against Tamara Glenn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tamara Glenn Red Flags & Your Rights As An Investor Of course, Tamara Glenn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamara Glenn at LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tamara Glenn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Tamara Glenn  If you have questions about LPL Financial LLC, Sigma Financial Corporation, Securian Financial Services, Inc. and/or Tamara Glenn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2024

Bradley Frisk of Raymond James Financial Services, Inc

DID BRADLEY SCOT FRISK CAUSE YOU INVESTMENT LOSSES? Bradley Frisk Of Raymond James Financial Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Bradley Frisk Customer Complaints Bradley Frisk has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Wells Fargo Advisors denied one customer complaint and the investor took no further action.  Another customer complaint has recently filed with Wells Fargo Advisors for Bradley Frisk’s alleged misconduct and still pending. Allegations Against Bradley Frisk A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bradley Frisk Red Flags & Your Rights As An Investor Of course, Bradley Frisk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Frisk at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Frisk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Bradley Frisk  If you have questions about Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC and/or Bradley Frisk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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