Apr 7, 2024

Fera Shivaee of Centaurus Financial, Inc

DID FERA SHIVAEE CAUSE YOU INVESTMENT LOSSES? Fera Shivaee Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Fera Shivaee Customer Complaints Fera Shivaee has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration the resulted in a $$674,000 arbitration award in favor of the investor. Another customer recently filed a FINRA arbitration proceeding against Centaurus Financial for Fera Shivaee’s alleged misconduct that is still pending. Allegations Against Fera Shivaee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fera Shivaee Red Flags & Your Rights As An Investor Of course, Fera Shivaee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fera Shivaee at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Fera Shivaee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Fera Shivaee  If you have questions about Centaurus Financial, Inc. and/or Fera Shivaee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2024

James Schwarz of UBS Financial Services Inc

DID JAMES ARTHUR SCHWARZ CAUSE YOU INVESTMENT LOSSES? James Schwarz Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct James Schwarz Customer Complaints James Schwarz has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Citigroup Global Markets in favor of the investors for James Schwarz’s alleged misconduct. Another customer complaint was recently denied by UBS Financial Services and to date, investor has not taken any further action. Allegations Against James Schwarz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Schwarz Red Flags & Your Rights As An Investor Of course, James Schwarz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Schwarz at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether James Schwarz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To James Schwarz  If you have questions about UBS Financial Services Inc. and/or James Schwarz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2024

Barry Schwartz of UBS Financial Services Inc

DID BARRY ALLEN SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Barry Schwartz Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Barry Schwartz Customer Complaints Barry Schwartz has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Investment Management and Research in favor of the investor or Barry Schwartz’s alleged misconduct.  The other customer complaints were recently filed as a FINRA arbitration proceeding against UBS Financial Services for the advisor’s alleged misconduct and is still pending. Allegations Against Barry Schwartz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Barry Schwartz Red Flags & Your Rights As An Investor Of course, Barry Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Schwartz at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Barry Schwartz  If you have questions about UBS Financial Services Inc. and/or Barry Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2024

Steven Schmitt of Raymond James & Associates, Inc

DID STEVEN WALLACE SCHMITT CAUSE YOU INVESTMENT LOSSES? Steven Schmitt Of Raymond James & Associates, Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Steven Schmitt Customer Complaint Steven Schmitt has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment strategy executed in clients managed account was unsuitable.  The FINRA arbitration proceeding was recently filed against Morgan Stanley or Steven Schmitt’s alleged misconduct and still pending. Steven Schmitt Red Flags & Your Rights As An Investor Of course, Steven Schmitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Schmitt at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Schmitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Steven Schmitt  If you have questions about Raymond James & Associates, Inc., Morgan Stanley and/or Steven Schmitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2024

Jesus Rodriguez formerly with Morgan Stanley

DID JESUS RODRIGUEZ CAUSE YOU INVESTMENT LOSSES? Jesus Rodriguez Formerly With Morgan Stanley Has 13 Customer Complaints For Alleged Broker Misconduct Jesus Rodriguez Customer Complaints Jesus Rodriguez has been the subject of 13 customer complaints that we know about seeking to recover investment losses. Ten of the customer complaints resettled by Morgan Stanley in favor of the investors for Jesus Rodriguez’s alleged misconduct. Two of the customer complaints were denied by the brokerage firm and to date, the investors have not taken any further action. There is currently one customer complaint that was recently filed with Morgan Stanley that is awaiting its review and determination. Allegations Against Jesus Rodriguez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jesus Rodriguez Red Flags & Your Rights As An Investor Of course, Jesus Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jesus Rodriguez at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jesus Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jesus Rodriguez  If you have questions about Morgan Stanley and/or Jesus Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Richard Siminou formerly with Kingswood Capital Partners, LLC

DID RICHARD S SIMINOU CAUSE YOU INVESTMENT LOSSES? Richard Siminou Formerly With Kingswood Capital Partners, LLC and Benchmark Investments, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Richard Siminou Customer Complaints Richard Siminou has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One FINRA arbitration proceeding was settled by a Newbridge Securities Corporation in favor of the investor. The same brokerage firm denied another customer complaint and the investor did not take any further action. Another FINRA arbitration proceeding was recently filed against Newbridge Securities Corporation for Richard Siminou’s alleged misconduct and is still pending. Allegations Against Richard Siminou A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Siminou Red Flags & Your Rights As An Investor Of course, Richard Siminou did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Siminou at Kingswood Capital Partners, LLC and Benchmark Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Siminou has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC and Benchmark Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Richard Siminou  If you have questions about Kingswood Capital Partners, LLC, Benchmark Investments, LLC and/or Richard Siminou and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Michael Seymour ofCentaurus Financial, Inc

DID MICHAEL GLENN SEYMOUR CAUSE YOU INVESTMENT LOSSES? Michael Seymour Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Seymour Customer Complaints Michael Seymour has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by Investors Capital Corp. in favor of the investor. There is currently one FINRA arbitration proceeding that was recently filed against Centaurus Financial for Michael Seymour’s alleged misconduct that is still pending. Allegations Against Robert Smalanskas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Seymour Red Flags & Your Rights As An Investor Of course, Michael Seymour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Seymour at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Seymour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Michael Seymour  If you have questions about Centaurus Financial, Inc. and/or Michael Seymour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Robert Smalanskas of IFP Securities, LLC

DID ROBERT THOMAS SAMALANSKAS CAUSE YOU INVESTMENT LOSSES? Robert Smalanskas Of IFP Securities, LLC And Formerly With PNC Investments Has 3 Customer Complaints For Alleged Broker Misconduct Robert Smalanskas Customer Complaints Robert Smalanskas has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints, including the one most recently filed, were denied by Robert Samalanskas’ former employers in the investors took no further action. Allegations Against Robert Smalanskas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Smalanskas Red Flags & Your Rights As An Investor Of course, Robert Smalanskas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Smalanskas at IFP Securities, LLC and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Robert Smalanskas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFP Securities, LLC and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFP Securities, LLC Due To Robert Smalanskas  If you have questions about IFP Securities, LLC, PNC Investments and/or Robert Smalanskas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Stephen Stanford of Portsmouth Financial Services

DID STEPHEN RUSSELL STANFORD CAUSE YOU INVESTMENT LOSSES? Stephen Stanford Of Portsmouth Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Stephen Stanford Customer Complaints Stephen Stanford has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  His former employer’s PaineWebber and JC Bradford settled 1 customer complaint for $225,000 in favor of the investor for Stephen Stanford’s alleged misconduct.  The other customer complaint was recently filed against Portsmouth Financial Services for the advisors at Legend misconduct and is still pending. Allegations Against Stephen Stanford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Stanford Red Flags & Your Rights As An Investor Of course, Stephen Stanford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Stanford at Portsmouth Financial Services on alert to review carefully the activity and performance of their accounts and question whether Stephen Stanford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Portsmouth Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Portsmouth Financial Services Due To Stephen Stanford  If you have questions about Portsmouth Financial Services and/or Stephen Stanford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

William Sewell of Janney Montgomery Scott LLC

DID WILLIAM HASLETT SEWELL CAUSE YOU INVESTMENT LOSSES? William Sewell Of Janney Montgomery Scott LLC And Formerly With BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct William Sewell Customer Complaints William Sewell has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Solomon Smith Barney and the investor took no further action. Yellow customer complaint was recently filed against Janney Montgomery Scott for William Sewell’s alleged misconduct and is still pending. Allegations Against William Sewell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Sewell Red Flags & Your Rights As An Investor Of course, William Sewell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Sewell at Janney Montgomery Scott LLC and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether William Sewell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To William Sewell  If you have questions about Janney Montgomery Scott LLC, BB&T Securities, LLC and/or William Sewell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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