Apr 12, 2024

Kyle Baker of Pruco Securities, LLC

DID KYLE L BAKER CAUSE YOU INVESTMENT LOSSES? Kyle Baker Of Pruco Securities, LLC And Formerly With W&S Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Kyle Baker Customer Complaint Kyle Baker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor provided for recommendations and advice related to insurance products.  Pruco Securities recently denied the customer complaint and so far, the investor has not taken any further action. Kyle Baker Red Flags & Your Rights As An Investor Of course, Kyle Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Baker at Pruco Securities, LLC and W&S Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kyle Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and W&S Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Kyle Baker  If you have questions about Pruco Securities, LLC, W&S Brokerage Services, Inc. and/or Kyle Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2024

 Eric Bailey of Lincoln Financial Advisors Corporation

DID ERIC DURANTA BAILEY CAUSE YOU INVESTMENT LOSSES? Eric Bailey Of Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct Eric Bailey Customer Complaint Eric Bailey has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable universal life insurance policy he recommended by the registered representative was unsuitable and not in customer’s best interest.  Lincoln Financial Advisors Corporation recently denied the customer complaint and so far, the investor is not taken any further action. Eric Bailey Red Flags & Your Rights As An Investor Of course, Eric Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Bailey at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Eric Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Eric Bailey  If you have questions about Lincoln Financial Advisors Corporation and/or Eric Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2024

Thomas Anderson, II of Valmark Securities, Inc.

DID THOMAS GEORGE ANDERSON II CAUSE YOU INVESTMENT LOSSES? Thomas Anderson, II Of Valmark Securities, Inc. And Formerly With Avantax Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Anderson, II Customer Complaint Thomas Anderson, II has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to follow client’s instructions related to type of investments desired in an investment advisory account.  The customer complaint was recently filed with Valmark Securities and is still pending. Thomas Anderson, II Red Flags & Your Rights As An Investor Of course, Thomas Anderson, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Anderson, II at Valmark Securities, Inc. and Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Anderson, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valmark Securities, Inc. and Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valmark Securities, Inc. Due To Thomas Anderson, II  If you have questions about Valmark Securities, Inc., Avantax Investment Services, Inc. and/or Thomas Anderson, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2024

Dustin Shafer formerly with Newbridge Securities Corporation

DID DUSTIN PAUL SHAFER CAUSE YOU INVESTMENT LOSSES? Dustin Shafer Formerly With Newbridge Securities Corporation and Money Concepts Capital Corp Has 12 Customer Complaints For Alleged Broker Misconduct Dustin Shafer Customer Complaints Dustin Shafer has been the subject of 12 customer complaints that we know about seeking to recover investment losses. Six customer complaints were settled by Money Concepts Capital Corp. in favor of the investors for Dustin Shafer’s alleged misconduct.  The brokerage firm has denied 5 of the customer complaints and the investors so far but has not taken any further action.  There is currently one FINRA arbitration proceeding pending against both Money Concepts Capital Corp. and Newbridge Securities Corporation or Dustin Shafer’s alleged misconduct. Allegations Against Dustin Shafer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dustin Shafer Red Flags & Your Rights As An Investor Of course, Dustin Shafer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Shafer at Newbridge Securities Corporation and Money Concepts Capital Corp on alert to review carefully the activity and performance of their accounts and question whether Dustin Shafer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation and Money Concepts Capital Corp also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Dustin Shafer  If you have questions about Newbridge Securities Corporation, Money Concepts Capital Corp and/or Dustin Shafer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2024

Mark Wolpert of MML Investors Services, LLC

DID MARK DAVID WOLPERT CAUSE YOU INVESTMENT LOSSES? Mark Wolpert Of MML Investors Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Mark Wolpert Customer Complaints Mark Wolpert has been the subject of5 customer complaints that we know about. One of Mark Wolpert’s 5 customer complaints was settled in favor of investors. Three of Mark Wolpert’s customers’ complaints were denied and, to date, the customers have not taken any further action.  There is currently 1 FINRA arbitration proceeding that was recently filed against MSI Financial Services for Mark Wolpert’s alleged misconduct that is still pending. Allen Wilson Customer Complaints A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Wolpert Red Flags & Your Rights As An Investor Of course, Mark Wolpert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Wolpert at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Wolpert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Mark Wolpert  If you have questions about MML Investors Services, LLC and/or Mark Wolpert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2024

Allen Wilson of Wells Fargo Clearing Services, LLC

DID ALLEN H WILSON CAUSE YOU INVESTMENT LOSSES? Allen Wilson Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Allen Wilson Customer Complaints Allen Wilson has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wells Fargo Advisors in favor of the investor for Allan Wilson’s alleged misconduct.  There are currently 2 customer complaints that were recently filed and still pending. One complaint evolved into a FINRA arbitration proceeding that was recently filed against Wells Fargo Clearing Services for Allan Wilson’s alleged misconduct. Allen Wilson Customer Complaints A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allen Wilson Red Flags & Your Rights As An Investor Of course, Allen Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allen Wilson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Allen Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Allen Wilson  If you have questions about Wells Fargo Clearing Services, LLC and/or Allen Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2024

Brian Werdesheim of Oppenheimer & Co. Inc

DID BRIAN KEITH WERDESHEIM CAUSE YOU INVESTMENT LOSSES? Brian Werdesheim Of Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Brian Werdesheim Customer Complaints Brian Werdesheim has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were denied by Brian Werdesheim’s current or former employers in the investors took no further action. Allegations Against Brian Werdesheim A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Brian Werdesheim Red Flags & Your Rights As An Investor Of course, Brian Werdesheim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Werdesheim at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Werdesheim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Brian Werdesheim  If you have questions about Oppenheimer & Co. Inc. and/or Brian Werdesheim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2024

Kenneth Welsh of Wells Fargo Clearing Services, LLC

DID KENNETH ANDREWS WELSH CAUSE YOU INVESTMENT LOSSES? Kenneth Welsh Of Wells Fargo Clearing Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct Kenneth Welsh Customer Complaints Kenneth Welsh has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Six of the customer complaints were settled by Wells Fargo Advisors in favor of the investors for Kenneth Welsh’s alleged did misconduct. One customer complaint was denied by Morgan Stanley recently and so far, the investor is not taking any further action.  There is currently one customer complaints filed against Wells Fargo Clearing Services for Kenneth Welsh’s alleged misconduct that proceeded to a FINRA arbitration proceeding and still pending.  Allegations Against Kenneth Welsh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Welsh Red Flags & Your Rights As An Investor Of course, Kenneth Welsh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Welsh at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kenneth Welsh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Kenneth Welsh  If you have questions about Wells Fargo Clearing Services, LLC and/or Kenneth Welsh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2024

Alyce Weixler of Morgan Stanley

DID ALYCE M WEIXLER CAUSE YOU INVESTMENT LOSSES? Alyce Weixler Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Alyce Weixler Customer Complaint Alyce Weixler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation in connection with the recommendation to sell certain securities in customer’s accounts.  The FINRA arbitration proceeding was recently filed against Morgan Stanley for Alyce Weixler’s alleged misconduct and is still pending. Alyce Weixler Red Flags & Your Rights As An Investor Of course, Alyce Weixler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alyce Weixler at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Alyce Weixler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Alyce Weixler  If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Alyce Weixler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2024

Joanna Wang of Pruco Securities LLC

DID JOANNA J WANG CAUSE YOU INVESTMENT LOSSES? Joanna Wang Of Pruco Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joanna Wang Customer Complaints Joanna Wanghas been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently denied by Pruco Securities and thus far neither investor has taken any further action. Allegations Against Joanna Wang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joanna Wang Red Flags & Your Rights As An Investor Of course, Joanna Wang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joanna Wang at Pruco Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joanna Wang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities LLC Due To Joanna Wang  If you have questions about Pruco Securities LLC and/or Joanna Wang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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