Mar 19, 2024

Roger Follis of B. Riley Wealth Management

DID ROGER DANIEL FOLLIS CAUSE YOU INVESTMENT LOSSES? Roger Follis Of B. Riley Wealth Management And Formerly With Wells Fargo Advisors Financial Network, LLC Has A Customer Complaint For Alleged Broker Misconduct Roger Follis Customer Complaint Roger Follis has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative took inappropriate risk of purchasing unsuitable investments, overtrading options, and deviating from the customer’s investment plan.  The customer recently filed a FINRA arbitration proceeding against B.  Riley Wealth Management for Roger Follis’ alleged misconduct, seeking damages in excess of $2.6 million, that is still pending. Roger Follis Red Flags & Your Rights As An Investor Of course, Roger Follis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Follis at B. Riley Wealth Management and Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Follis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Roger Follis If you have questions about B. Riley Wealth Management, Wells Fargo Advisors Financial Network, LLC and/or Roger Follis and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 19, 2024

Austin Dutton, Jr. formerly with American Trust Investment Services, Inc.

DID AUSTIN RICHARD DUTTON JR CAUSE YOU INVESTMENT LOSSES? Austin Dutton, Jr. Formerly With American Trust Investment Services, Inc. and Primex Has 30 Customer Complaints For Alleged Broker Misconduct Austin Dutton, Jr. Customer Complaints Austin Dutton, Jr. has been the subject of 30 customer complaints that we know about seeking to recover investment losses.  One customer complaint was arbitrated before FINRA and resulted in an award against Austin Dutton that he still has not paid. Twenty-five other customer complaints were settled by Newbridge Securities Corporation in favor of the investors for Austin Dutton’s alleged misconduct. Only 2 of the customer complaints were denied by the brokerage firm and the investors took no further action.  There are currently 2 arbitration proceedings pending against Newbridge Securities Corporation and the other against American Trust Investment Services for Austin Dutton’s alleged misconduct.. Allegations Against Austin Dutton, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Austin Dutton, Jr. Red Flags & Your Rights As An Investor Of course, Austin Dutton, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Austin Dutton, Jr. at American Trust Investment Services, Inc. and Primex on alert to review carefully the activity and performance of their accounts and question whether Austin Dutton, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Trust Investment Services, Inc. and Primex also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Trust Investment Services, Inc. Due To Austin Dutton, Jr. If you have questions about American Trust Investment Services, Inc., Primex and/or Austin Dutton, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 19, 2024

Andrew Dutton of Peak Brokerage Services, LLC

DID ANDREW N DUTTON CAUSE YOU INVESTMENT LOSSES? Andrew Dutton Of Peak Brokerage Services, LLC And Formerly With American Trust Investment Services, Inc. and Primex, Has A Customer Complaint For Alleged Broker Misconduct Andrew Dutton Customer Complaint Andrew Dutton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, breach of contract, and negligence related to alternative investments.  A FINRA arbitration proceeding was recently filed the proper American Trust Investment Services for Andrew Dutton’s alleged misconduct and is still pending. Andrew Dutton Red Flags & Your Rights As An Investor Of course, Andrew Dutton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Dutton at Peak Brokerage Services, LLC, American Trust Investment Services, Inc. and Primex on alert to review carefully the activity and performance of their accounts and question whether Andrew Dutton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peak Brokerage Services, LLC, American Trust Investment Services, Inc. and Primex also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Peak Brokerage Services, LLC Due To Andrew Dutton If you have questions about Peak Brokerage Services, LLC, American Trust Investment Services, Inc., Primex and/or Andrew Dutton and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2024

Edward Dublis of Cambridge Investment Research, Inc.

DID EDWARD FELIX DUBLIS CAUSE YOU INVESTMENT LOSSES? Edward Dublis Of Cambridge Investment Research, Inc. And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Edward Dublis Customer Complaints Edward Dublis has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Invest Financial Corporation and the investor took no further action.  The other customer complaint was recently filed against LPL Financial for Edward Dublis’ alleged misconduct and is still pending. Allegations Against Edward Dublis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Dublis Red Flags & Your Rights As An Investor Of course, Edward Dublis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Dublis at Cambridge Investment Research, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Dublis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Edward Dublis If you have questions about Cambridge Investment Research, Inc., LPL Financial LLC and/or Edward Dublis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2024

Linda Derickson of Founders Financial Securities LLC

DID LINDA ANN DERICKSON CAUSE YOU INVESTMENT LOSSES? Linda Derickson Of Founders Financial Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Linda Derickson Customer Complaint Linda Derickson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence, improper conduct, breach of contract, breach of fiduciary duty, in violation of applicable laws, and industry rules as it relates to the sale of an illiquid real estate product in a retirement account.  The FINRA arbitration proceeding was recently filed against Founders Financial Securities for the advisor’s alleged misconduct and is still pending. Linda Derickson Red Flags & Your Rights As An Investor Of course, Linda Derickson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Derickson at Founders Financial Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Linda Derickson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Founders Financial Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Founders Financial Securities LLC Due To Linda Derickson If you have questions about Founders Financial Securities LLC and/or Linda Derickson and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2024

Alan Dalewitz of Herbert J. Sims & Co., Inc.

DID ALAN JAY DALEWITZ CAUSE YOU INVESTMENT LOSSES? Alan Dalewitz Of Herbert J. Sims & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Alan Dalewitz Customer Complaint Alan Dalewitz has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommended private placement investments were not in the best interest of the customer.  The FINRA arbitration proceeding was recently filed against Herbert J.  Sims and Co. for Alan Dalewitz’s alleged misconduct and is still pending. Alan Dalewitz Red Flags & Your Rights As An Investor Of course, Alan Dalewitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Dalewitz at Herbert J. Sims & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Dalewitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co., Inc. Due To Alan Dalewitz If you have questions about Herbert J. Sims & Co., Inc. and/or Alan Dalewitz and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2024

John Corello of Janney Montgomery Scott LLC

DID JOHN LOUIS CORELLO CAUSE YOU INVESTMENT LOSSES? John Corello Of Janney Montgomery Scott LLC Has A Customer Complaint For Alleged Broker Misconduct John Corello Customer Complaint John Corello has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended the purchase of unsuitable closed end funds in client’s accounts.  The customer complaint was recently filed with Janney Montgomery Scott for John Corello’s alleged misconduct and is still pending. John Corello Red Flags & Your Rights As An Investor Of course, John Corello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Corello at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether John Corello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To John Corello If you have questions about Janney Montgomery Scott LLC and/or John Corello and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2024

Marci Coots of Morgan Stanley

DID MARCI ANNE COOTS CAUSE YOU INVESTMENT LOSSES? Marci Coots Of Morgan Stanley And Formerly With IFP Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Marci Coots Customer Complaint Marci Coots has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer did not authorize the sale of certain securities in their accounts.  The customer filed a FINRA arbitration proceeding against Morgan Stanly for Marci Anne Coots’ alleged misconduct that is still pending. Marci Coots Red Flags & Your Rights As An Investor Of course, Marci Coots did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marci Coots at Morgan Stanley and IFP Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Marci Coots has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and IFP Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Marci Coots If you have questions about Morgan Stanley, IFP Securities, LLC and/or Marci Coots and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 17, 2024

Joseph Carrano of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL JOSEPH CARRANO CAUSE YOU INVESTMENT LOSSES? Joseph Carrano Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Joseph Carrano Customer Complaint Joseph Carrano has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for alleged misrepresentations related to a managed/rap for the account involving an in-house money manager.  Customer complaints was recently filed with Merrill Lynch, Pierce, Fenner & Smith and is still pending. Joseph Carrano Red Flags & Your Rights As An Investor Of course, Joseph Carrano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Carrano at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Carrano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joseph Carrano If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joseph Carrano and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 17, 2024

Catherine Calandra of Morgan Stanley

DID CATHERINE J CALANDRA CAUSE YOU INVESTMENT LOSSES? Catherine Calandra Of Morgan Stanley And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Catherine Calandra Customer Complaint Catherine Calandra has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendation related to a managed account.  The customer complaint was recently filed with JP Morgan Securities and is still pending. Catherine Calandra Red Flags & Your Rights As An Investor Of course, Catherine Calandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Catherine Calandra at Morgan Stanley and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Catherine Calandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Catherine Calandra If you have questions about Morgan Stanley, J.P. Morgan Securities LLC and/or Catherine Calandra and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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