Apr 3, 2024

David Schauss formerly with Woodbury Financial Services, Inc

DID DAVID ALLAN SCHAUSS CAUSE YOU INVESTMENT LOSSES? David Schauss Formerly With Woodbury Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct David Schauss Customer Complaints David Schauss has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Aid Association for Lutherans in favor of the investor. Three other customer complaints were denied by his former employers and thus far, the investors have not taken any further action or filed any the arbitration proceedings. There is currently one FINRA arbitration proceeding that is still pending against Woodberry Financial Services for David Schauss’ alleged misconduct. Allegations Against David Schauss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Schauss Red Flags & Your Rights As An Investor Of course, David Schauss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Schauss at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Schauss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To David Schauss  If you have questions about Woodbury Financial Services, Inc. and/or David Schauss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Ayad Saad of Morgan Stanley

DID AYAD BESHARA SAAD CAUSE YOU INVESTMENT LOSSES? Ayad Saad Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Ayad Saad Customer Complaints Ayad Saad has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor of the advisors alleged misconduct.  His former employers denied 3 other customer complaints, and the investors took no further action.  There is currently one customer complaint pending with Morgan Stanley for Ayad Saad’s alleged misconduct. Allegations Against Ayad Saad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ayad Saad Red Flags & Your Rights As An Investor Of course, Ayad Saad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ayad Saad at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ayad Saad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors, LLC Due To Tony Roberts  If you have questions about Morgan Stanley and/or Ayad Saad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Adam Quarello of Oppenheimer & Co. Inc

DID HARMOND MICHAEL SCHAEFER CAUSE YOU INVESTMENT LOSSES? Adam Quarello Of Oppenheimer & Co. Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Adam Quarello Customer Complaints Adam Quarello has been the subject of 6 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by an Oppenheimer & Co. in favor of the investor.  Adam Quarello’s employers denied for other customer complaints that it does not appear that the investors took any further action.  There is currently 1 customer complaint that was recently filed with Oppenheimer and Co. that is still pending its review and response. Allegations Against Adam Quarello A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Quarello Red Flags & Your Rights As An Investor Of course, Adam Quarello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Quarello at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Quarello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Quarello  If you have questions about Oppenheimer & Co. Inc. and/or Adam Quarello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2024

Harmond Schaefer of Equitable Advisors, LLC

DID HARMOND MICHAEL SCHAEFER CAUSE YOU INVESTMENT LOSSES? Harmond Schaefer Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Harmond Schaefer Customer Complaints Harmond Schaefer has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by AXA Advisors and the investors took no further action.  There is currently 1 customer complaint that was recently filed with Equitable Advisors that is still pending. Allegations Against Harmond Schaefer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Harmond Schaefer Red Flags & Your Rights As An Investor Of course, Harmond Schaefer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harmond Schaefer at Equitable Advisors, LLCon alert to review carefully the activity and performance of their accounts and question whether Harmond Schaefer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Harmond Schaefer  If you have questions about Equitable Advisors, LLC and/or Harmond Schaefer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2024

Storm Rummel of Bankers Life Securities, Inc

DID STORM DAVIS RUMMEL CAUSE YOU INVESTMENT LOSSES? Storm Rummel Of Bankers Life Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Storm Rummel Customer Complaints Storm Rummel has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by Bankers Life Securities and thus far, the investors have not taken any further action. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Storm Rummel Red Flags & Your Rights As An Investor Of course, Storm Rummel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Storm Rummel at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Storm Rummel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Storm Rummel  If you have questions about Bankers Life Securities, Inc. and/or Storm Rummel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2024

Robert Rumley, III of William Blair

DID ROBERT J RUMLEY III CAUSE YOU INVESTMENT LOSSES? Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Robert Rumley, III Customer Complaints Robert Rumley, III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Morgan Stanley denied one of the customer complaints and the investor took no further action. There is currently one FINRA arbitration proceeding as recently filed and still pending against Morgan Stanley for Robert Romley’s alleged misconduct. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Rumley, III Red Flags & Your Rights As An Investor Of course, Robert Rumley, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rumley, III at William Blair and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Rumley, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at William Blair and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At William Blair Due To Robert Rumley, III  If you have questions about William Blair, Morgan Stanley and/or Robert Rumley, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2024

Sean Righter of Morgan Stanley

DID SEAN P RIGHTER CAUSE YOU INVESTMENT LOSSES? Sean Righter Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Sean Righter Customer Complaints Sean Righter has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings and are still pending. Allegations Against Sean Righter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Righter Red Flags & Your Rights As An Investor Of course, Sean Righter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Righter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sean Righter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sean Righter  If you have questions about Morgan Stanley and/or Sean Righter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2024

Philip Stair of Morgan Stanley

DID PHILIP DAVID STAIR CAUSE YOU INVESTMENT LOSSES? Philip Stair Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Philip Stair Customer Complaints Philip Stair has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  His former employer, Scott, and Stringfellow, denied.  One customer complaint, and the investor took no further action.  The other customer complaints were recently filed against Morgan Stanley for Philip stair’s alleged misconduct and are still pending. Allegations Against Philip Stair A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Philip Stair Red Flags & Your Rights As An Investor Of course, Philip Stair did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Stair at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Philip Stair has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Philip Stair  If you have questions about Morgan Stanley and/or Philip Stair and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2024

Peter Pace of Cetera Advisor Networks LLC

DID PETER WILLIAM PACE CAUSE YOU INVESTMENT LOSSES? Peter Pace Of Cetera Advisor Networks LLC And Formerly With North Ridge Securities Corp. Has A Customer Complaint For Alleged Broker Misconduct Peter Pace Customer Complaint Peter Pace has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or unsuitable recommendation to purchase real estate securities.  The FINRA arbitration proceeding was recently filed against North Ridge Securities Corp., for Peter pace’s alleged misconduct and still pending. Peter Pace Red Flags & Your Rights As An Investor Of course, Peter Pace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Pace at Cetera Advisor Networks LLC and North Ridge Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Peter Pace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and North Ridge Securities Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Peter Pace  If you have questions about Cetera Advisor Networks LLC, North Ridge Securities Corp. and/or Peter Pace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2024

Paul Strong of Ameriprise Financial Services, LLC

DID PAUL DANIEL STRONG CAUSE YOU INVESTMENT LOSSES? Paul Strong Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Paul Strong Customer Complaint Paul Strong has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customers instructions to purchase bonds.  The advisor purchased stock against the client’s wishes.  A customer complaint was recently filed with Ameriprise Financial Services for Paul Strong about the alleged misconduct and still pending. Paul Strong Red Flags & Your Rights As An Investor Of course, Paul Strong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Strong at Ameriprise Financial Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Paul Strong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Paul Strong  If you have questions about Ameriprise Financial Services, LLC, Morgan Stanley and/or Paul Strong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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