Mar 27, 2024

Jeffrey Stotler of Edward Jones

DID JEFFREY RICHARD STOTLER CAUSE YOU INVESTMENT LOSSES? Jeffrey Stotler Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Stotler Customer Complaint Jeffrey Stotler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where financial advisor withdrew funds from a Roth IRA which resulted in a 10% penalty and taxation on the amount of the withdrawal.  Even though the client was clear that he did not want to make any withdrawals that would result in tax consequences.  Edward Jones recently settled the customer complaint in favor of the investor. Jeffrey Stotler Red Flags & Your Rights As An Investor Of course, Jeffrey Stotler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Stotler at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Stotler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jeffrey Stotler If you have questions about Edward Jones and/or Jeffrey Stotler and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2024

Craig Stiles of Ameriprise Financial Services, LLC

DID CRAIG JAMES STILES CAUSE YOU INVESTMENT LOSSES? Craig Stiles Of Ameriprise Financial Services, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Craig Stiles Customer Complaint Craig Stiles has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended a managed account portfolio, which exceeded the customers, investment risk tolerance. Ameriprise Financial Services recently denied the customer complaint and it does not appear that the investor has taken the next step and filed an arbitration proceeding so far. Craig Stiles Red Flags & Your Rights As An Investor Of course, Craig Stiles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Stiles at Ameriprise Financial Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Craig Stiles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Craig Stiles Just because a brokerage firm denies a customer complaints does not mean it does not have any merit. If you have questions about Ameriprise Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Craig Stiles and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2024

Nathan Stucky of LPL Financial LLC

DID NATHAN JUSTICE STUCKY CAUSE YOU INVESTMENT LOSSES? Nathan Stucky Of LPL Financial LLC And Formerly With Commerce Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nathan Stucky Customer Complaint Nathan Stucky has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were investor’s accounts were properly managed and invested in unsuitable securities.  The customer complaints was recently filed with LPL Financial and still pending its review and response. Nathan Stucky Red Flags & Your Rights As An Investor Of course, Nathan Stucky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Stucky at LPL Financial LLC and Commerce Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Stucky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Commerce Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Nathan Stucky If you have questions about LPL Financial LLC, Commerce Brokerage Services, Inc. and/or Nathan Stucky and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2024

Matthew Romeo formerly with Mid Atlantic Capital Corporation

DID MATTHEW JAMES ROMEO CAUSE YOU INVESTMENT LOSSES? Matthew Romeo Formerly With Mid Atlantic Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct Matthew Romeo Customer Complaint Matthew Romeo has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial professional recommended an unsuitable investment involving real estate securities.  The FINRA arbitration proceeding was recently filed against Cambridge Investment Research for Matthew Romeo’s alleged misconduct and is still pending. Matthew Romeo Red Flags & Your Rights As An Investor Of course, Matthew Romeo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Romeo at Mid Atlantic Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Matthew Romeo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mid Atlantic Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mid Atlantic Capital Corporation Due To Matthew Romeo If you have questions about Mid Atlantic Capital Corporation and/or Matthew Romeo and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Barry Skolak of Charles Schwab & Co., Inc

DID BARRY REID SKOLAK CAUSE YOU INVESTMENT LOSSES? Barry Skolak Of Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Barry Skolak Customer Complaint Barry Skolak has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were forgery of a beneficiary form and adding a power of attorney by notarizing her forged signature.  Charles Schwab & Co. has recently denied the customer complaint in so far it does not appear that the investor has taken any further action. Barry Skolak Red Flags & Your Rights As An Investor Of course, Barry Skolak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Skolak at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Skolak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Barry Skolak If you have questions about Charles Schwab & Co., Inc. and/or Barry Skolak and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Scott Sadar of Somerset Securities, Inc

DID SCOTT MICHAEL SADAR CAUSE YOU INVESTMENT LOSSES? Scott Sadar Of Somerset Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Scott Sadar Customer Complaint Scott Sadar has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable recommendation to purchase an iCap Equities private placement. A customer complaint evolved into a FINRA arbitration proceeding that was recently filed and is still pending. Scott Sadar Red Flags & Your Rights As An Investor Of course, Scott Sadar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Sadar at Somerset Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Sadar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Somerset Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Somerset Securities, Inc. Due To Scott Sadar If you have questions about Somerset Securities, Inc. and/or Scott Sadar and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Richard Stone of Stifel, Nicolaus & Company, Incorporated?

DID RICHARD DAVID STONE CAUSE YOU INVESTMENT LOSSES? Richard Stone Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Richard Stone Customer Complaint Richard Stone has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, fraud, breach of contract, violation of the New Jersey Uniform Securities Act and violation of the Florida Securities and Investor Protection Act related to common and preferred stock transactions in structured notes.  The FINRA arbitration proceeding was recently filed against Stifel Nicholaus and Co. and is still pending. Richard Stone Red Flags & Your Rights As An Investor Of course, Richard Stone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Stone at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Richard Stone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Stone If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Richard Stone and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Michael Spector of Morgan Stanley

DID MICHAEL KELLEY SPECTOR CAUSE YOU INVESTMENT LOSSES? Michael Spector Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Spector Customer Complaint Michael Spector has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a covered call strategy that the claimant alleged to be unsuitable. A customer complaint was recently filed with Morgan Stanley and is still pending. Michael Spector Red Flags & Your Rights As An Investor Of course, Michael Spector did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Spector at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Spector has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Spector If you have questions about Morgan Stanley and/or Michael Spector and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Jeremy Strickler formerly withWells Fargo Advisors Financial Network

DID JEREMY L STRICKLER CAUSE YOU INVESTMENT LOSSES? Jeremy Strickler Formerly With Wells Fargo Advisors Financial Network Has A Customer Complaint For Alleged Broker Misconduct Jeremy Strickler Customer Complaint Jeremy Strickler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor failed to disclose material information, including conflicts of interest, about a specific investment that allegedly rendered the investment illiquid, risky, and unsuitable. The FINRA arbitration proceedings are still pending against Raymond James and Associates or Jeremy Strickler’s alleged misconduct. Jeremy Strickler Red Flags & Your Rights As An Investor Of course, Jeremy Strickler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Strickler at Wells Fargo Advisors Financial Network on alert to review carefully the activity and performance of their accounts and question whether Jeremy Strickler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Jeremy Strickler If you have questions about Wells Fargo Advisors Financial Network and/or Jeremy Strickler and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2024

Joshua  Shipley of Dominari Securities LLC

DID JOSHUA ANTHONY SHIPLEY CAUSE YOU INVESTMENT LOSSES? Joshua Shipley Of Dominari Securities LLC And Formerly With Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Joshua Shipley Customer Complaint Joshua Shipley has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violation of FINRA rules, Regulation Best Interests, section 10 (B) of the Securities Exchange Act of 1934, negligence, and breach of fiduciary duty related to equipment leasing and common stock transactions. The FINRA arbitration proceeding was recently filed and still pending. Joshua Shipley Red Flags & Your Rights As An Investor Of course, Joshua Shipley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Shipley at Dominari Securities LLC and Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Shipley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC and Revere Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To Joshua Shipley  If you have questions about Dominari Securities LLC, Revere Securities LLC and/or Joshua Shipley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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