Apr 19, 2024

Alan Tocman formerly withPurshe Kaplan Sterling Investments

DID ALAN NEAL TOCMAN CAUSE YOU INVESTMENT LOSSES? Alan Tocman Formerly With Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Alan Tocman Customer Complaint Alan Tocman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of real estate trust investment. Ameriprise Financial Services recently denied the customer complaint and so far, the investor is not taking any further action. Alan Tocman Red Flags & Your Rights As An Investor Of course, Alan Tocman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Tocman at Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Tocman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Alan Tocman  If you have questions about Purshe Kaplan Sterling Investments, Private Client Services, LLC, Ameriprise Financial Services, Inc. and/or Alan Tocman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

Samuel Mattson of J.P. Morgan Securities LLC

DID SAMUEL MATTSON CAUSE YOU INVESTMENT LOSSES? Samuel Mattson Of J.P. Morgan Securities LLC And Formerly With E’Trade Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Samuel Mattson Customer Complaint Samuel Mattson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were unsuitable investment recommendations related to managing the accounts.  The FINRA arbitration proceeding was recently filed against JP Morgan Securities for Samuel Mattson’s alleged misconduct and is still pending.  Javodrick Warfield Red Flags & Your Rights As An Investor Of course, Samuel Mattson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Mattson at J.P. Morgan Securities LLC and E’Trade Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Samuel Mattson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and E’Trade Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Javodrick Warfield  If you have questions about J.P. Morgan Securities LLC, E’Trade Securities LLC and/or Samuel Mattson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

Javodrick Warfield of Pruco Securities, LLC

DID JAVODRICK DEVON WARFIELD CAUSE YOU INVESTMENT LOSSES? Javodrick Warfield Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Javodrick Warfield Customer Complaint Javodrick Warfield has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative and did not fully disclose all the facts regarding the guarantees and the risk of a variable annuity contract. Pruco Securities recently denied the customer complaint.  To date, it does not appear that the investors have taken any further action. Javodrick Warfield Red Flags & Your Rights As An Investor Of course, Javodrick Warfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javodrick Warfield at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Javodrick Warfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Javodrick Warfield  If you have questions about Pruco Securities, LLC and/or Javodrick Warfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

Kristopher Taubald of Equitable Advisors, LLC

DID KRISTOPHER RICHARD TAUBALD CAUSE YOU INVESTMENT LOSSES? Kristopher Taubald Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Kristopher Taubald Customer Complaint Kristopher Taubald has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable annuity contract.  The adviser recommended was not suitable for the customer.  The customer complaint was recently filed with Equitable Advisors and still pending. Kristopher Taubald Red Flags & Your Rights As An Investor Of course, Kristopher Taubald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristopher Taubald at Equitable Advisors, LLCon alert to review carefully the activity and performance of their accounts and question whether Kristopher Taubald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kristopher Taubald  If you have questions about Equitable Advisors, LLC and/or Kristopher Taubald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

David Teska of J.P. Morgan Securities LLC

DID DAVID F TESKA CAUSE YOU INVESTMENT LOSSES? David Teska Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct David Teska Customer Complaint David Teska has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were a misrepresentation regarding the managed account.  The customer complaint was recently filed with J.P. Morgan securities and denied.  To date, the investor has not filed any arbitration proceedings or taken any other action. David Teska Red Flags & Your Rights As An Investor Of course, David Teska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Teska at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether David Teska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To David Teska  If you have questions about J.P. Morgan Securities LLC and/or David Teska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2024

Richard Ure of Gradient Securities, LLC

DID RICHARD A URE CAUSE YOU INVESTMENT LOSSES? Richard Ure Of Gradient Securities, LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Richard Ure Customer Complaint Richard Ure has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were lack of suitability, excessive fees, and failure to disclose surrender for penalties associated with the sale of mutual funds and a fixed index annuity.  The FINRA arbitration proceeding was recently filed against Gradient Securities for Richard Ure’s alleged misconduct and still pending. Richard Ure Red Flags & Your Rights As An Investor Of course, Richard Ure did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Ure at Gradient Securities, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Ure has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gradient Securities, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Gradient Securities, LLC Due To Richard Ure  If you have questions about Gradient Securities, LLC, LPL Financial LLC and/or Richard Ure and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2024

Dana Pelkey of Pruco Securities, LLC

DID DANA STEVEN PELKEY CAUSE YOU INVESTMENT LOSSES? Dana Pelkey Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Dana Pelkey Customer Complaint Dana Pelkey has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative quoted incorrect premium when policy was sold and policy lapsed.  Pruco Securities denied the customer complaint recently, and to date, the investor has not filed any arbitration proceeding taken any other action. Dana Pelkey Red Flags & Your Rights As An Investor Of course, Dana Pelkey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dana Pelkey at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dana Pelkey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Dana Pelkey  If you have questions about Pruco Securities, LLC and/or Dana Pelkey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2024

Grant Krieger of Edward Jones

DID GRANT MARK KRIEGER CAUSE YOU INVESTMENT LOSSES? Grant Krieger Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Grant Krieger Customer Complaint Grant Krieger has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the registered representative’s failure to disclose he was going to sell equity positions resulting in unwanted tax consequences.  The FINRA arbitration proceeding filed against Edward Jones for Grant Krieger’s alleged misconduct is still pending. Grant Krieger Red Flags & Your Rights As An Investor Of course, Grant Krieger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Grant Krieger at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Grant Krieger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Grant Krieger  If you have questions about Edward Jones and/or Grant Krieger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2024

Andrew Douglas of Castle Placement LLC

DID ANDREW PENICK WATSON DOUGLAS CAUSE YOU INVESTMENT LOSSES? Andrew Douglas Of Castle Placement LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Andrew Douglas Customer Complaint Andrew Douglas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unidentified misconduct that occurred at the Fidelity Bank and LPL Financial related to exchange traded funds.  The customer complaint was denied by Andrew Watson’s former employers and the investors took no further action.  Andrew Douglas Red Flags & Your Rights As An Investor Of course, Andrew Douglas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Douglas at Castle Placement LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Douglas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Castle Placement LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Castle Placement LLC Due To Andrew Douglas  If you have questions about Castle Placement LLC, LPL Financial LLC and/or Andrew Douglas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2024

Marcus Laube of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MARCUS J LAUBE CAUSE YOU INVESTMENT LOSSES? Marcus Laube Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Marcus Laube Customer Complaint Marcus Laube has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized liquidation of mutual fund.  Customer complaint was recently filed and is still pending with Merrill, Lynch Pearce Fenner and Smith. Marcus Laube Red Flags & Your Rights As An Investor Of course, Marcus Laube did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Laube at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Marcus Laube has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Marcus Laube  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Marcus Laube and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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