Mar 11, 2024

Donald Zabudsky of Morgan Stanley

DID DONALD IVAN ZABUDSKYCAUSE YOU INVESTMENT LOSSES? Donald Zabudsky Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Donald Zabudsky Customer Complaint Donald Zabudsky has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were offer and sale of investments involving corporate debt and equity listed stocks, and customer’s account were not in her best interest.  Customer complaints were recently filed with Morgan Stanley and the customer is awaiting its response. Donald Zabudsky Red Flags & Your Rights As An Investor Of course, Donald Zabudsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Zabudsky at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Donald Zabudsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Donald Zabudsky If you have questions about Morgan Stanley and/or Donald Zabudsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

Tricia Zelinka of Morgan Stanley

DID TRICIA A ZELINKA CAUSE YOU INVESTMENT LOSSES? Tricia Zelinka Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Tricia Zelinka Customer Complaint Tricia Zelinka has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment strategy executed in clients account was unsuitable.  The FINRA arbitration proceeding was recently filed against Morgan Stanley for Tricia Zelinka’s alleged misconduct and still pending. Tricia Zelinka Red Flags & Your Rights As An Investor Of course, Tricia Zelinka did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tricia Zelinka at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Tricia Zelinka has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Tricia Zelinka If you have questions about Morgan Stanley and/or Tricia Zelinka and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

Kevin Rice of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID KEVIN J RICE CAUSE YOU INVESTMENT LOSSES? Kevin Rice Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Kevin Rice Customer Complaint Kevin Rice has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Kevin Rice Red Flags & Your Rights As An Investor Of course, Kevin Rice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Rice at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kevin Rice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Kevin Rice If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kevin Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2024

Nicholas Watne ofFrost Brokerage Services, Inc

DID NICHOLAS R WATNE CAUSE YOU INVESTMENT LOSSES? Nicholas Watne Of Frost Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Watne Customer Complaint Nicholas Watne has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Frost Brokerage Services and its advisor aided and abetted an alleged theft and other fraudulent acts of the purported owner of an account.  The Texas Court action for over $9.9 million is still pending. Nicholas Watne Red Flags & Your Rights As An Investor Of course, Nicholas Watne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Watne at Frost Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Watne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Frost Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Frost Brokerage Services, Inc. Due To Nicholas Watne If you have questions about Frost Brokerage Services, Inc. and/or Nicholas Watne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2024

Christiana Webb of Morgan Stanley

DID CHRISTIANA O WEBB CAUSE YOU INVESTMENT LOSSES? Christiana Webb Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Christiana Webb Customer Complaint Christiana Webb has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were the customer’s accounts were not managed in accordance with her best interest. The FINRA arbitration proceeding related to the option transactions in a customer’s account was recently filed and is still pending. Christiana Webb Red Flags & Your Rights As An Investor Of course, Christiana Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christiana Webb at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christiana Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christiana Webb If you have questions about Morgan Stanley and/or Christiana Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2024

Matthew West of USCA Securities LLC

DID MATTHEW BROOKE WEST CAUSE YOU INVESTMENT LOSSES? Matthew West Of USCA Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Matthew West Customer Complaint Matthew West has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for losses and missed opportunity related to specific investments in customer’s account.  USCA Securities denied the customer complaints last year, and so far, it appears the investor has not taken any further action. Matthew West Red Flags & Your Rights As An Investor Of course, Matthew West did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew West at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew West has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Matthew West If you have questions about USCA Securities LLC and/or Matthew West and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2024

Susan Whitesell of Janney Montgomery Scott LLC

DID SUSAN AAGAARD WHITESELL CAUSE YOU INVESTMENT LOSSES? Susan Whitesell Of Janney Montgomery Scott LLC Has A Customer Complaint For Alleged Broker Misconduct Susan Whitesell Customer Complaint Susan Whitesell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an operational manner that evolved into an arbitration regarding an IRA conversion.  The FINRA arbitration proceeding that was recently filed against Janney Montgomery Scott is still pending. Susan Whitesell Red Flags & Your Rights As An Investor Of course, Susan Whitesell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Whitesell at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Susan Whitesell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Susan Whitesell If you have questions about Janney Montgomery Scott LLC and/or Susan Whitesell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

Rosaline Alam of Lincoln Investment

DID ROSALINE ALAM CAUSE YOU INVESTMENT LOSSES? Rosaline Alam Of Lincoln Investment And Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Rosaline Alam Customer Complaint Rosaline Alam has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative did not fully disclose all the facts regarding surrender charges and fees associated with an investment.  The customer complaint was filed with Pruco Securities and is still pending. Rosaline Alam Red Flags & Your Rights As An Investor Of course, Rosaline Alam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rosaline Alam at Lincoln Investment and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Rosaline Alam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Investment and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Investment Due To Rosaline Alam If you have questions about Lincoln Investment, Pruco Securities, LLC and/or Rosaline Alam and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

Nikko Richardson of Fidelity Brokerage Services LLC

DID NIKKO RICHARDSON CAUSE YOU INVESTMENT LOSSES? Nikko Richardson Of Fidelity Brokerage Services LLC And Formerly With PNC Investments and Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Nikko Richardson Customer Complaint Nikko Richardson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to invest in the managed account. The FINRA arbitration proceeding was recently filed against Fidelity Brokerage Services and is still pending. Nikko Richardson Red Flags & Your Rights As An Investor Of course, Nikko Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikko Richardson at Fidelity Brokerage Services LLC, PNC Investments and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nikko Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC, PNC Investments and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Nikko Richardson If you have questions about Fidelity Brokerage Services LLC, PNC Investments, Morgan Stanley and/or Nikko Richardson and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

Steven Abraham of Hornor, Townsend & Kent, LLC

DID STEVEN ANTHONY ABRAHAM CAUSE YOU INVESTMENT LOSSES? Steven Abraham Of Hornor, Townsend & Kent, LLC And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Abraham Customer Complaints Steven Abraham has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  One customer complaint was denied by MML Investors, Services, LLC and the investor took no further action.  There is currently one customer complaint that was recently filed against Steven Abraham with the brokerage firm which is still pending. Allegations Against Steven Abraham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Abraham Red Flags & Your Rights As An Investor Of course, Steven Abraham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Abraham at Hornor, Townsend & Kent, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Abraham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Steven Abraham If you have questions about Hornor, Townsend & Kent, LLC, MML Investors Services, LLC and/or Steven Abraham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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