Michael Wolfe of Equitable Advisors, LLC

DID MICHAEL JUSTIN WOLFE CAUSE YOU INVESTMENT LOSSES? Michael Wolfe Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Wolfe Customer Complaint Michael Wolfe has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations.  The customer complaint was recently filed with Equitable Advisors and the customer is still awaiting its review and disposition. Michael Wolfe Red Flags & Your Rights As An Investor Of course, Michael Wolfe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Wolfe at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Wolfe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michael Wolfe If you have questions about Equitable Advisors, LLC and/or Michael Wolfe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sherril Young III of Raymond James Financial Services, Inc

DID SHERRILL FRANKLIN YOUNG III CAUSE YOU INVESTMENT LOSSES? Sherril Young III Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sherrill Young III Customer Complaint Sherrill Young III has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer requested an investment with no risk and the advisor placed them, in an unsuitable investment for their risk tolerance.  Further, client alleged advisor misrepresented the municipal bond, stating they would not lose money.  Raymond James Financial Services recently denied the customer complaint about Sherrill Young’s alleged misconduct and so far, it does not appear that the investor is taking any further action. Sherrill Young III Red Flags & Your Rights As An Investor Of course, Sherrill Young III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sherrill Young III at Raymond James Financial Services, Inc on alert to review carefully the activity and performance of their accounts and question whether Sherrill Young III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc Due To Sherrill Young III If you have questions about Raymond James Financial Services, Inc and/or Sherrill Young III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oseas Zuluaga of Revere Securities LLC

DID OSEAS ZULUAGA CAUSE YOU INVESTMENT LOSSES? Oseas Zuluaga Of Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Oseas Zuluaga Customer Complaint Oseas Zuluaga has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violations of the Control Person provisions of the Securities Exchange Act of 1934, and failure to supervise under FINRA Rule 3110.  The FINRA arbitration proceeding was recently filed against Revere Securities and this individual for his alleged misconduct and is still pending. Oseas Zuluaga Red Flags & Your Rights As An Investor Of course, Oseas Zuluaga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Oseas Zuluaga at Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Oseas Zuluaga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Oseas Zuluaga If you have questions about Revere Securities LLC and/or Oseas Zuluaga and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

 Kyle Wool of Dominari Securities LLC

DID KYLE MICHAEL WOOL CAUSE YOU INVESTMENT LOSSES? Kyle Wool Of Dominari Securities LLC And Formerly With Revere Securities LLC and Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Kyle Wool Customer Complaints Kyle Wool has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Oppenheimer & Co. for Kyle Wool’s alleged misconduct. His former employer then denied two customer complaints and the investors took no further action. There is currently one customer complaint was recently filed as if an arbitration proceeding against Revere Securities for the advisor’s alleged misconduct that is still pending. Allegations Against Kyle Wool A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Wool Red Flags & Your Rights As An Investor Of course, Kyle Wool did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Wool at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kyle Wool has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To Kyle Wool If you have questions about Dominari Securities LLC, Revere Securities LLC, Morgan Stanley and/or Kyle Wool and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Harry Zwick of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID HARRY IAN ZWICK CAUSE YOU INVESTMENT LOSSES? Harry Zwick Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Harry Zwick Customer Complaint Harry Zwick has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations regarding investments in customer’s account. J.P. Morgan Securities recently denied the customer complaint and it does not appear that the investor has either filed an arbitration proceeding were taken any other action at this time. Harry Zwick Red Flags & Your Rights As An Investor Of course, Harry Zwick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harry Zwick at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Harry Zwick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Harry Zwick If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and/or Harry Zwick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Robert Dechick of D.H. Hill Securities LLLP

DID ROBERT MICHAEL DECHICK CAUSE YOU INVESTMENT LOSSES? Robert Dechick Of D.H. Hill Securities LLLP Has 6 Customer Complaints For Alleged Broker Misconduct Bruce Davis Customer Complaints Robert Dechick has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Three customer complaints are settled by DH Hill Securities in favor of the investors. Two customer complaints were denied in the investors took no further action. There is currently one FINRA arbitration proceeding that is still pending against DH Hill Securities for Robert Dechicks alleged misconduct. Allegations Against Robert Dechick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Dechick Red Flags & Your Rights As An Investor Of course, Robert Dechick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Dechick at D.H. Hill Securities LLLP on alert to review carefully the activity and performance of their accounts and question whether Robert Dechick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.H. Hill Securities LLLP also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.H. Hill Securities LLLP Due To Robert Dechick If you have questions about D.H. Hill Securities LLLP and/or Robert Dechick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aaron Davis of Edward Jones

DID AARON JOEL DAVIS CAUSE YOU INVESTMENT LOSSES? Aaron Davis Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Aaron Davis Customer Complaints Aaron Davis has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. The other customer complaint was recently filed against Edward Jones for Aron Davis’s alleged misconduct and is still pending. Allegations Against Aaron Davis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Aaron Davis Red Flags & Your Rights As An Investor Of course, Aaron Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Davis at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Aaron Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Aaron Davis If you have questions about Edward Jones and/or Aaron Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Marcie Daleo of Morgan Stanley

DID MARCIE BETH DALEO CAUSE YOU INVESTMENT LOSSES? Marcie Daleo Of Morgan Stanley And Formerly With RBC Capital Markets, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Marcie Daleo Customer Complaints Marcie Daleo has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled in favor of the investor by Prudential Securities and the adviser was subsequently terminated for alleged misconduct. The other customer complaint was recently filed and denied by Morgan Stanley and to date, the investor has not filed any arbitration proceeding were taken any other action. Allegations Against Marcie Daleo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marcie Daleo Red Flags & Your Rights As An Investor Of course, Marcie Daleo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcie Daleo at Morgan Stanley and RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcie Daleo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Marcie Daleo If you have questions about Morgan Stanley, RBC Capital Markets, LLC and/or Marcie Daleo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Daniel Curtin of J.P. Morgan Securities LLC

DID DANIEL J CURTIN CAUSE YOU INVESTMENT LOSSES? Daniel Curtin Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Daniel Curtin Customer Complaint Daniel Curtin has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise advisor’s handling managed accounts. The FINRA arbitration proceeding recently filed against J.P. Morgan Securities for $40 million for the advisor’s alleged misconduct is still pending. Daniel Curtin Red Flags & Your Rights As An Investor Of course, Daniel Curtin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Curtin at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Curtinhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Daniel Curtin If you have questions about J.P. Morgan Securities LLC and/or Daniel Curtin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Kirk Crossen of Raymond James & Associates, Inc

DID KIRK JAMES CROSSEN CAUSE YOU INVESTMENT LOSSES? Kirk Crossen Of Raymond James & Associates, Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Kirk Crossen Customer Complaint Kirk Crossen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment strategy in a client’s account at Morgan Stanley. The FINRA arbitration proceeding for Kirk Crossen’s alleged misconduct where the customer seeking $6 million is still pending. At or about the time the customer complaint was filed, Raymond James and Associates discharged the advisor for allegedly lacking candor during an inquiry into a loan from the individual’s former client at Morgan Stanley where he was employed. Kirk Crossen Red Flags & Your Rights As An Investor Of course, Kirk Crossen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Crossen at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kirk Crossen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Kirk Crossen If you have questions about Raymond James & Associates, Inc., Morgan Stanley and/or Kirk Crossen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading