Feb 24, 2024

Steven Graham of Western International Securities, Inc

DID STEVEN R GRAHAM CAUSE YOU INVESTMENT LOSSES? Steven Graham Of Western International Securities, Inc. And Formerly With J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Graham Customer Complaints Steven Graham has been the subject of 2 customer complaints that we know about seeking to recover investment losses. J.P. Morgan Securities did not one customer complaint in the investor took no further action. The other customer complaint is still pending in a FINRA arbitration proceeding against Western International Securities for Steven Graham’s alleged misconduct. Allegations Against Steven Graham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Graham Red Flags & Your Rights As An Investor Of course, Steven Graham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Graham at Western International Securities, Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Graham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Steven Graham If you have questions about Western International Securities, Inc., J.P. Morgan Securities LLC and/or Steven Graham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2024

Marianna Goldenberg of Commonwealth Financial Network

DID MARIANNA GOLDENBERG CAUSE YOU INVESTMENT LOSSES? Marianna Goldenberg Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Marianna Goldenberg Customer Complaint Marianna Goldenberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor failed to notify customers of deadline to exercise their variable annuity contracts GMIB rider.  A customer complaint was recently filed in State Ct. in Pennsylvania and is still pending. Marianna Goldenberg Red Flags & Your Rights As An Investor Of course, Marianna Goldenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marianna Goldenberg at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Marianna Goldenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Marianna Goldenberg If you have questions about Commonwealth Financial Network and/or Marianna Goldenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2024

Scott Fullman of Revere Securities LLC

DID SCOTT HOWARD FULLMAN CAUSE YOU INVESTMENT LOSSES? Scott Fullman Of Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Fullman Customer Complaint Scott Fullman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise employees in connection with over-the-counter equity transactions.  The arbitration claim filed against Revere Securities is still pending. Scott Fullman Red Flags & Your Rights As An Investor Of course, Scott Fullman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Fullman at Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Fullman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Scott Fullman If you have questions about Revere Securities LLC and/or Scott Fullman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2024

Elizabeth Friant of FNEX Capital, LLC

DID ELIZABETH LEARNED FRIANT CAUSE YOU INVESTMENT LOSSES? Elizabeth Friant Of FNEX Capital, LLC And Formerly With Growth Capital Services, Inc. and Wealthforge Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Elizabeth Friant Customer Complaint Elizabeth Friant has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the advisor’s failure to conduct a reasonable basis security analysis which was in breach of her fiduciary duties and negligent. The FINRA Arbitration proceeding was recently filed against Wealthforge Securities for the advisor’s alleged misconduct and is still pending. Elizabeth Friant Red Flags & Your Rights As An Investor Of course, Elizabeth Friant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Friant at FNEX Capital, LLC. Growth Capital Services, Inc. and Wealthforge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Friant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FNEX Capital, LLC, Growth Capital Services, Inc. and Wealthforge Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FNEX Capital, LLC Due To Elizabeth Friant If you have questions about FNEX Capital, LLC, Growth Capital Services, Inc., Wealthforge Securities LLC and/or Elizabeth Friant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2024

Drew Freides of UBS Financial Services, Inc

DID DREW SCOTT FREIDES CAUSE YOU INVESTMENT LOSSES? Drew Freides Of UBS Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Drew Freides Customer Complaint Drew Freides has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation to add a line of credit that was not in the customer’s best interest. UBS Financial Services recently denied the customer complaint so far, the investor has not filed any arbitration proceeding nor taken any other action. Drew Freides Red Flags & Your Rights As An Investor Of course, Drew Freides did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Drew Freides at UBS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Drew Freides has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services, Inc. Due To Drew Freides If you have questions about UBS Financial Services, Inc. and/or Drew Freides and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2024

Bradley Ford of Madison Avenue Securities, LLC

DID BRADLEY SCOTT FORD CAUSE YOU INVESTMENT LOSSES? Bradley Ford Of Madison Avenue Securities, LLC And Formerly With USA Financial Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Bradley Ford Customer Complaints Bradley Ford has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints are settled by Bradley Ford’s former employers in favor the investors. There are currently 2 customer complaints filed with USA Financial Securities Corporation that are awaiting review and determination. Allegations Against Bradley Ford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bradley Ford Red Flags & Your Rights As An Investor Of course, Bradley Ford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Ford at Madison Avenue Securities, LLC and USA Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Bradley Ford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC and USA Financial Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Bradley Ford If you have questions about Madison Avenue Securities, LLC, USA Financial Securities Corporation and/or Bradley Ford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2024

Christopher Fletcher of LPL Financial LLC

DID CHRISTOPHER ANDREW FLETCHER CAUSE YOU INVESTMENT LOSSES? Christopher Fletcher Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Fletcher Customer Complaint Christopher Fletcher has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended an unsuitable trading strategy involving exchange traded products. Integrated Financial Partners and LPL Financial recently denied the customer complaint. It does not appear that the investor has filed any arbitration proceeding or taken any other legal action. Christopher Fletcher Red Flags & Your Rights As An Investor Of course, Christopher Fletcher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Fletcher at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Fletcher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Fletcher If you have questions about LPL Financial LLC and/or Christopher Fletcher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2024

Daniel Finkle of Hornor, Townsend & Kent, LLC

DID DANIEL ALAN FINKLE CAUSE YOU INVESTMENT LOSSES? Daniel Finkle Of Hornor, Townsend & Kent, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Daniel Finkle Customer Complaints Daniel Finkle has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Hornor Townsend and Kent recently and so far, the investors have not taken any further action. Allegations Against Daniel Finkle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Finkle Red Flags & Your Rights As An Investor Of course, Daniel Finkle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Finkle at Hornor, Townsend & Kent, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Finkle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Daniel Finkle If you have questions about Hornor, Townsend & Kent, LLC and/or Daniel Finkle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2024

Shaun Ferguson of Morgan Stanley

DID SHAUN C FERGUSONCAUSE YOU INVESTMENT LOSSES? Shaun Ferguson Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Shaun Ferguson Customer Complaint Shaun Ferguson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client’s instructions on how to investor funds were not followed by the advisor resulting in damages. The customer complaint was recently filed with Morgan Stanley and under review. Shaun Ferguson Red Flags & Your Rights As An Investor Of course, Shaun Ferguson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shaun Ferguson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Shaun Ferguson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Shaun Ferguson If you have questions about Morgan Stanley and/or Shaun Ferguson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2024

Rodney Ferguson of NYLife Securities LLC

DID RODNEY S FERGUSON CAUSE YOU INVESTMENT LOSSES? Rodney Ferguson Of NYLife Securities LLC Has 11 Customer Complaints For Alleged Broker Misconduct Rodney Ferguson Customer Complaints Rodney Ferguson has been the subject of 11 customer complaints that we know about seeking to recover investment losses. Five of the customer complaints were settled by NYLIFE Securities or Rodney Ferguson’s alleged misconduct in favor of the investors. The brokerage firm only denied one customer complaint. There are currently 5 more FINRA arbitration proceedings filed against the brokerage firm for the advisor’s alleged misconduct that are still pending. Allegations Against Rodney Ferguson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rodney Ferguson Red Flags & Your Rights As An Investor Of course, Rodney Ferguson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Ferguson at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Rodney Ferguson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Rodney Ferguson If you have questions about NYLife Securities LLC and/or Rodney Ferguson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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