Apr 11, 2024

Allen Wilson of Wells Fargo Clearing Services, LLC

DID ALLEN H WILSON CAUSE YOU INVESTMENT LOSSES? Allen Wilson Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Allen Wilson Customer Complaints Allen Wilson has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wells Fargo Advisors in favor of the investor for Allan Wilson’s alleged misconduct.  There are currently 2 customer complaints that were recently filed and still pending. One complaint evolved into a FINRA arbitration proceeding that was recently filed against Wells Fargo Clearing Services for Allan Wilson’s alleged misconduct. Allen Wilson Customer Complaints A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allen Wilson Red Flags & Your Rights As An Investor Of course, Allen Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allen Wilson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Allen Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Allen Wilson  If you have questions about Wells Fargo Clearing Services, LLC and/or Allen Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2024

Brian Werdesheim of Oppenheimer & Co. Inc

DID BRIAN KEITH WERDESHEIM CAUSE YOU INVESTMENT LOSSES? Brian Werdesheim Of Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Brian Werdesheim Customer Complaints Brian Werdesheim has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were denied by Brian Werdesheim’s current or former employers in the investors took no further action. Allegations Against Brian Werdesheim A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Brian Werdesheim Red Flags & Your Rights As An Investor Of course, Brian Werdesheim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Werdesheim at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Werdesheim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Brian Werdesheim  If you have questions about Oppenheimer & Co. Inc. and/or Brian Werdesheim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2024

Kenneth Welsh of Wells Fargo Clearing Services, LLC

DID KENNETH ANDREWS WELSH CAUSE YOU INVESTMENT LOSSES? Kenneth Welsh Of Wells Fargo Clearing Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct Kenneth Welsh Customer Complaints Kenneth Welsh has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Six of the customer complaints were settled by Wells Fargo Advisors in favor of the investors for Kenneth Welsh’s alleged did misconduct. One customer complaint was denied by Morgan Stanley recently and so far, the investor is not taking any further action.  There is currently one customer complaints filed against Wells Fargo Clearing Services for Kenneth Welsh’s alleged misconduct that proceeded to a FINRA arbitration proceeding and still pending.  Allegations Against Kenneth Welsh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Welsh Red Flags & Your Rights As An Investor Of course, Kenneth Welsh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Welsh at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kenneth Welsh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Kenneth Welsh  If you have questions about Wells Fargo Clearing Services, LLC and/or Kenneth Welsh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2024

Alyce Weixler of Morgan Stanley

DID ALYCE M WEIXLER CAUSE YOU INVESTMENT LOSSES? Alyce Weixler Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Alyce Weixler Customer Complaint Alyce Weixler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation in connection with the recommendation to sell certain securities in customer’s accounts.  The FINRA arbitration proceeding was recently filed against Morgan Stanley for Alyce Weixler’s alleged misconduct and is still pending. Alyce Weixler Red Flags & Your Rights As An Investor Of course, Alyce Weixler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alyce Weixler at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Alyce Weixler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Alyce Weixler  If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Alyce Weixler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2024

Joanna Wang of Pruco Securities LLC

DID JOANNA J WANG CAUSE YOU INVESTMENT LOSSES? Joanna Wang Of Pruco Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joanna Wang Customer Complaints Joanna Wanghas been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently denied by Pruco Securities and thus far neither investor has taken any further action. Allegations Against Joanna Wang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joanna Wang Red Flags & Your Rights As An Investor Of course, Joanna Wang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joanna Wang at Pruco Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joanna Wang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities LLC Due To Joanna Wang  If you have questions about Pruco Securities LLC and/or Joanna Wang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2024

Lawrence Waller, II of SA Stone Wealth Management Inc

DID LAWRENCE WILLIAM WALLER II CAUSE YOU INVESTMENT LOSSES? Lawrence Waller, II Of SA Stone Wealth Management Inc Has 3 Customer Complaints For Alleged Broker Misconduct Lawrence Waller, II Customer Complaints Lawrence Waller, II has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Lawrence Waller’s former employers and the investors took no further action. There is currently one for an arbitration proceeding pending against SA capstone Wealth Management for Lawrence Waller’s alleged misconduct that is still pending. Allegations Against Lawrence Waller, II A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Waller, II Red Flags & Your Rights As An Investor Of course, Lawrence Waller, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Waller, II at SA Stone Wealth Management Inc on alert to review carefully the activity and performance of their accounts and question whether Lawrence Waller, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SA Stone Wealth Management Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SA Stone Wealth Management Inc Due To Lawrence Waller, II  If you have questions about SA Stone Wealth Management Inc and/or Lawrence Waller, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2024

Scott Valentine of Citigroup Global Markets Inc

DID SCOTT ANDREW VALENTINE CAUSE YOU INVESTMENT LOSSES? Scott Valentine Of Citigroup Global Markets Inc. And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Scott Valentine Customer Complaints Scott Valentine has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Capital One Investing in the investor took no further action. The other customer complaint was recently filed against LPL Financial for Scott Ballentine’s alleged misconduct and still pending. Allegations Against Scott Valentine A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Valentine Red Flags & Your Rights As An Investor Of course, Scott Valentine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Valentine at Citigroup Global Markets Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Valentine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Scott Valentine  If you have questions about Citigroup Global Markets Inc, LPL Financial LLC and/or Scott Valentine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 9, 2024

Jonathan Upton of LPL Financial LLC

DID JONATHAN DALE UPTON CAUSE YOU INVESTMENT LOSSES? Jonathan Upton Of LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Jonathan Upton Broker Misconduct In his career, Jonathan Upton has been the subject of 4 customer complaints that we know about, two of those complaints were filed in the last 2 years to recover investment losses. One of Jonathan Upton’s 3 customer complaints was settled in favor of investors.  The other customer complaints were denied by Jonathan Upton and his employer and the customers have not taken any further action. Allegations Against Jonathan Upton   A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jonathan Upton Red Flags & Your Rights As An Investor Of course, Jonathan Upton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Upton at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Upton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jonathan Upton  If you have questions about LPL Financial LLC and/or Jonathan Upton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 9, 2024

Clarisse Tur of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID CLARISSE TUR CAUSE YOU INVESTMENT LOSSES? Clarisse Tur Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Clarisse Tur Customer Complaints Clarisse Tur has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both complaints were filed with Merrill Lynch Pierce Fenner and Smith for Clarisse’Tur’s alleged misconduct and still pending. Allegations Against Clarisse Tur A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clarisse Tur Red Flags & Your Rights As An Investor Of course, Clarisse Tur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clarisse Tur at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Clarisse Tur has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Clarisse Tur  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Clarisse Tur and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 9, 2024

David Trimble of Equitable Advisors, LLC

DID DAVID E TRIMBLE CAUSE YOU INVESTMENT LOSSES? David Trimble Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct David Trimble Customer Complaints David Trimble has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Equitable Advisors in favor of the investor for David Trimble’s alleged misconduct.  Another customer complaint was denied by AXA Advisors and the investor took no further action.  There is currently one FINRA arbitration proceeding that was recently filed against Equitable Advisors for David Trimble’s alleged misconduct that is still pending. Allegations Against Matthew Stucke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Trimble Red Flags & Your Rights As An Investor Of course, David Trimble did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Trimble at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether David Trimble has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To David Trimble  If you have questions about Equitable Advisors, LLC and/or David Trimble and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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