Apr 15, 2024

Eric Elek of Commonwealth Financial Network

DID ERIC EUGENE ELEK CAUSE YOU INVESTMENT LOSSES? Eric Elek Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Eric Elek Customer Complaint Eric Elek has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser sold customer unsuitable alternative investments and churned her account.  The FINRA arbitration proceeding was recently filed against Commonwealth Financial Network for Eric Elek’s alleged misconduct and still pending. Eric Elek Red Flags & Your Rights As An Investor Of course, Eric Elek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Elek at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Eric Elek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Eric Elek  If you have questions about Commonwealth Financial Network and/or Eric Elek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 15, 2024

Joanne Farace of David Lerner Associates, Inc

DID JOANNE BENVENUTA FARACE CAUSE YOU INVESTMENT LOSSES? Joanne Farace Of David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joanne Farace Customer Complaint Joanne Farace has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, misrepresentations and omissions related to business development company and mutual fund investments.  The recently filed FINRA arbitration proceeding is still pending against David Lerner Associates for Joanne Farace’s alleged misconduct. Joanne Farace Red Flags & Your Rights As An Investor Of course, Joanne Farace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joanne Farace at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joanne Farace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Joanne Farace  If you have questions about David Lerner Associates, Inc. and/or Joanne Farace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2024

Juan Gauna formerly with NYLife Securities LLC

DID JUAN ANTONIO GAUNA CAUSE YOU INVESTMENT LOSSES? Juan Gauna Formerly With NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Juan Gauna Customer Complaint Juan Gauna has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative asked to be paid $7000 directly to cover commission chargeback.  Further, advisor took an unauthorized loan against their whole life insurance policies.  The customer complaint was recently filed with the brokerage firm and still pending. Juan Gauna Red Flags & Your Rights As An Investor Of course, Juan Gauna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Gauna at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Juan Gauna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Juan Gauna  If you have questions about NYLife Securities LLC and/or Juan Gauna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2024

John Dewitt of Ausdal Financial Partners, Inc

DID JOHN ROBERT DEWITT CAUSE YOU INVESTMENT LOSSES? John Dewitt Of Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Dewitt Customer Complaint John Dewitt has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, misleading information, and negligent due diligence related to GWG L bonds.  The FINRA arbitration proceeding was recently filed and still pending against Ausdal Financial Partners for John DeWitt’s alleged misconduct. John Dewitt Red Flags & Your Rights As An Investor Of course, John Dewitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Dewitt at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Dewitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To John Dewitt  If you have questions about Ausdal Financial Partners, Inc. and/or John Dewitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2024

Ian Geeves formerly with Vanderbilt Securities, LLC

DID IAN A GEEVES CAUSE YOU INVESTMENT LOSSES? Ian Geeves Formerly With Vanderbilt Securities, LLC and LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Ian Geeves Customer Complaint Ian Geeves has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisors stolen misappropriated customer’s funds and misrepresented that she owned a LPL Financial account when she did not.  The brokerage firm recently denied the customer complaint in so far, the investor has not taken any further action. Ian Geeves Red Flags & Your Rights As An Investor Of course, Ian Geeves did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Geeves at Vanderbilt Securities, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ian Geeves has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Ian Geeves  If you have questions about Vanderbilt Securities, LLC, LPL Financial LLC and/or Ian Geeves and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2024

Lori Cannon of Edward Jones

DID LORI MAE CANNON CAUSE YOU INVESTMENT LOSSES? Lori Cannon Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Lori Cannon Customer Complaint Lori Cannon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were made by the successor trustee of a client’s trust, alleging certain municipal bond transactions in the mutual fund transaction during the period when initial trustee purportedly was at the decline in mental and physical health were not suitable.  The FINRA arbitration proceeding for Lori Cannon’s alleged misconduct was recently filed and is still pending. Lori Cannon Red Flags & Your Rights As An Investor Of course, Lori Cannon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lori Cannon at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Lori Cannon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Lori Cannon  If you have questions about Edward Jones and/or Lori Cannon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2024

Eric Bunker formerly with Raymond James Financial Services, Inc.

DID ERIC WILLIAM BUNKER CAUSE YOU INVESTMENT LOSSES? Eric Bunker Formerly With Raymond James Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Eric Bunker Customer Complaints Eric Bunker has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Sutro and Co., settled in another customer complaint in favor of the investor for Eric Bunker’s alleged misconduct. Another customer complaint was denied by Raymond James Financial Services and the investor took no further action.  There is currently one customer complaint that evolved into a FINRA arbitration proceeding against Raymond James Financial Services for Eric Bunker’s alleged misconduct that is still pending. Allegations Against Eric Bunker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Bunker Red Flags & Your Rights As An Investor Of course, Eric Bunker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Bunker at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Bunker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Eric Bunker  If you have questions about Raymond James Financial Services, Inc. and/or Eric Bunker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2024

Barry Buchholz of LPL Financial LLC

DID BARRY LUTHER BUCHHOLZ CAUSE YOU INVESTMENT LOSSES? Barry Buchholz Of LPL Financial LLC And Formerly With Private Client Services, LLC Has 7 Customer Complaints For Alleged Broker Misconduct Barry Buchholz Customer Complaints Barry Buchholz has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by The O.N. Equity Sales Co. in favor of the investors. Three of the customer complaints were denied by Barry Buchholz’s former employers and the investors took no further action.  There are currently 2 customer complaints that were recently filed against LPL Financial LLC for Barry Buckholtz’s alleged misconduct that are still pending resolution. Allegations Against Barry Buchholz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Barry Buchholz Red Flags & Your Rights As An Investor Of course, Barry Buchholz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Buchholz at LPL Financial LLC and Private Client Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Barry Buchholz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Private Client Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Barry Buchholz  If you have questions about LPL Financial LLC, Private Client Services, LLC and/or Barry Buchholz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2024

Avi Bialo of Arete Wealth Management, LLC

DID AVI J BIALO CAUSE YOU INVESTMENT LOSSES? Avi Bialo Of Arete Wealth Management, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Avi Bialo Customer Complaints Avi Bialo has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Arete Wealth Management in favor of the investor.  The other four customer complaints for Avi Bialo’s alleged misconduct evolved into FINRA arbitration proceedings that are still pending. Allegations Against Avi Bialo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Avi Bialo Red Flags & Your Rights As An Investor Of course, Avi Bialo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Avi Bialo at Arete Wealth Management, LLC on alert to review carefully the activity and performance of their accounts and question whether Avi Bialo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Avi Bialo  If you have questions about Arete Wealth Management, LLC and/or Avi Bialo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2024

Ryan Beishuizen of Securities America, Inc.

DID RYAN MATTHEW BEISHUIZEN CAUSE YOU INVESTMENT LOSSES? Ryan Beishuizen Of Securities America, Inc. And Formerly With Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ryan Beishuizen Customer Complaint Ryan Beishuizen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to the safety of a structured product purchased in customer’s account. Fifth Third Securities recently denied the customer complaint and so far, the investor is not taken any further action. Ryan Beishuizen Red Flags & Your Rights As An Investor Of course, Ryan Beishuizen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Beishuizen at Securities America, Inc. and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ryan Beishuizen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Ryan Beishuizen  If you have questions about Securities America, Inc., Fifth Third Securities, Inc. and/or Ryan Beishuizen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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