Apr 21, 2024

Norbert Filian of Equitable Advisors, LLC

DID NORBERT HELMUT FILIAN CAUSE YOU INVESTMENT LOSSES? Norbert Filian Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Norbert Filian Customer Complaints Norbert Filian has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied, and the investor took no further action. The other customer complaint was recently filed as a FINRA arbitration proceeding and still pending against Equitable Advisors for Norbert Filian’s alleged misconduct. Allegations Against Norbert Filian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Norbert Filian Red Flags & Your Rights As An Investor Of course, Norbert Filian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norbert Filian at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Norbert Filian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Norbert Filian  If you have questions about Equitable Advisors, LLC and/or Norbert Filian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2024

Randy Cox of Osaic Wealth, Inc

DID RANDY CARTER COX CAUSE YOU INVESTMENT LOSSES? Randy Cox Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Randy Cox Customer Complaints Randy Cox has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  One customer complaint was settled by FSC Securities Corporation in favor of the investors.  Another customer complaint which evolved into a FINRA arbitration proceeding is still pending against FSC Securities Corporation for Randy Cox’s alleged misconduct. Allegations Against Randy Cox A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Randy Cox Red Flags & Your Rights As An Investor Of course, Randy Cox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Cox at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Randy Cox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Randy Cox  If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Randy Cox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2024

Guy Clemente of Aegis Capital Corp

DID GUY GREGORY CLEMENTE CAUSE YOU INVESTMENT LOSSES? Guy Clemente Of Aegis Capital Corp. And Formerly With Andrew Garrett Inc. has 6 Customer Complaints For Alleged Broker Misconduct Guy Clemente Customer Complaints Guy Clemente has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Five of the customer complaints evolved into any SD arbitration proceedings and awards against Guy Clemente’s former employers in favor of the investors for his alleged misconduct.  The other customer complaint was settled in favor of the investor. Allegations Against Guy Clemente A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Guy Clemente Red Flags & Your Rights As An Investor Of course, Guy Clemente did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guy Clemente at Aegis Capital Corp. and Andrew Garrett Inc. on alert to review carefully the activity and performance of their accounts and question whether Guy Clemente has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and Andrew Garrett Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Guy Clemente  If you have questions about Aegis Capital Corp., Andrew Garrett Inc. and/or Guy Clemente and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2024

Suzanne Charrin formerly with Woodbury Financial Services, Inc

DID SUZANNE THERESE CHARRIN CAUSE YOU INVESTMENT LOSSES? Suzanne Charrin Formerly With Woodbury Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Suzanne Charrin Customer Complaints Suzanne Charrin has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Woodbury Financial Services and the investor took no further action.  The other customer complaint evolved into a FINRA arbitration proceeding against Woodbury Financial Services for the advisors alleged misconduct and still pending. Allegations Against Suzanne Charrin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Suzanne Charrin Red Flags & Your Rights As An Investor Of course, Suzanne Charrin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Suzanne Charrin at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Suzanne Charrin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Suzanne Charrin  If you have questions about Woodbury Financial Services, Inc. and/or Suzanne Charrin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2024

Hanna Grichanik of Northwestern Mutual Investment Services, LLC

DID HANNA GRICHANIK CAUSE YOU INVESTMENT LOSSES? Hanna Grichanik Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Hanna Grichanik Customer Complaint Hanna Grichanik has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poured advice related to recommendation to sell securities resulting in unwanted tax consequences.  The customer complaint was recently filed with Northwestern Mutual Investment Services for the advisors alleged misconduct and still pending. Hanna Grichanik Red Flags & Your Rights As An Investor Of course, Hanna Grichanik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hanna Grichanik at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Hanna Grichanik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Hanna Grichanik  If you have questions about Northwestern Mutual Investment Services, LLC and/or Hanna Grichanik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2024

Michael Lindemann of LPL Financial LLC

DID MICHAEL CARL LINDEMANN CAUSE YOU INVESTMENT LOSSES? Michael Lindemann Of LPL Financial LLC And Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Lindemann Customer Complaint Michael Lindemann has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customers instructions related to a mutual fund investment.  The customer complaint was recently filed with LPL Financial and is still pending. Michael Lindemann Red Flags & Your Rights As An Investor Of course, Michael Lindemann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lindemann at LPL Financial LLC and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Lindemann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Lindemann  If you have questions about LPL Financial LLC, Securities America, Inc. and/or Michael Lindemann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2024

Elicia Mundy of Ameriprise Financial Services, LLC

DID ELICIA GENEVA MUNDY CAUSE YOU INVESTMENT LOSSES? Elicia Mundy Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Elicia Mundy Customer Complaint Elicia Mundy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized withdrawals from IRA account which were clearly against his instructions.  Further, the withdrawals had no benefit to him and he incurred substantial tax liability as a result thereof.  The customer complaint was recently filed with UBS Financial Services and still pending. Elicia Mundy Red Flags & Your Rights As An Investor Of course, Elicia Mundy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elicia Mundy at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Elicia Mundy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Elicia Mundy  If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services Inc. and/or Elicia Mundy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2024

Casey O’Rourke of LPL Financial LLC

DID CASEY PATRICK O’ROURKE CAUSE YOU INVESTMENT LOSSES? Casey O’Rourke Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Casey O’Rourke Customer Complaint Casey O’Rourke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for theft of funds.  LPL Financial denied the customer allegations of theft and claimed it was based on a misunderstanding of entries on account statements. Casey O’Rourke Red Flags & Your Rights As An Investor Of course, Casey O’Rourke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey O’Rourke at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Casey O’Rourke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Casey O’Rourke  If you have questions about LPL Financial LLC and/or Casey O’Rourke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2024

Jennifer Greenleaf of Bankers Life Securities, Inc

DID JENNIFER LYNN GREENLEAF CAUSE YOU INVESTMENT LOSSES? Jennifer Greenleaf Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jennifer Greenleaf Customer Complaint Jennifer Greenleaf has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were high pressure sales tactics related to an annuity product and forgery.  The brokerage firm settled the customer dispute in favor of the investor. Jennifer Greenleaf Red Flags & Your Rights As An Investor Of course, Jennifer Greenleaf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Greenleaf at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer Greenleaf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Jennifer Greenleaf  If you have questions about Bankers Life Securities, Inc. and/or Jennifer Greenleaf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

Alan Tocman formerly withPurshe Kaplan Sterling Investments

DID ALAN NEAL TOCMAN CAUSE YOU INVESTMENT LOSSES? Alan Tocman Formerly With Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Alan Tocman Customer Complaint Alan Tocman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of real estate trust investment. Ameriprise Financial Services recently denied the customer complaint and so far, the investor is not taking any further action. Alan Tocman Red Flags & Your Rights As An Investor Of course, Alan Tocman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Tocman at Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Tocman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Alan Tocman  If you have questions about Purshe Kaplan Sterling Investments, Private Client Services, LLC, Ameriprise Financial Services, Inc. and/or Alan Tocman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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