Mar 23, 2024

Brian Mariash of UBS Financial Services Inc.

DID BRIAN JAMES MARIASH CAUSE YOU INVESTMENT LOSSES? Brian Mariash Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Brian Mariash Customer Complaints Brian Mariash has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employer’s in favor of the investors for his misconduct.  There is currently one customer complaint which was recently filed with Merrill Lynch, Pierce, Fenner & Smith for Brian Mariash’s alleged misconduct that is awaiting the firm’s review and determination. Allegations Against Brian Mariash A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Brian Mariash Red Flags & Your Rights As An Investor Of course, Brian Mariash did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Mariash at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Mariash has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Brian Mariash If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brian Mariash and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 23, 2024

Hugo Mantilla of Morgan Stanley

DID HUGO FISCHER MANTILLA CAUSE YOU INVESTMENT LOSSES? Hugo Mantilla Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Hugo Mantilla Customer Complaint Hugo Mantilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations with respect to the transfer of an interest in a family trust.  A customer complaint was recently filed with Morgan Stanley alleging $20 million in damages and is still pending. Hugo Mantilla Red Flags & Your Rights As An Investor Of course, Hugo Mantilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hugo Mantilla at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Hugo Mantilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Hugo Mantilla If you have questions about Morgan Stanley and/or Hugo Mantilla and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 23, 2024

Ali Mahlooji of PHX Financial, Inc.

DID ALI BARRY MAHLOOJI CAUSE YOU INVESTMENT LOSSES? Ali Mahlooji Of PHX Financial, Inc. And Formerly With National Securities Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Ali Mahlooji Customer Complaints Ali Mahlooji has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by National Securities Corp. in favor of the investors for Ali Mahlooji’s alleged misconduct.  Another customer complaint was denied by the brokerage firm and the investor took no further action.  There is currently one customer complaint that evolved into a FINRA arbitration proceeding which was recently filed against National Securities Corp., for the advisor’s alleged misconduct and is still pending. Allegations Against Ali Mahlooji A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ali Mahlooji Red Flags & Your Rights As An Investor Of course, Ali Mahlooji did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ali Mahlooji at PHX Financial, Inc. and National Securities Corporationon alert to review carefully the activity and performance of their accounts and question whether Ali Mahlooji has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To Ali Mahlooji If you have questions about PHX Financial, Inc., National Securities Corporation and/or Ali Mahlooji and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 22, 2024

Gregory Lourdin of Newbridge Securities Corporation

DID GREGORY LOURDIN CAUSE YOU INVESTMENT LOSSES? Gregory Lourdin Of Newbridge Securities Corporation Has 7 Customer Complaints For Alleged Broker Misconduct Gregory Lourdin Customer Complaints Gregory Lourdin has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by National Securities Corp. in favor of the investors. Four of the customer complaints were denied by Gregory Lourdin’s former employers and the investors took no further action. There is currently one FINRA arbitration proceeding that was recently filed against Newbridge Securities Corporation for the advisor’s alleged misconduct and is still pending. Allegations Against Gregory Lourdin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Lourdin Red Flags & Your Rights As An Investor Of course, Gregory Lourdin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Lourdin at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Gregory Lourdin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Gregory Lourdin If you have questions about Newbridge Securities Corporation and/or Gregory Lourdin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 22, 2024

Charles Lombardi, Jr. of Morgan Stanley

DID CHARLES DONALD LOMBARDI JR CAUSE YOU INVESTMENT LOSSES? Charles Lombardi, Jr. Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Charles Lombardi, Jr. Customer Complaints Charles Lombardi, Jr. has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Morgan Stanly and the investor took no further action.  There is currently 1 customer complaint that was recently filed with Morgan Stanley that is still under review and pending. Allegations Against Charles Lombardi, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Charles Lombardi, Jr. Red Flags & Your Rights As An Investor Of course, Charles Lombardi, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lombardi, Jr. at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Charles Lombardi, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Charles Lombardi, Jr. If you have questions about Morgan Stanley and/or Charles Lombardi, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 22, 2024

Jongwook Kim of Equitable Advisors, LLC

DID JONGWOOK KIM CAUSE YOU INVESTMENT LOSSES? Jongwook Kim Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Jongwook Kim Customer Complaint Jongwook Kim has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended unsuitable REIT transactions.  The FINRA arbitration proceeding was recently filed against Equitable Advisors for Jongwook Kim’s alleged misconduct and still pending. Jongwook Kim Red Flags & Your Rights As An Investor Of course, Jongwook Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jongwook Kim at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jongwook Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Jongwook Kim If you have questions about Equitable Advisors, LLC and/or Jongwook Kim and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 22, 2024

Dustin Javier formerly with Ausdal Financial Partners, Inc.

DID DUSTIN JOHNSON JAVIER CAUSE YOU INVESTMENT LOSSES? Dustin Javier Formerly With Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Dustin Javier Customer Complaint Dustin Javier has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendation to purchase Northstar Healthcare REIT.  The FINRA arbitration proceeding was recently filed against Purshe Kaplan Sterling Investments for Dustin Javier’s alleged misconduct and is still pending. Dustin Javier Red Flags & Your Rights As An Investor Of course, Dustin Javier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Javier at Ausdal Financial Partners, Inc., on alert to review carefully the activity and performance of their accounts and question whether Dustin Javier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc., also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc., Due To Dustin Javier If you have questions about Ausdal Financial Partners, Inc., and/or Dustin Javier and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 22, 2024

 Edmund Iannelli of Ameriprise Financial Services, LLC

DID EDMUND MICHAEL IANNELLI CAUSE YOU INVESTMENT LOSSES? Edmund Iannelli Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Edmund Iannelli Customer Complaints Edmund Iannelli has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Edmund Iannelli’s former employers in favor of the investors. There is currently one FINRA arbitration proceeding pending against Ameriprise Financial Services for the advisor’s alleged misconduct. Allegations Against Edmund Iannelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edmund Iannelli Red Flags & Your Rights As An Investor Of course, Edmund Iannelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edmund Iannelli at Ameriprise Financial Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Edmund Iannelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Edmund Iannelli If you have questions about Ameriprise Financial Services, LLC, Morgan Stanley and/or Edmund Iannelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 21, 2024

William Horak of Purshe Kaplan Sterling Investments

DID WILLIAM STUART HORAK CAUSE YOU INVESTMENT LOSSES? William Horak Of Purshe Kaplan Sterling Investments Has 5 Customer Complaints For Alleged Broker Misconduct William Horak Customer Complaints William Horak has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Purshe Kaplan Sterling Investments in favor of the investor for William Horak’s alleged misconduct.  Another customer complaint was denied by the brokerage firm and later withdrawn.  There are currently 3 customer complaints that are still pending against the advisor’s current employer in FINRA arbitration proceedings. Allegations Against William Horak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Horak Red Flags & Your Rights As An Investor Of course, William Horak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Horak at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether William Horak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To William Horak If you have questions about Purshe Kaplan Sterling Investments and/or William Horak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 21, 2024

Joseph Hobbs of Cetera Investment Networks LLC

DID JOSEPH GREGORY HOBBS CAUSE YOU INVESTMENT LOSSES? Joseph Hobbs Of Cetera Investment Networks LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Hobbs Customer Complaint Joseph Hobbs has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions and purchase of different products than requested.  The customer complaint was recently filed and is pending in the District Court of Oklahoma County, Oklahoma. Joseph Hobbs Red Flags & Your Rights As An Investor Of course, Joseph Hobbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Hobbs at Cetera Investment Networks LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Hobbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Networks LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Networks LLC Due To Joseph Hobbs If you have questions about Cetera Investment Networks LLC, LPL Financial LLC and/or Joseph Hobbs and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading