Apr 27, 2024

Shimshon Plotkin of Independent Financial Group, LLC

DID SHIMSHON PLOTKIN CAUSE YOU INVESTMENT LOSSES? Shimshon Plotkin Of Independent Financial Group, LLC Has 11 Customer Complaints For Alleged Broker Misconduct Shimshon Plotkin Customer Complaints Shimshon Plotkin has been the subject of 11 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints resulted in arbitration awards against Royal Alliance Associates in favor of the investors. Four of the customer complaints were settled by Shimshon Plotkin’s employers in favor of investors.  Another 3 customer complaints were denied by the adviser’s former employers and the investors took no further action.  There are currently 2 FINRA arbitration proceedings pending against the Independent Financial Group for the registered representatives alleged misconduct. Allegations Against Shimshon Plotkin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shimshon Plotkin Red Flags & Your Rights As An Investor Of course, Shimshon Plotkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shimshon Plotkin at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Shimshon Plotkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Shimshon Plotkin  If you have questions about Independent Financial Group, LLC and/or Shimshon Plotkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2024

Kevin Peters of Equitable Advisors, LLC

DID KEVIN L PETERS CAUSE YOU INVESTMENT LOSSES? Kevin Peters Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Kevin Peters Customer Complaints Kevin Peters has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by AXA Advisors and the investor took no further action.  The more recent complaint filed against Equitable Advisors evolved into a FINRA arbitration proceeding that is still pending. Allegations Against Kevin Peters A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Peters Red Flags & Your Rights As An Investor Of course, Kevin Peters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Peters at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Peters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kevin Peters  If you have questions about Equitable Advisors, LLC and/or Kevin Peters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2024

Michael Orlowski of Commerce One Financial In

DID MICHAEL EDWARD ORLOWSKI CAUSE YOU INVESTMENT LOSSES? Michael Orlowski Of Commerce One Financial Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Orlowski Customer Complaints Michael Orlowski has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Commerce One Financial for Michael Orlowski’s alleged misconduct in favor of the investors.  The other customer complaint is still pending against the brokerage firm in a FINRA arbitration proceeding that was recently filed. Allegations Against Michael Orlowski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Orlowski Red Flags & Your Rights As An Investor Of course, Michael Orlowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Orlowski at Commerce One Financial Inc on alert to review carefully the activity and performance of their accounts and question whether Michael Orlowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commerce One Financial Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commerce One Financial Inc. Due To Michael Orlowski  If you have questions about Commerce One Financial Inc. and/or Michael Orlowskin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Michael Nixon of Bankers Life Securities, Inc

DID MICHAEL SCOTT NIXON CAUSE YOU INVESTMENT LOSSES? Michael Nixon Of Bankers Life Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Michael Nixon Customer Complaints Michael Nixon has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were settled by Bankers Life Securities for Michael Nixon’s alleged misconduct in favor of the investors. Allegations Against Michael Nixon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Nixon Red Flags & Your Rights As An Investor Of course, Michael Nixon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Nixon at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Nixon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Michael Nixon  If you have questions about Bankers Life Securities, Inc. and/or Michael Nixon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Hagop Nalbandian of Western International Securities, Inc

DID HAGOP JACK NALBANDIAN CAUSE YOU INVESTMENT LOSSES? Hagop Nalbandian Of Western International Securities, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Hagop Nalbandian Customer Complaints Hagop Nalbandian has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Five oh customer complaints were settled by Western International Securities and former employers for Hagop Nalbandian’s alleged misconduct in favor of the investors.  There is currently one customer complaint filed against Western International Securities as they evolved into a FINRA arbitration proceeding, that is still pending. Allegations Against Hagop Nalbandian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Hagop Nalbandian Red Flags & Your Rights As An Investor Of course, Hagop Nalbandian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hagop Nalbandian at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Hagop Nalbandian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Hagop Nalbandian  If you have questions about Western International Securities, Inc. and/or Hagop Nalbandian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Kevin Monaco of Oppenheimer & Co. Inc

DID KEVIN MONACO CAUSE YOU INVESTMENT LOSSES? Kevin Monaco Of Oppenheimer & Co. Inc. And Formerly With D.A. Davidson & Co. Has 4 Customer Complaints For Alleged Broker Misconduct Kevin Monaco Customer Complaints Kevin Monaco has been the subject of 4 customer complaints that we know about seeking to recover investment losses.  All 4 customer complaints were denied by Kevin Monaco’s employers, and it appears that the investors did not take any further action. Allegations Against Kevin Monaco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Monaco Red Flags & Your Rights As An Investor Of course, Kevin Monaco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Monaco at Oppenheimer & Co. Inc. and D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Kevin Monaco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and D.A. Davidson & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Kevin Monaco  If you have questions about Oppenheimer & Co. Inc., D.A. Davidson & Co. and/or Kevin Monaco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Shelley Moffatt of Edward Jones

DID SHELLEY MARIE MOFFATT CAUSE YOU INVESTMENT LOSSES? Shelley Moffatt Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Shelley Moffatt Customer Complaints Shelley Moffatt has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by Edward Jones and the investors took no further action. Allegations Against Robert McLane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shelley Moffatt Red Flags & Your Rights As An Investor Of course, Shelley Moffatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shelley Moffatt at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shelley Moffatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Shelley Moffatt  If you have questions about Edward Jones and/or Shelley Moffatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Robert McLane of Wells Fargo Clearing Services, LLC

DID ROBERT JOSEPH MCLANE CAUSE YOU INVESTMENT LOSSES? Robert McLane Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Robert McLane Customer Complaints Robert McLane has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were denied by Robert McLane’s employers and the investors do not appear to have taken any further action. Allegations Against Robert McLane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert McLane Red Flags & Your Rights As An Investor Of course, Robert McLane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert McLane at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert McLane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Robert McLane  If you have questions about Wells Fargo Clearing Services, LLC and/or Robert McLane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 25, 2024

Scott Matalon formerly with RBC Capital Markets, LLC

DID SCOTT JAY MATALON CAUSE YOU INVESTMENT LOSSES? Scott Matalon Formerly With RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Matalon Customer Complaints Scott Matalon has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both of the customer complaints are pending against his former employer’s for his alleged misconduct in FINRA arbitration proceedings. Allegations Against Scott Matalon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Matalon Red Flags & Your Rights As An Investor Of course, Scott Matalon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Matalon at RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Matalon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Scott Matalon  If you have questions about RBC Capital Markets, LLC, Ameriprise Financial Services, Inc. and/or Scott Matalon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 25, 2024

Damian Maggio of Joseph Stone Capital L.L.C

DID DAMIAN MAGGIO CAUSE YOU INVESTMENT LOSSES? Damian Maggio Of Joseph Stone Capital L.L.C. Has 4 Customer Complaints For Alleged Broker Misconduct Damian Maggio Customer Complaints Damian Maggio has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by LH Ross for Damian Maggio’s alleged misconduct in favor of the investor.  There are currently 3 FINRA arbitration proceedings pending against Joseph Stone Capital with the advisors alleged misconduct. Allegations Against Damian Maggio A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Damian Maggio Red Flags & Your Rights As An Investor Of course, Damian Maggio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Damian Maggio at Joseph Stone Capital L.L.C. on alert to review carefully the activity and performance of their accounts and question whether Damian Maggio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Damian Maggio  If you have questions about Joseph Stone Capital L.L.C. and/or Damian Maggio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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