Apr 4, 2024

Andrew Schell formerly with D.A. Davidson & Co

DID ANDREW DAVID SCHELL CAUSE YOU INVESTMENT LOSSES? Andrew Schell Of D.A. Davidson & Co. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has 19 Customer Complaints For Alleged Broker Misconduct Andrew Schell Customer Complaints Andrew Schell has been the subject of 19 customer complaints that we know about seeking to recover investment losses.  All 19 of the customer complaints were settled by D A Davidson and Co. for Andrew Schell’s alleged misconduct in favor of the investors. Allegations Against Hagin Richeson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrew Schell Red Flags & Your Rights As An Investor Of course, Andrew Schell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Schell at D.A. Davidson & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporatedon alert to review carefully the activity and performance of their accounts and question whether Andrew Schell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Andrew Schell  If you have questions about D.A. Davidson & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Andrew Schell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Sam Schoner of J.P. Morgan Securities LLC

DID SAM C SCHONER CAUSE YOU INVESTMENT LOSSES? Sam Schoner Of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Sam Schoner Customer Complaints Sam Schoner has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by 1st Republic Securities Co. in favor of the investor for Sam Schoner’s alleged misconduct.  There are currently 2 FINRA arbitration proceedings that were recently filed and still pending against 1st Republic Securities Co. for the advisors alleged misconduct. Allegations Against Sam Schoner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sam Schoner Red Flags & Your Rights As An Investor Of course, Sam Schoner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sam Schoner at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sam Schoner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Sam Schoner  If you have questions about J.P. Morgan Securities LLC and/or Sam Schoner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

David Schauss formerly with Woodbury Financial Services, Inc

DID DAVID ALLAN SCHAUSS CAUSE YOU INVESTMENT LOSSES? David Schauss Formerly With Woodbury Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct David Schauss Customer Complaints David Schauss has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Aid Association for Lutherans in favor of the investor. Three other customer complaints were denied by his former employers and thus far, the investors have not taken any further action or filed any the arbitration proceedings. There is currently one FINRA arbitration proceeding that is still pending against Woodberry Financial Services for David Schauss’ alleged misconduct. Allegations Against David Schauss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Schauss Red Flags & Your Rights As An Investor Of course, David Schauss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Schauss at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Schauss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To David Schauss  If you have questions about Woodbury Financial Services, Inc. and/or David Schauss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Ayad Saad of Morgan Stanley

DID AYAD BESHARA SAAD CAUSE YOU INVESTMENT LOSSES? Ayad Saad Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Ayad Saad Customer Complaints Ayad Saad has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor of the advisors alleged misconduct.  His former employers denied 3 other customer complaints, and the investors took no further action.  There is currently one customer complaint pending with Morgan Stanley for Ayad Saad’s alleged misconduct. Allegations Against Ayad Saad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ayad Saad Red Flags & Your Rights As An Investor Of course, Ayad Saad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ayad Saad at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ayad Saad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors, LLC Due To Tony Roberts  If you have questions about Morgan Stanley and/or Ayad Saad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Adam Quarello of Oppenheimer & Co. Inc

DID HARMOND MICHAEL SCHAEFER CAUSE YOU INVESTMENT LOSSES? Adam Quarello Of Oppenheimer & Co. Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Adam Quarello Customer Complaints Adam Quarello has been the subject of 6 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by an Oppenheimer & Co. in favor of the investor.  Adam Quarello’s employers denied for other customer complaints that it does not appear that the investors took any further action.  There is currently 1 customer complaint that was recently filed with Oppenheimer and Co. that is still pending its review and response. Allegations Against Adam Quarello A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Quarello Red Flags & Your Rights As An Investor Of course, Adam Quarello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Quarello at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Quarello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Quarello  If you have questions about Oppenheimer & Co. Inc. and/or Adam Quarello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2024

Harmond Schaefer of Equitable Advisors, LLC

DID HARMOND MICHAEL SCHAEFER CAUSE YOU INVESTMENT LOSSES? Harmond Schaefer Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Harmond Schaefer Customer Complaints Harmond Schaefer has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by AXA Advisors and the investors took no further action.  There is currently 1 customer complaint that was recently filed with Equitable Advisors that is still pending. Allegations Against Harmond Schaefer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Harmond Schaefer Red Flags & Your Rights As An Investor Of course, Harmond Schaefer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harmond Schaefer at Equitable Advisors, LLCon alert to review carefully the activity and performance of their accounts and question whether Harmond Schaefer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Harmond Schaefer  If you have questions about Equitable Advisors, LLC and/or Harmond Schaefer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2024

Storm Rummel of Bankers Life Securities, Inc

DID STORM DAVIS RUMMEL CAUSE YOU INVESTMENT LOSSES? Storm Rummel Of Bankers Life Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Storm Rummel Customer Complaints Storm Rummel has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by Bankers Life Securities and thus far, the investors have not taken any further action. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Storm Rummel Red Flags & Your Rights As An Investor Of course, Storm Rummel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Storm Rummel at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Storm Rummel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Storm Rummel  If you have questions about Bankers Life Securities, Inc. and/or Storm Rummel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2024

Robert Rumley, III of William Blair

DID ROBERT J RUMLEY III CAUSE YOU INVESTMENT LOSSES? Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Robert Rumley, III Customer Complaints Robert Rumley, III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Morgan Stanley denied one of the customer complaints and the investor took no further action. There is currently one FINRA arbitration proceeding as recently filed and still pending against Morgan Stanley for Robert Romley’s alleged misconduct. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Rumley, III Red Flags & Your Rights As An Investor Of course, Robert Rumley, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rumley, III at William Blair and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Rumley, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at William Blair and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At William Blair Due To Robert Rumley, III  If you have questions about William Blair, Morgan Stanley and/or Robert Rumley, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2024

Sean Righter of Morgan Stanley

DID SEAN P RIGHTER CAUSE YOU INVESTMENT LOSSES? Sean Righter Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Sean Righter Customer Complaints Sean Righter has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings and are still pending. Allegations Against Sean Righter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Righter Red Flags & Your Rights As An Investor Of course, Sean Righter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Righter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sean Righter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sean Righter  If you have questions about Morgan Stanley and/or Sean Righter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2024

Philip Stair of Morgan Stanley

DID PHILIP DAVID STAIR CAUSE YOU INVESTMENT LOSSES? Philip Stair Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Philip Stair Customer Complaints Philip Stair has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  His former employer, Scott, and Stringfellow, denied.  One customer complaint, and the investor took no further action.  The other customer complaints were recently filed against Morgan Stanley for Philip stair’s alleged misconduct and are still pending. Allegations Against Philip Stair A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Philip Stair Red Flags & Your Rights As An Investor Of course, Philip Stair did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Stair at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Philip Stair has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Philip Stair  If you have questions about Morgan Stanley and/or Philip Stair and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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