Mar 9, 2024

Matthew Rhode of Edward Jones

DID MATTHEW CARL RHODE CAUSE YOU INVESTMENT LOSSES? Matthew Rhode Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Matthew Rhode Customer Complaint Matthew Rhode has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor breached his fiduciary duty as he did not submit paperwork in a timely manner to liquidate and transfer pension fund to Edward Jones. Edward Jones recently denied the customer complaint and thus far the investor has not taken any further action. Matthew Rhode Red Flags & Your Rights As An Investor Of course, Matthew Rhode did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Rhode at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Matthew Rhode has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Matthew Rhode If you have questions about Edward Jones and/or Matthew Rhode and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

John Rhoads, Jr. of United Planners’ Financial Services of America A Limited Partner

DID JOHN EDWARD RHOADS JR CAUSE YOU INVESTMENT LOSSES? John Rhoads, Jr. Of United Planners’ Financial Services of America A Limited Partner Has A Customer Complaint For Alleged Broker Misconduct John Rhoads, Jr. Customer Complaint John Rhoads, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for fraudulent misrepresentations, negligent misrepresentations, aiding and abetting a breach of fiduciary duty, fraud by concealment, fraud by nondisclosure, and negligence. The lawsuit was dismissed and the case was refiled recently in a FINRA arbitration forum where it is still pending. John Rhoads, Jr. Red Flags & Your Rights As An Investor Of course, John Rhoads, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Rhoads, Jr. at United Planners’ Financial Services of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether John Rhoads, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To John Rhoads, Jr. If you have questions about United Planners’ Financial Services of America A Limited Partner and/or John Rhoads, Jr. and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2024

 Sarah Reznick of Edward Jones

DID SARAH SHIRAZI REZNICK CAUSE YOU INVESTMENT LOSSES? Sarah Reznick Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Sarah Reznick Customer Complaints Sarah Reznick has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones for Sarah Reznick’s alleged misconduct in favor of the investor. The same brokerage firm denied another customer complaint recently and thus far investor has not taken any further action. Allegations Against Sarah Reznick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sarah Reznick Red Flags & Your Rights As An Investor Of course, Sarah Reznick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sarah Reznick at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Sarah Reznick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Sarah Reznick If you have questions about Edward Jones and/or Sarah Reznick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2024

Kevin Regan of Northwestern Mutual Investment Services, LLC

DID KEVIN M REGAN CAUSE YOU INVESTMENT LOSSES? Kevin Regan Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kevin Regan Customer Complaint Kevin Regan has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to invest the trust fund’s assets in the managed advisory accounts according to the trust provisions.  The customer complaint was recently filed with Northwestern Mutual Investment Services and the investor is awaiting its disposition. Kevin Regan Red Flags & Your Rights As An Investor Of course, Kevin Regan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Regan at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Regan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Kevin Regan If you have questions about Northwestern Mutual Investment Services, LLC and/or Kevin Regan and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2024

Joel Radakovitz of Harbour Investments, Inc.

DID JOEL JOHN RADAKOVITZ CAUSE YOU INVESTMENT LOSSES? Joel Radakovitz Of Harbour Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joel Radakovitz Customer Complaint Joel Radakovitz has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the repositioning of claimant’s assets resulting in a large capital gain tax for that year. The customer alleged that the advisor knew or should have known about the tax ramifications of his recommendations and advised her of them. The FINRA arbitration proceeding that was recently filed against Harbour Investments is still pending. Joel Radakovitz Red Flags & Your Rights As An Investor Of course, Joel Radakovitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Radakovitz at Harbour Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joel Radakovitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Harbour Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Harbour Investments, Inc. Due To Joel Radakovitz If you have questions about Harbour Investments, Inc. and/or Joel Radakovitz and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2024

Russell Rabito of UBS Financial Services Inc

DID RUSSELL ANTHONY RABITO CAUSE YOU INVESTMENT LOSSES? Russell Rabito Of UBS Financial Services Inc, Has 3 Customer Complaints For Alleged Broker Misconduct Russell Rabito Customer Complaints Russell Rabito has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customers in separate arbitration proceedings alleged misrepresentations in unsuitable investment recommendations by Russell Rabito to invest in and hold an option overlay strategy known as the UBS Yield Enhancement Strategy. One of the customer complaints was settled by UBS Financial Services in favor of the investors. The other two FINRA arbitration proceedings filed against UBS Financial Services for Russell Rabito’s alleged misconduct are still pending. Russell Rabito Red Flags & Your Rights As An Investor Of course, Russell Rabito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Rabito at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Russell Rabito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Russell Rabito If you have questions about UBS Financial Services Inc and/or Russell Rabito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2024

Stephen Rabinowitz of Fidelity Brokerage Services LLC

DID STEPHEN RABINOWITZ CAUSE YOU INVESTMENT LOSSES? Stephen Rabinowitz Of Fidelity Brokerage Services LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Stephen Rabinowitz Customer Complaint Stephen Rabinowitz has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer received incorrect information prior to agreeing to a managed account solution.  Fidelity Brokerage Services recently denied the customer complaint, and it does not appear that the investor has filed any arbitration proceeding or taken any other action so far. Stephen Rabinowitz Red Flags & Your Rights As An Investor Of course, Stephen Rabinowitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Rabinowitz at Fidelity Brokerage Services LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Rabinowitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Stephen Rabinowitz Just because Fidelity Brokerage Services denied the customer complaint does not mean it does not have any merit.  If you have questions about Fidelity Brokerage Services LLC, UBS Financial Services Inc. and/or Stephen Rabinowitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2024

Mark Poulin of Morgan Stanley

DID MARK ROBERT POULIN CAUSE YOU INVESTMENT LOSSES? Mark Poulin Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Mark Poulin Customer Complaints Mark Poulin has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by his former employer in favor of the investor. Morgan Stanley recently denied another customer complaint and, so far the investor has not taken any other action or filed another arbitration proceeding. Allegations Against Mark Poulin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Poulin Red Flags & Your Rights As An Investor Of course, Mark Poulin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Poulin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Poulin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Poulin If you have questions about Morgan Stanley and/or Mark Poulin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2024

Rodney Potratz of Osaic Wealth, Inc.

DID RODNEY DAVID POTRATZ CAUSE YOU INVESTMENT LOSSES? Rodney Potratz Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Rodney Potratz Customer Complaints Rodney Potratz has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employers in favor of the investors. The third complaint was recently denied by his current employer Osaic Wealth, Inc. and thus far, the investor has not filed any arbitration claim or taken any other action. Allegations Against Rodney Potratz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rodney Potratz Red Flags & Your Rights As An Investor Of course, Rodney Potratz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Potratz at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Rodney Potratz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Rodney Potratz If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Rodney Potratz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2024

Adam Phillipich of Cambridge Investment Research, Inc.

DID ADAM MICHAEL PHILLIPICH CAUSE YOU INVESTMENT LOSSES? Adam Phillipich Of Cambridge Investment Research, Inc. And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Adam Phillipich Customer Complaint Adam Phillipich has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended an unsuitable variable annuity contract. Equitable Advisors denied the customer complaint recently and thus far the investor has not taken any further action. Adam Phillipich Red Flags & Your Rights As An Investor Of course, Adam Phillipich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Phillipich at Cambridge Investment Research, Inc. and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Phillipich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Adam Phillipich If you have questions about Cambridge Investment Research, Inc., AXA Advisors, LLC and/or Adam Phillipich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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