Mar 15, 2024

John Tofilon of Morgan Stanley

DID JOHN G TOFILON CAUSE YOU INVESTMENT LOSSES? John Tofilon Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct John Tofilon Customer Complaint John Tofilon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in connection with municipal bond transactions.  The FINRA arbitration proceeding was recently filed against Morgan Stanley for John Tofilon’s alleged misconduct and is still pending. John Tofilon Red Flags & Your Rights As An Investor Of course, John Tofilon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Tofilon at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether John Tofilon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To John Tofilon If you have questions about Morgan Stanley and/or John Tofilon and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2024

Pamela Trone of PFS Investments Inc

DID PAMELA ANNE TRONE CAUSE YOU INVESTMENT LOSSES? Pamela Trone Of PFS Investments Inc, Has A Customer Complaint For Alleged Broker Misconduct Pamela Trone Customer Complaint Pamela Trone has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the investment products were not adequately described and or misrepresented prior to sale. PFS Investments recently denied the customer complaint and thus far, the investor has not filed in the arbitration proceeding were taken any other action. Pamela Trone Red Flags & Your Rights As An Investor Of course, Pamela Trone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pamela Trone at PFS Investments Inc, on alert to review carefully the activity and performance of their accounts and question whether Pamela Trone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc, Due To Pamela Trone If you have questions about PFS Investments Inc, and/or Pamela Trone and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2024

Paul Tunink of Valic Financial Advisors, Inc

DID PAUL TUNINK CAUSE YOU INVESTMENT LOSSES? Paul Tunink Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Tunink Customer Complaint Paul Tunink has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative ignored customers instructions and placed into and aggressively allocated account, which she did not authorize.  The customer complaints was recently filed with Valic Financial Advisors and still pending its review and disposition. Paul Tunink Red Flags & Your Rights As An Investor Of course, Paul Tunink did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Tunink at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Tunink has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Paul Tunink If you have questions about Valic Financial Advisors, Inc. and/or Paul Tunink and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2024

Craig Sturges of Centaurus Financial, Inc

DID CRAIG SOTHERN STURGES CAUSE YOU INVESTMENT LOSSES? Craig Sturges Of Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Craig Sturges Customer Complaint Craig Sturges has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative misrepresented, recommended and unsuitable investment, and breached his fiduciary duty connection with real estate security investments. A customer complaint was recently made to Centaurus Financial who are currently reviewing the complaint. Craig Sturges Red Flags & Your Rights As An Investor Of course, Craig Sturges did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Sturges at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Sturges has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Craig Sturges If you have questions about Centaurus Financial, Inc. and/or Craig Sturges and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2024

Aaron Ungerer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID AARON ANDREW UNGERER CAUSE YOU INVESTMENT LOSSES? Aaron Ungerer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Aaron Ungerer Customer Complaint Aaron Ungerer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading.  Merrill Lynch, Pierce, Fenner and Smith recently denied the customer complaints and to date, it does not appear that the investor has filed any arbitration proceeding were taking the next step to recoup the losses. Aaron Ungerer Red Flags & Your Rights As An Investor Of course, Aaron Ungerer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Ungerer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Aaron Ungerer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aaron Ungerer Just because the brokerage firm denied the customer complaint does not mean it did not have merit. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aaron Ungerer and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2024

Christopher Walters of Janney Montgomery Scott LLC

DID CHRISTOPHER MICHAEL WALTERS CAUSE YOU INVESTMENT LOSSES? Christopher Walters Of Janney Montgomery Scott LLC And Formerly With Truist Investment Services, Inc. and BB&T Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Walters Customer Complaint Christopher Walters has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of an annuity’s features and expected performance.  The customer complaints were recently filed with Janney Montgomery Scott and awaiting its determination. Christopher Walters Red Flags & Your Rights As An Investor Of course, Christopher Walters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Walters at Janney Montgomery Scott LLC, Truist Investment Services, Inc. and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Walters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC, Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Christopher Walters If you have questions about Janney Montgomery Scott LLC, Truist Investment Services, Inc., BB&T Securities, LLC and/or Christopher Walters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2024

David Ward of Wells Fargo Clearing Services

DID DAVID ANDREW WARD CAUSE YOU INVESTMENT LOSSES? David Ward Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct David Ward Customer Complaint David Ward has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an investment of funds borrowed against an insurance policy that trustee alleges to be inappropriate. The customer complaint was recently filed with Wells Fargo Advisors and is awaiting its review and determination. David Ward Red Flags & Your Rights As An Investor Of course, David Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Ward at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To David Ward If you have questions about Wells Fargo Clearing Services, LLC and/or David Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2024

Genai Walker of Morgan Stanley

DID GENAI ANGELEE WALKER CAUSE YOU INVESTMENT LOSSES? Genai Walker Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Genai Walker Customer Complaint Genai Walker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a recommendation to purchase a long-term certificate of deposit which was allegedly not in the customer’s best interest. Morgan Stanley denied the customer complaint recently and so far, the investor has yet to file in the arbitration proceeding or taken any other action. Genai Walker Red Flags & Your Rights As An Investor Of course, Genai Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Genai Walker at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Genai Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Genai Walker If you have questions about Morgan Stanley and/or Genai Walker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2024

Marcelo Ubal ofPNC Investments

DID MARCELO FABIAN UBAL CAUSE YOU INVESTMENT LOSSES? Marcelo Ubal Of PNC Investments And Formerly With Andbanc Brokerage, LLC Has A Customer Complaint For Alleged Broker Misconduct Marcelo Ubal Customer Complaint Marcelo Ubal has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the suitability of structured product investments made in the customer’s account. Cetera Investment Services recently denied the customer complaint, and, to date, no arbitration proceeding has been filed or other action taken by the investor. Marcelo Ubal Red Flags & Your Rights As An Investor Of course, Marcelo Ubal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcelo Ubal at PNC Investments and Andbanc Brokerage, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcelo Ubal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments and Andbanc Brokerage, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PNC Investments Due To Marcelo Ubal If you have questions about PNC Investments and Andbanc Brokerage, LLC and/or Marcelo Ubal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2024

Brian Sharp of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BRIAN W SHARP CAUSE YOU INVESTMENT LOSSES? Brian Sharp Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Brian Sharp Customer Complaint Brian Sharp has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to acting customer’s best interest, failure to follow customer’s instructions, and unsuitable investment recommendations which resulted in excessive trading of customer’s account. At Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint is and thus far, the investor has not taken any further action. Brian Sharp Red Flags & Your Rights As An Investor Of course, Brian Sharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Sharp at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Sharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Brian Sharp If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brian Sharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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