Mar 17, 2024

Freddie Barbour of LPL Financial LLC

DID FREDDIE LEE BARBOUR CAUSE YOU INVESTMENT LOSSES? Freddie Barbour Of LPL Financial LLC And Formerly With Royal Alliance Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Freddie Barbour Customer Complaint Freddie Barbour has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a theft of funds from customer.  The customer complaint was recently submitted to LPL Financial and is still pending. Freddie Barbour Red Flags & Your Rights As An Investor Of course, Freddie Barbour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Freddie Barbour at LPL Financial LLC and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Freddie Barbour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Freddie Barbour If you have questions about LPL Financial LLC, Royal Alliance Associates, Inc. and/or Freddie Barbour and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 17, 2024

John Anderson of Securities America, Inc

DID JOHN DAVID ANDERSON CAUSE YOU INVESTMENT LOSSES? John Anderson Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Anderson Customer Complaint John Anderson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a REIT investment, was not appropriate for the customers.  The FINRA arbitration proceeding was recently filed against National Planning Corporation for John Anderson’s alleged misconduct and is still pending. John Anderson Red Flags & Your Rights As An Investor Of course, John Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Anderson at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To John Anderson If you have questions about Securities America, Inc. and/or John Anderson and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 17, 2024

 Luke Alger of Truist Investment Services, Inc.

DID LUKE ANDREW ALGER CAUSE YOU INVESTMENT LOSSES? Luke Alger Of Truist Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Luke Alger Customer Complaint Luke Alger has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative made unsuitable recommendations in intermediate and long-term bond funds.  The FINRA arbitration proceeding was recently filed against Truist Investment Services for Luke Alger’s alleged misconduct and is still pending. Luke Alger Red Flags & Your Rights As An Investor Of course, Luke Alger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luke Alger at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Luke Alger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Luke Alger If you have questions about Truist Investment Services, Inc. and/or Luke Alger and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 16, 2024

Mary Swanson of Stifel, Nicolaus & Company, Incorporated

DID MARY J SWANSON CAUSE YOU INVESTMENT LOSSES? Mary Swanson Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Mary Swanson Customer Complaint Mary Swanson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of contract, negligence, and breach of fiduciary duty. The customer complaint evolved into a FINRA arbitration proceeding that was recently filed and is still pending. Mary Swanson Red Flags & Your Rights As An Investor Of course, Mary Swanson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Swanson at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Mary Swanson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Mary Swanson If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Mary Swanson and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 16, 2024

Edward Sunter of MML Investors Services, LLC

DID EDWARD PAUL JR SUNTER CAUSE YOU INVESTMENT LOSSES? Edward Sunter Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Edward Sunter Customer Complaint Edward Sunter has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation about the dividends, to be generated by the life insurance policy that would supposedly reduce the loans against the policy.  Customer complaints were recently filed with MML Investors Services and await its determination. Edward Sunter Red Flags & Your Rights As An Investor Of course, Edward Sunter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Sunter at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Sunter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Edward Sunter If you have questions about MML Investors Services, LLC and/or Edward Sunter and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 16, 2024

Stephen Smith of Wells Fargo Clearing Services, LLC

DID STEPHEN LYNDELL SMITH CAUSE YOU INVESTMENT LOSSES? Stephen Smith Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Stephen Smith Customer Complaint Stephen Smith has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor violated various duties through in action to prevent unauthorized trading in an account of an elderly client with declining health. The FINRA arbitration proceeding was recently filed and is still pending against Wells Fargo Clearing Services for Stephen Smith’s alleged misconduct. Stephen Smith Red Flags & Your Rights As An Investor Of course, Stephen Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Smith at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Stephen Smith If you have questions about Wells Fargo Clearing Services, LLC and/or Stephen Smith and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 16, 2024

E.M. Steinberg of Oppenheimer & Co. Inc

DID E MATTHEW STEINBERG CAUSE YOU INVESTMENT LOSSES? E.M. Steinberg Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct E.M. Steinberg Customer Complaint E.M. Steinberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, breach of contract, fraud, and violations of FINRA rules relating to investments in municipal bonds and to private equity investment, as well as the use of margin in connection with those investments.  The FINRA arbitration proceeding was recently filed by the investor and is still pending. E.M. Steinberg Red Flags & Your Rights As An Investor Of course, E.M. Steinberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of E.M. Steinberg at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether E.M. Steinberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc.  Due To E.M. Steinberg If you have questions about Oppenheimer & Co. Inc. and/or E.M. Steinberg and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 16, 2024

Michelle Smith of of Bankers Life Securities, Inc

DID MICHELLE RENEE SMITH CAUSE YOU INVESTMENT LOSSES? Michelle Smith Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michelle Smith Customer Complaint Michelle Smith has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented the terms of a Guarantee Life Income Annuity as well as a Premium Bonus Indexed Annuity. Bankers Life Securities recently denied the customer complaint and, thus far, the investor has not yet filed any arbitration proceeding nor taken any other action. Michelle Smith Red Flags & Your Rights As An Investor Of course, Michelle Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Smith at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michelle Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Michelle Smith If you have questions about Bankers Life Securities, Inc. and/or Michelle Smith and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 15, 2024

Michael Stolberg of Private Client Services, LLC

DID MICHAEL THOMAS STOLBERG CAUSE YOU INVESTMENT LOSSES? Michael Stolberg Of Private Client Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Stolberg Customer Complaint Michael Stolberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations in unsuitable investment recommendations involving real estate securities.  The FINRA arbitration proceeding was recently filed against Cambridge Investment Research for Michael Stolberg’s alleged misconduct and still pending. Michael Stolberg Red Flags & Your Rights As An Investor Of course, Michael Stolberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Stolberg at Private Client Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Stolberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Michael Stolberg If you have questions about Private Client Services, LLC and/or Michael Stolberg and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 15, 2024

Hector Tafoya of J.P. Morgan Securities LLC

DID HECTOR TAFOYA CAUSE YOU INVESTMENT LOSSES? Hector Tafoya Of J.P. Morgan Securities LLC And Formerly With Kovack Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Hector Tafoya Customer Complaint Hector Tafoya has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a variable annuity investment.  A customer complaint was recently filed with JP Morgan Securities and is under review.  Thus far, it does not appear that the firm has made any determination that has been published. Hector Tafoya Red Flags & Your Rights As An Investor Of course, Hector Tafoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hector Tafoya at J.P. Morgan Securities LLC and Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Hector Tafoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Kovack Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Hector Tafoya If you have questions about J.P. Morgan Securities LLC, Kovack Securities Inc. and/or Hector Tafoya and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading