Apr 8, 2024

Shaun Stein of B. Riley Wealth Management

DID SHAUN EVAN STEIN CAUSE YOU INVESTMENT LOSSES? Shaun Stein Of B. Riley Wealth Management And Formerly With National Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Shaun Stein Customer Complaints In his career, Shaun Stein has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  Two of the customer complaints were settled by National Securities Corp. in favor of the investor for Shaun Stein’s alleged misconduct.  There is currently 1 pending customer complaint filed against Shaun Stein’s current employer, National Securities Corporation, for investment losses caused by his alleged misconduct. Allegations Against Rick Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shaun Stein Red Flags & Your Rights As An Investor Of course, Shaun Stein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shaun Stein at B. Riley Wealth Management and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Shaun Stein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Shaun Stein  If you have questions about B. Riley Wealth Management, National Securities Corporation and/or Shaun Stein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2024

Rick Smith of State Farm VP Management Corp

DID RICK A SMITH CAUSE YOU INVESTMENT LOSSES? Rick Smith Of State Farm VP Management Corp Has 2 Customer Complaints For Alleged Broker Misconduct Rick Smith Customer Complaints Rick Smith has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both recently filed customer complaints are being reviewed and still pending with State Farm VP Management Corp. Allegations Against Rick Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rick Smith Red Flags & Your Rights As An Investor Of course, Rick Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Smith at State Farm VP Management Corp on alert to review carefully the activity and performance of their accounts and question whether Rick Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management Corp also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At State Farm VP Management Corp Due To Rick Smith  If you have questions about State Farm VP Management Corp and/or Rick Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2024

Dustin Smith of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DUSTIN ANDREW SMITH CAUSE YOU INVESTMENT LOSSES? Dustin Smith Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Dustin Smith Customer Complaint Dustin Smith has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to disclose that the customer would not have access to her money into 2028 guaranteed a better rate of return than she currently had which was inappropriate.  The customer complaints were recently filed with Pruco Securities and are still pending. Dustin Smith Red Flags & Your Rights As An Investor Of course, Dustin Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Smith at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dustin Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Dustin Smith  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Pruco Securities, LLC and/or Dustin Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2024

Fera Shivaee of Centaurus Financial, Inc

DID FERA SHIVAEE CAUSE YOU INVESTMENT LOSSES? Fera Shivaee Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Fera Shivaee Customer Complaints Fera Shivaee has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration the resulted in a $$674,000 arbitration award in favor of the investor. Another customer recently filed a FINRA arbitration proceeding against Centaurus Financial for Fera Shivaee’s alleged misconduct that is still pending. Allegations Against Fera Shivaee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fera Shivaee Red Flags & Your Rights As An Investor Of course, Fera Shivaee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fera Shivaee at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Fera Shivaee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Fera Shivaee  If you have questions about Centaurus Financial, Inc. and/or Fera Shivaee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2024

James Schwarz of UBS Financial Services Inc

DID JAMES ARTHUR SCHWARZ CAUSE YOU INVESTMENT LOSSES? James Schwarz Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct James Schwarz Customer Complaints James Schwarz has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Citigroup Global Markets in favor of the investors for James Schwarz’s alleged misconduct. Another customer complaint was recently denied by UBS Financial Services and to date, investor has not taken any further action. Allegations Against James Schwarz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Schwarz Red Flags & Your Rights As An Investor Of course, James Schwarz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Schwarz at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether James Schwarz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To James Schwarz  If you have questions about UBS Financial Services Inc. and/or James Schwarz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2024

Barry Schwartz of UBS Financial Services Inc

DID BARRY ALLEN SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Barry Schwartz Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Barry Schwartz Customer Complaints Barry Schwartz has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Investment Management and Research in favor of the investor or Barry Schwartz’s alleged misconduct.  The other customer complaints were recently filed as a FINRA arbitration proceeding against UBS Financial Services for the advisor’s alleged misconduct and is still pending. Allegations Against Barry Schwartz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Barry Schwartz Red Flags & Your Rights As An Investor Of course, Barry Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Schwartz at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Barry Schwartz  If you have questions about UBS Financial Services Inc. and/or Barry Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2024

Jesus Rodriguez formerly with Morgan Stanley

DID JESUS RODRIGUEZ CAUSE YOU INVESTMENT LOSSES? Jesus Rodriguez Formerly With Morgan Stanley Has 13 Customer Complaints For Alleged Broker Misconduct Jesus Rodriguez Customer Complaints Jesus Rodriguez has been the subject of 13 customer complaints that we know about seeking to recover investment losses. Ten of the customer complaints resettled by Morgan Stanley in favor of the investors for Jesus Rodriguez’s alleged misconduct. Two of the customer complaints were denied by the brokerage firm and to date, the investors have not taken any further action. There is currently one customer complaint that was recently filed with Morgan Stanley that is awaiting its review and determination. Allegations Against Jesus Rodriguez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jesus Rodriguez Red Flags & Your Rights As An Investor Of course, Jesus Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jesus Rodriguez at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jesus Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jesus Rodriguez  If you have questions about Morgan Stanley and/or Jesus Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Richard Siminou formerly with Kingswood Capital Partners, LLC

DID RICHARD S SIMINOU CAUSE YOU INVESTMENT LOSSES? Richard Siminou Formerly With Kingswood Capital Partners, LLC and Benchmark Investments, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Richard Siminou Customer Complaints Richard Siminou has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One FINRA arbitration proceeding was settled by a Newbridge Securities Corporation in favor of the investor. The same brokerage firm denied another customer complaint and the investor did not take any further action. Another FINRA arbitration proceeding was recently filed against Newbridge Securities Corporation for Richard Siminou’s alleged misconduct and is still pending. Allegations Against Richard Siminou A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Siminou Red Flags & Your Rights As An Investor Of course, Richard Siminou did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Siminou at Kingswood Capital Partners, LLC and Benchmark Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Siminou has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC and Benchmark Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Richard Siminou  If you have questions about Kingswood Capital Partners, LLC, Benchmark Investments, LLC and/or Richard Siminou and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Michael Seymour ofCentaurus Financial, Inc

DID MICHAEL GLENN SEYMOUR CAUSE YOU INVESTMENT LOSSES? Michael Seymour Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Seymour Customer Complaints Michael Seymour has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by Investors Capital Corp. in favor of the investor. There is currently one FINRA arbitration proceeding that was recently filed against Centaurus Financial for Michael Seymour’s alleged misconduct that is still pending. Allegations Against Robert Smalanskas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Seymour Red Flags & Your Rights As An Investor Of course, Michael Seymour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Seymour at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Seymour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Michael Seymour  If you have questions about Centaurus Financial, Inc. and/or Michael Seymour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Robert Smalanskas of IFP Securities, LLC

DID ROBERT THOMAS SAMALANSKAS CAUSE YOU INVESTMENT LOSSES? Robert Smalanskas Of IFP Securities, LLC And Formerly With PNC Investments Has 3 Customer Complaints For Alleged Broker Misconduct Robert Smalanskas Customer Complaints Robert Smalanskas has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints, including the one most recently filed, were denied by Robert Samalanskas’ former employers in the investors took no further action. Allegations Against Robert Smalanskas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Smalanskas Red Flags & Your Rights As An Investor Of course, Robert Smalanskas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Smalanskas at IFP Securities, LLC and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Robert Smalanskas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFP Securities, LLC and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFP Securities, LLC Due To Robert Smalanskas  If you have questions about IFP Securities, LLC, PNC Investments and/or Robert Smalanskas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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