Apr 16, 2024

Robert Eaker of Edward Jones

DID ROBERT TODD EAKER CAUSE YOU INVESTMENT LOSSES? Robert Eaker Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Robert Eaker Customer Complaint Robert Eaker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor misled her when she invest their funds in the managed wrap fee accounts at Edward Jones & Co.  The customer complaint was recently denied by Edward Jones and so far, the investor is not taking any further action. Robert Eaker Red Flags & Your Rights As An Investor Of course, Robert Eaker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Eaker at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Robert Eaker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Robert Eaker  If you have questions about Edward Jones and/or Robert Eaker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 15, 2024

Brandon Harbrecht of Edward Jones

DID BRANDON HARBRECHT CAUSE YOU INVESTMENT LOSSES? Brandon Harbrecht Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Brandon Harbrecht Customer Complaint Brandon Harbrecht has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were: it adviser convinced them to surrender an annuity with assurances of better returns in another investment that did not occur; funds were invested in IRA accounts without their authorization; and buys a put his needs before the clients.  Edward Jones recently denied the customer complaint.  Thus far, the investor has not filed any arbitration proceeding are taken any other action to our knowledge. Brandon Harbrecht Red Flags & Your Rights As An Investor Of course, Brandon Harbrecht did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Harbrecht at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brandon Harbrecht has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Brandon Harbrecht  If you have questions about Edward Jones and/or Brandon Harbrecht and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 15, 2024

Shan Diao of Equitable Advisors, LLC

DID SHAN C DIAO CAUSE YOU INVESTMENT LOSSES? Shan Diao Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Shan Diao Customer Complaint Shan Diao has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation that customer purchase a REIT.  The FINRA arbitration proceeding against Equitable Advisors for the registered representatives alleged misconduct is still pending. Shan Diao Red Flags & Your Rights As An Investor Of course, Shan Diao did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shan Diao at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Shan Diao has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Shan Diao  If you have questions about Equitable Advisors, LLC and/or Shan Diao and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 15, 2024

Logan Cox of Arete Wealth Management, LLC

DID LOGAN D COX CAUSE YOU INVESTMENT LOSSES? Logan Cox Of Arete Wealth Management, LLC And Formerly With Park Avenue Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Logan Cox Customer Complaint Logan Cox has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative recommended an unsuitable alternative investment.  The customer complaint into a recently filed FINRA arbitration proceeding, that is still pending. Logan Cox Red Flags & Your Rights As An Investor Of course, Logan Cox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Logan Cox at Arete Wealth Management, LLC and Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Logan Cox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC and Park Avenue Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Logan Cox  If you have questions about Arete Wealth Management, LLC, Park Avenue Securities LLC and/or Logan Cox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 15, 2024

Eric Elek of Commonwealth Financial Network

DID ERIC EUGENE ELEK CAUSE YOU INVESTMENT LOSSES? Eric Elek Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Eric Elek Customer Complaint Eric Elek has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser sold customer unsuitable alternative investments and churned her account.  The FINRA arbitration proceeding was recently filed against Commonwealth Financial Network for Eric Elek’s alleged misconduct and still pending. Eric Elek Red Flags & Your Rights As An Investor Of course, Eric Elek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Elek at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Eric Elek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Eric Elek  If you have questions about Commonwealth Financial Network and/or Eric Elek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 15, 2024

Joanne Farace of David Lerner Associates, Inc

DID JOANNE BENVENUTA FARACE CAUSE YOU INVESTMENT LOSSES? Joanne Farace Of David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joanne Farace Customer Complaint Joanne Farace has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, misrepresentations and omissions related to business development company and mutual fund investments.  The recently filed FINRA arbitration proceeding is still pending against David Lerner Associates for Joanne Farace’s alleged misconduct. Joanne Farace Red Flags & Your Rights As An Investor Of course, Joanne Farace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joanne Farace at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joanne Farace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Joanne Farace  If you have questions about David Lerner Associates, Inc. and/or Joanne Farace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 14, 2024

Anil Gulati of Osaic Wealth, Inc

DID ANIL GULATI CAUSE YOU INVESTMENT LOSSES? Anil Gulati Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Anil Gulati Customer Complaint Anil Gulati has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unsuitable recommendations with regard to the sale of an alternative investment involving real estate securities.  The FINRA arbitration proceeding was recently filed against Woodbury Financial Services for the brokers alleged misconduct and still pending. Anil Gulati Red Flags & Your Rights As An Investor Of course, Anil Gulati did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anil Gulati at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anil Gulati has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Anil Gulati  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Anil Gulati and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 14, 2024

Amy Cranfill of Stifel, Nicolaus & Company, Incorporated

DID AMY FAYE CRANFILL CAUSE YOU INVESTMENT LOSSES? Amy Cranfill Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Juan Gauna Customer Complaint Amy Cranfill has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered as the Representative’s sole customer an unsuitable annuity contract.  Stifel, Nicholaus and Co. recently denied the customer complaint recently.  So far, the investor has not taken any further action. Amy Cranfill Red Flags & Your Rights As An Investor Of course, Amy Cranfill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amy Cranfill at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Amy Cranfill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Amy Cranfill  If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Amy Cranfill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 14, 2024

Juan Gauna formerly with NYLife Securities LLC

DID JUAN ANTONIO GAUNA CAUSE YOU INVESTMENT LOSSES? Juan Gauna Formerly With NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Juan Gauna Customer Complaint Juan Gauna has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative asked to be paid $7000 directly to cover commission chargeback.  Further, advisor took an unauthorized loan against their whole life insurance policies.  The customer complaint was recently filed with the brokerage firm and still pending. Juan Gauna Red Flags & Your Rights As An Investor Of course, Juan Gauna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Gauna at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Juan Gauna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Juan Gauna  If you have questions about NYLife Securities LLC and/or Juan Gauna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 14, 2024

John Dewitt of Ausdal Financial Partners, Inc

DID JOHN ROBERT DEWITT CAUSE YOU INVESTMENT LOSSES? John Dewitt Of Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Dewitt Customer Complaint John Dewitt has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, misleading information, and negligent due diligence related to GWG L bonds.  The FINRA arbitration proceeding was recently filed and still pending against Ausdal Financial Partners for John DeWitt’s alleged misconduct. John Dewitt Red Flags & Your Rights As An Investor Of course, John Dewitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Dewitt at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Dewitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To John Dewitt  If you have questions about Ausdal Financial Partners, Inc. and/or John Dewitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading