Mar 5, 2024

Jason Nazzaro of Osaic Wealth, Inc.

DID JASON R NAZZARO CAUSE YOU INVESTMENT LOSSES? Jason Nazzaro Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Jason Nazzaro Customer Complaints Jason Nazzaro has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were denied by Jason Nazzaro’s former employers and the investors took no further action. There is currently one FINRA arbitration proceeding that was recently filed against Sagepoint Financial, Inc. for Jason Nazzaro’s alleged misconduct that is still pending. Allegations Against Jason Nazzaro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Nazzaro Red Flags & Your Rights As An Investor Of course, Jason Nazzaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Nazzaro at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Nazzarohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Jason Nazzaro If you have questions about Osaic Wealth, Inc, Sagepoint Financial, Inc. and/or Jason Nazzaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 5, 2024

Patrick Murphy of LPL Financial LLC

DID PATRICK JAY MURPHY CAUSE YOU INVESTMENT LOSSES? Patrick Murphy Of LPL Financial LLC And Formerly With Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Patrick Murphy Customer Complaints Patrick Murphy has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by RBC Capital Markets in favor the investor for Patrick Murphy’s alleged misconduct. The other customer complaint recently filed against Ameriprise Financial Services was denied by the brokerage firm and to date, the investor has not filed any arbitration proceeding. Allegations Against Patrick Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Murphy Red Flags & Your Rights As An Investor Of course, Patrick Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Murphy at LPL Financial LLC and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Patrick Murphy If you have questions about LPL Financial LLC, Ameriprise Financial Services, LLC and/or Patrick Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2024

Randy Moshtael of Oppenheimer & Co. Inc.

DID RANDY FARZIN MOSHTAEL CAUSE YOU INVESTMENT LOSSES? Randy Moshtael Of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Randy Moshtael Customer Complaints Randy Moshtael has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Oppenheimer and Co., Inc. in favor of the investor for Randy Moshtael’s alleged misconduct. The other customer complaint was recently filed against Oppenheimer & Co., Inc. and is still pending the firm’s review and determination. Allegations Against Randy Moshtael A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Randy Moshtael Red Flags & Your Rights As An Investor Of course, Randy Moshtael did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Moshtael at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Randy Moshtael has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Randy Moshtael If you have questions about Oppenheimer & Co. Inc. and/or Randy Moshtael and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2024

Garrett Moretz of Lifemark Securities Corp.

DID GARRETT WAYNE MORETZ CAUSE YOU INVESTMENT LOSSES? Garrett Moretz Of Lifemark Securities Corp. Has 3 Customer Complaints For Alleged Broker Misconduct Garrett Moretz Customer Complaints Garrett Moretz has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were settled by Lifemark Securities Corp. in favor of the investors for Garrett Moretz’s alleged misconduct. There is currently one FINRA arbitration proceeding that was recently filed against Lifemark Securities Corp. for the advisor’s alleged misconduct that is still pending. Allegations Against Garrett Moretz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Garrett Moretz Red Flags & Your Rights As An Investor Of course, Garrett Moretz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garrett Moretz at Lifemark Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Garrett Moretz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lifemark Securities Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lifemark Securities Corp. Due To Garrett Moretz If you have questions about Lifemark Securities Corp. and/or Garrett Moretz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2024

William Moreno of Revere Securities LLC

DID WILLIAM FRANCIS MORENO CAUSE YOU INVESTMENT LOSSES? William Moreno Of Revere Securities LLC Has 4 Customer Complaints For Alleged Broker Misconduct William Moreno Customer Complaints William Moreno has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two customer complaints are settled by Jesup Lamont in favor of the investors. Another customer complaint was denied by Revere Securities in the investor took no further action. Is currently one FINRA arbitration proceeding was recently filed against Revere Securities for William Moreno’s alleged misconduct that is still pending. Allegations Against William Moreno A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Moreno Red Flags & Your Rights As An Investor Of course, William Moreno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Moreno at Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether William Moreno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To William Moreno If you have questions about Revere Securities LLC and/or William Moreno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2024

Matthew Mitchell of Bok Financial Securities, Inc.

DID MATTHEW FRANKLIN MITCHELL CAUSE YOU INVESTMENT LOSSES? Matthew Mitchell Of Bok Financial Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Mitchell Customer Complaint Matthew Mitchell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations to purchase and hold a non-traded REIT investment. BOK Financial Securities recently settled the customer complaint in favor of the investor. Matthew Mitchell Red Flags & Your Rights As An Investor Of course, Matthew Mitchell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Mitchell at Bok Financial Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Mitchell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bok Financial Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bok Financial Securities, Inc. Due To Matthew Mitchell If you have questions about Bok Financial Securities, Inc. and/or Matthew Mitchell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2024

James Lesniewski of Valic Financial Advisors, Inc.

DID JAMES PAUL LESNIEWSKI CAUSE YOU INVESTMENT LOSSES? James Lesniewski Valic Financial Advisors, Inc. And Formerly With Bankers Life Securities, Inc. and LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct James Lesniewski Customer Complaint James Lesniewski has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor advice related to distributions from a variable annuity contract.  LPL Financial recently denied the customer complaint and so far, it does not appear that the investor took any further action. James Lesniewski Red Flags & Your Rights As An Investor Of course, James Lesniewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lesniewski at Valic Financial Advisors, Inc., Bankers Life Securities, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether James Lesniewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc., Bankers Life Securities, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To James Lesniewski The denial of a customer complaint by the brokerage firm does not mean it does not have merit.  If you have questions about Valic Financial Advisors, Inc., Bankers Life Securities, Inc., LPL Financial LLC and/or James Lesniewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

John Kuehnle of Osaic Institutions, Inc.

DID JOHN ALLEN KUEHNLE CAUSE YOU INVESTMENT LOSSES? John Kuehnle Of Osaic Institutions, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct John Kuehnle Customer Complaints John Kuehnle has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Infinex Investments in favor of the investor for John Kuehnle’s alleged misconduct. The other customer complaint evolved into a FINRA arbitration proceeding that was recently filed and still pending. Allegations Against John Kuehnle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Kuehnle Red Flags & Your Rights As An Investor Of course, John Kuehnle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kuehnle at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Kuehnle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To John Kuehnle If you have questions about Osaic Institutions, Inc. and/or John Kuehnle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

Steven Kocher of UBS Financial Services Inc.

DID STEVEN KARL KOCHER CAUSE YOU INVESTMENT LOSSES? Steven Kocher Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Kocher Customer Complaint Steven Kocher has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an investment recommendation and purchase was not in the client’s best interest. The customer complaint was recently filed with UBS Financial Services and is awaiting review and determination. Steven Kocher Red Flags & Your Rights As An Investor Of course, Steven Kocher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kocher at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Kocher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Steven Kocher If you have questions about UBS Financial Services Inc. and/or Steven Kocher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

Joseph Haas III of Osaic Wealth, Inc

DID JOSEPH JOHN HAAS III CAUSE YOU INVESTMENT LOSSES? Joseph Haas III Of Osaic Wealth, Inc And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Haas III Customer Complaint Joseph Haas III has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to follow client’s instructions to change distribution percentages in a transfer on death account. The lawsuit filed in New Jersey is still pending against Royal Alliance Associates for Joseph Hass’ alleged misconduct. Joseph Haas III Red Flags & Your Rights As An Investor Of course, Joseph Haas III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Haas III at Osaic Wealth, Inc and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Haas III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc Due To Joseph Haas III If you have questions about Osaic Wealth, Inc, Signator Investors, Inc. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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