Mar 25, 2024

Brandon Singer of Osaic Wealth, Inc

DID BRANDON SINGER CAUSE YOU INVESTMENT LOSSES? Brandon Singer Of Osaic Wealth, Inc. And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Brandon Singer Customer Complaint Brandon Singer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative mishandled the funds by over concentrating them in an illiquid high commission product involving real estate securities.  The FINRA arbitration proceeding is recently filed against Transamerica Financial Advisors or Brandon Singer’s alleged misconduct and still pending. Brandon Singer Red Flags & Your Rights As An Investor Of course, Brandon Singer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Singer at Osaic Wealth, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brandon Singer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Brandon Singer  If you have questions about Osaic Wealth, Inc., Signator Investors, Inc. and/or Brandon Singer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2024

James Vavonese of MML Investors Services, LLC

DID JAMES DAVID VAVONESE CAUSE YOU INVESTMENT LOSSES? James Vavonese Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct James Vavonese Customer Complaint James Vavonese has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the advisor was not working, and customer’s best interest regarding purchase of variable annuity contract and mutual funds.  The customer alleged that the advisor’s advice was poor.  The Complainant recently registered the complaint with MML Investors Services in waiting for the broker-dealer’s response. James Vavonese Red Flags & Your Rights As An Investor Of course, James Vavonese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Vavonese at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Vavonese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To James Vavonese  If you have questions about MML Investors Services, LLC and/or James Vavonese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2024

Christopher Wells of Purshe Kaplan Sterling Investments

DID CHRISTOPHER RONALD WELLS CAUSE YOU INVESTMENT LOSSES? Christopher Wells Of Purshe Kaplan Sterling Investments And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Wells Customer Complaint Christopher Wells has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation to purchase a REIT investment in customer’s account.  The FINRA arbitration proceeding was recently filed against Equitable Advisors for Christopher Wells alleged misconduct and still pending. Christopher Wells Red Flags & Your Rights As An Investor Of course, Christopher Wells did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Wells at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Wells has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Christopher Wells  If you have questions about Purshe Kaplan Sterling Investments, Equitable Advisors, LLC and/or Christopher Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 24, 2024

Edward Muster of Herbert J, Sims & Co., Inc.

DID EDWARD MUSTER CAUSE YOU INVESTMENT LOSSES? Edward Muster Formerly With Herbert J, Sims & Co., Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Edward Muster Customer Complaints Edward Muster has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two were settled by Herbert J.  Sims and Co. in favor of the investors or Edward Muster’s alleged misconduct.  Another 2 customer complaints were denied by the brokerage firm and the investors took no further action.  There is currently 1 FINRA arbitration proceeding that was recently filed against Herbert J. Sims and Co. for Edward Muster’s alleged misconduct that is still pending. Allegations Against Edward Muster A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Muster Red Flags & Your Rights As An Investor Of course, Edward Muster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Muster at Herbert J, Sims & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Muster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J, Sims & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Herbert J, Sims & Co., Inc. Due To Edward Muster If you have questions about Herbert J, Sims & Co., Inc.  and/or Edward Muster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 24, 2024

Andrew Murdoch of Somerset Securities, Inc.

DID ANDREW TEMPLETON MURDOCH CAUSE YOU INVESTMENT LOSSES? Andrew Murdoch Of Somerset Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Andrew Murdoch Customer Complaint Andrew Murdoch has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations to purchase an iCap Equities private placement.  The customer recently filed a FINRA arbitration proceeding against Somerset Securities for Andrew Murdoch’s alleged misconduct that is still pending. Andrew Murdoch Red Flags & Your Rights As An Investor Of course, Andrew Murdoch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Murdoch at Somerset Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Murdoch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Somerset Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Somerset Securities, Inc.  Due To Andrew Murdoch If you have questions about Somerset Securities, Inc. and/or Andrew Murdoch and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 24, 2024

Betty Moglen of NYLife Securities LLC

DID BETTY LOU MOGLEN CAUSE YOU INVESTMENT LOSSES? Betty Moglen Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Betty Moglen Customer Complaint Betty Moglen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a customer’s universal life insurance policy purchased, which contained funding requirements necessary to be in the coverage that were not fully disclosed and clearly understood by client at the time of the sale. NYLIFE Securities denied the customer’s complaint recently and so far, the investor has not taken any further action. Betty Moglen Red Flags & Your Rights As An Investor Of course, Betty Moglen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Betty Moglen at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Betty Moglen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Betty Moglen If you have questions about NYLife Securities LLC and/or Betty Moglen and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 24, 2024

Surya Metzler of Centaurus Financial, Inc.

DID SURYA JOSHUA KANE METZLER CAUSE YOU INVESTMENT LOSSES? Surya Metzler Of Centaurus Financial, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Surya Metzler Customer Complaints Surya Metzler has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employer’s in favor of the investors for her alleged misconduct. Five of the customer complaints were denied by her employers and the investors took no further action.  There are currently two FINRA arbitration proceedings filed against Centaurus Financial for Surya Metzler’s alleged misconduct that are still pending.  Allegations Against Surya Metzler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Surya Metzler Red Flags & Your Rights As An Investor Of course, Surya Metzler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Surya Metzler at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Surya Metzler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Surya Metzler If you have questions about Centaurus Financial, Inc. and/or Surya Metzler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 24, 2024

Patrick Mendenhall of USCA Securities LLC

DID PATRICK MICHAEL MENDENHALL CAUSE YOU INVESTMENT LOSSES? Patrick Mendenhall Of USCA Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Patrick Mendenhall Customer Complaints Patrick Mendenhall has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by USCA Securities, LLC in favor of the investors for Patrick Mendenhall’s alleged misconduct. Another customer complaint was recently filed against USCA Securities and denied by the brokerage firm. Thus far, the investor has not taken any further action. Allegations Against Patrick Mendenhall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Mendenhall Red Flags & Your Rights As An Investor Of course, Patrick Mendenhall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Mendenhall at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Mendenhall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Patrick Mendenhall If you have questions about USCA Securities LLC and/or Patrick Mendenhall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2024

 Katherine McLernon of MML Investors Services, LLC

DID KATHERINE RUTH MCLERNON CAUSE YOU INVESTMENT LOSSES? Katherine McLernon Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Katherine McLernon Customer Complaints Katherine McLernon has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  One customer complaint resulted in an arbitration award in favor of the investor for Katherine McLernon’s alleged misconduct.  Another customer complaint was denied by MML Investors, Services and the investor took no further action.  Another customer complaint was recently filed with MML Investors Services and is still pending. Allegations Against Katherine McLernon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Katherine McLernon Red Flags & Your Rights As An Investor Of course, Katherine McLernon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine McLernon at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Katherine McLernon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Katherine McLernon If you have questions about MML Investors Services, LLC and/or Katherine McLernon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2024

Shon McLain MML Investors Services, LLC

DID SHON IVAN MCLAIN CAUSE YOU INVESTMENT LOSSES? Shon McLain Of MML Investors Services, LLC And Formerly With Equity Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Shon McLain Customer Complaint Shon McLain has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative falsely told customer, the beneficiary of an IRA, that other products for our IRA rollover were not available, and a lump-sum distribution was required.  Equity Services, Inc. recently denied the customer complaint and so far, the investor has not filed any arbitration proceeding or taken any other action. Shon McLain Red Flags & Your Rights As An Investor Of course, Shon McLain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shon McLain at MML Investors Services, LLC and Equity Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shon McLain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Equity Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Shon McLain If you have questions about MML Investors Services, LLC, Equity Services, Inc. and/or Shon McLain and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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