Apr 5, 2024

Joseph Tavano of J.P. Morgan Securities LLC

DID JOSEPH TAVANO CAUSE YOU INVESTMENT LOSSES? Joseph Tavano Of J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Tavano Customer Complaints Joseph Tavano has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently denied by J.P. Morgan Securities and to date, the investors have not taken any further action. Allegations Against Joseph Tavano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Tavano Red Flags & Your Rights As An Investor Of course, Joseph Tavano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Tavano at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Tavano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Joseph Tavano  If you have questions about J.P. Morgan Securities LLC and/or Joseph Tavano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

Michael Silverman of Stifel Nicolaus & Company, Incorporated

DID MICHAEL WARD SILVERMAN CAUSE YOU INVESTMENT LOSSES? Michael Silverman Of Stifel Nicolaus & Company, Incorporated And Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Silverman Customer Complaints Michael Silverman has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints have been denied by Oppenheimer & Co. thus far, the investors have not taken any further action. Allegations Against Michael Silverman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Silverman Red Flags & Your Rights As An Investor Of course, Michael Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Silverman at Stifel Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company, Incorporated Due To Michael Silverman  If you have questions about Stifel Nicolaus & Company, Incorporated, Oppenheimer & Co. Inc. and/or Michael Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

John Roda of Cambridge Investment Research, Inc

DID JOHN FRANCIS RODA CAUSE YOU INVESTMENT LOSSES? Gaylord Rohloff Of Western International Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Gaylord Rohloff Customer Complaints Gaylord Rohloff has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by the advisor’s current or former employers in favor of the investors.  The other customer complaint was denied by MML Investors Services, and the investor took no further action. Allegations Against Gaylord Rohloff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gaylord Rohloff Red Flags & Your Rights As An Investor Of course, Gaylord Rohloff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gaylord Rohloff at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gaylord Rohloff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Gaylord Rohloff  If you have questions about Western International Securities, Inc. and/or Gaylord Rohloff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

John Roda of Cambridge Investment Research, Inc

DID JOHN FRANCIS RODA CAUSE YOU INVESTMENT LOSSES? Customer Complaints For Alleged Broker Misconduct John Roda Customer Complaints John Roda has been the subject of 2 customer complaints that we know about seeking to recover investment losses. At both customer complaints were denied by John Roda’s former employers in sofar neither investor has taken any further action. Allegations Against John Roda A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Roda Red Flags & Your Rights As An Investor Of course, John Roda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Roda at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Roda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To John Roda  If you have questions about Cambridge Investment Research, Inc. and/or John Roda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

Chad Nyitray of Ameriprise Financial Services, LLC

DID CHAD EVAN NYITRAY CAUSE YOU INVESTMENT LOSSES? Chad Nyitray Of Ameriprise Financial Services, LLC And Formerly With Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Chad Nyitray Customer Complaints Chad Nyitray has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Equitable Advisors and the investor took no further action.  The other customer complaints were recently filed against the brokerage firm for Chad Nitray’s alleged misconduct and still pending.  Allegations Against Chad Nyitray A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Chad Nyitray Red Flags & Your Rights As An Investor Of course, Chad Nyitray did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Nyitray at Ameriprise Financial Services, LLC and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Nyitray has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Chad Nyitray  If you have questions about Ameriprise Financial Services, LLC, Equitable Advisors, LLC and/or Chad Nyitray and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2024

Derek Schanhofer of Ameriprise Financial Services, LLC

DID DEREK ROBERT SCHANHOFER CAUSE YOU INVESTMENT LOSSES? Derek Schanhofer Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Derek Schanhofer Customer Complaints Derek Schanhofer has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Ameriprise Financial Services settled one customer complaint in favor of the investor. The same brokerage firm went on to deny the other customer complaints and does not appear that the investors took any further action. Allegations Against Derek Schanhofer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Derek Schanhofer Red Flags & Your Rights As An Investor Of course, Derek Schanhofer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Schanhofer at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Derek Schanhofer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Derek Schanhofer  If you have questions about Ameriprise Financial Services, LLC and/or Derek Schanhofer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2024

Steven Shaw of Ameriprise Financial Services, LLC

DID STEVEN ROBERT SHAW CAUSE YOU INVESTMENT LOSSES? Steven Shaw Of Ameriprise Financial Services, LLC And Formerly With Comerica Securities Has A Customer Complaint For Alleged Broker Misconduct Steven Shaw Customer Complaint Steven Shaw has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were recommended investments were unsuitable based on customer’s investment profile. The FINRA arbitration proceeding which was recently filed against Comerica Securities for Steven Shaw’s alleged misconduct is still pending. Steven Shaw Red Flags & Your Rights As An Investor Of course, Steven Shaw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Shaw at Ameriprise Financial Services, LLC and Comerica Securities on alert to review carefully the activity and performance of their accounts and question whether Steven Shaw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Comerica Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Steven Shaw  If you have questions about Ameriprise Financial Services, LLC, Comerica Securities and/or Steven Shaw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2024

William Schellenberg of Sanctuary Securities, Inc

DID WILLIAM A. SCHELLENBERG CAUSE YOU INVESTMENT LOSSES? William Schellenberg Of Sanctuary Securities, Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct William Schellenberg Customer Complaints William Schellenberg has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by Merrill Lynch Pierce Fenner and Smith in the investors did not take any further action. Allegations Against William Schellenberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Schellenberg Red Flags & Your Rights As An Investor Of course, William Schellenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Schellenberg at Sanctuary Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether William Schellenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sanctuary Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sanctuary Securities, Inc. Due To William Schellenberg  If you have questions about Sanctuary Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or William Schellenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2024

Andrew Schell formerly with D.A. Davidson & Co

DID ANDREW DAVID SCHELL CAUSE YOU INVESTMENT LOSSES? Andrew Schell Of D.A. Davidson & Co. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has 19 Customer Complaints For Alleged Broker Misconduct Andrew Schell Customer Complaints Andrew Schell has been the subject of 19 customer complaints that we know about seeking to recover investment losses.  All 19 of the customer complaints were settled by D A Davidson and Co. for Andrew Schell’s alleged misconduct in favor of the investors. Allegations Against Hagin Richeson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrew Schell Red Flags & Your Rights As An Investor Of course, Andrew Schell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Schell at D.A. Davidson & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporatedon alert to review carefully the activity and performance of their accounts and question whether Andrew Schell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Andrew Schell  If you have questions about D.A. Davidson & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Andrew Schell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Sam Schoner of J.P. Morgan Securities LLC

DID SAM C SCHONER CAUSE YOU INVESTMENT LOSSES? Sam Schoner Of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Sam Schoner Customer Complaints Sam Schoner has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by 1st Republic Securities Co. in favor of the investor for Sam Schoner’s alleged misconduct.  There are currently 2 FINRA arbitration proceedings that were recently filed and still pending against 1st Republic Securities Co. for the advisors alleged misconduct. Allegations Against Sam Schoner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sam Schoner Red Flags & Your Rights As An Investor Of course, Sam Schoner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sam Schoner at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sam Schoner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Sam Schoner  If you have questions about J.P. Morgan Securities LLC and/or Sam Schoner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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