Apr 1, 2024

Peter Pace of Cetera Advisor Networks LLC

DID PETER WILLIAM PACE CAUSE YOU INVESTMENT LOSSES? Peter Pace Of Cetera Advisor Networks LLC And Formerly With North Ridge Securities Corp. Has A Customer Complaint For Alleged Broker Misconduct Peter Pace Customer Complaint Peter Pace has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or unsuitable recommendation to purchase real estate securities.  The FINRA arbitration proceeding was recently filed against North Ridge Securities Corp., for Peter pace’s alleged misconduct and still pending. Peter Pace Red Flags & Your Rights As An Investor Of course, Peter Pace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Pace at Cetera Advisor Networks LLC and North Ridge Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Peter Pace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and North Ridge Securities Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Peter Pace  If you have questions about Cetera Advisor Networks LLC, North Ridge Securities Corp. and/or Peter Pace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2024

Paul Strong of Ameriprise Financial Services, LLC

DID PAUL DANIEL STRONG CAUSE YOU INVESTMENT LOSSES? Paul Strong Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Paul Strong Customer Complaint Paul Strong has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customers instructions to purchase bonds.  The advisor purchased stock against the client’s wishes.  A customer complaint was recently filed with Ameriprise Financial Services for Paul Strong about the alleged misconduct and still pending. Paul Strong Red Flags & Your Rights As An Investor Of course, Paul Strong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Strong at Ameriprise Financial Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Paul Strong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Paul Strong  If you have questions about Ameriprise Financial Services, LLC, Morgan Stanley and/or Paul Strong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2024

Shaun Verner of Edward Jones

DID SHAUN VERNER CAUSE YOU INVESTMENT LOSSES? Shaun Verner Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Shaun Verner Customer Complaint Shaun Verner has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her financial advisor placed her into high-wrist stocks, which were not appropriate given her risk tolerance, resulting in financial loss.  The customer complaints were recently filed with Edward D.  Jones and Co. and the customer await its review and response. Shaun Verner Red Flags & Your Rights As An Investor Of course, Shaun Verner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shaun Verner at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shaun Verner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Shaun Verner  If you have questions about Edward Jones and/or Shaun Verner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2024

Aaron Ungerer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID AARON ANDREW UNGERER CAUSE YOU INVESTMENT LOSSES? Aaron Ungerer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Aaron Ungerer Customer Complaint Aaron Ungerer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading.  Merrill Lynch, Pierce, Fenner and Smith recently denied the customer complaints and to date, it does not appear that the investor has filed any arbitration proceeding were taking the next step to recoup the losses. Aaron Ungerer Red Flags & Your Rights As An Investor Of course, Aaron Ungerer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Ungerer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Aaron Ungerer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aaron Ungerer  Just because the brokerage firm denied the customer complaint does not mean it did not have merit. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aaron Ungerer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2024

Glynnis Reinhart of Purshe Kaplan Sterling Investments

DID GLYNNIS REINHART CAUSE YOU INVESTMENT LOSSES? Glynnis Reinhart Of Purshe Kaplan Sterling Investments And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Glynnis Reinhart Customer Complaint Glynnis Reinhart has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in FINRA reported customer complaints about investment losses where the recommendation of a REIT investment was unsuitable for the customer.  The customer complaint recently evolved into a FINRA arbitration proceeding is filed against Equitable Advisors for the advisors alleged misconduct and still pending. Glynnis Reinhart Red Flags & Your Rights As An Investor Of course, Glynnis Reinhart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glynnis Reinhart at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Glynnis Reinhart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Glynnis Reinhart  If you have questions about Purshe Kaplan Sterling Investments, Equitable Advisors, LLC and/or Glynnis Reinhart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2024

Marc Sheridan of Equitable Advisors, LLC

DID MARC WILLIAM SHERIDAN CAUSE YOU INVESTMENT LOSSES? Marc Sheridan Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Marc Sheridan Customer Complaint Marc Sheridan has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of terms of variable annuity policy sold to the customer. The customer complaint was recently filed and denied by Equitable Advisors and thus far it appears the investor has not taken any further action. Marc Sheridan Red Flags & Your Rights As An Investor Of course, Marc Sheridan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Sheridan at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Marc Sheridan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Marc Sheridan  If you have questions about Equitable Advisors, LLC and/or Marc Sheridan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Tucker Wadkins of UBS Financial Services Inc

DID TUCKER WADKINS CAUSE YOU INVESTMENT LOSSES? Tucker Wadkins Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Tucker Wadkins Customer Complaint Tucker Wadkins has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow instructions in connection with the transfer of assets from a traditional IRA account to a SEP IRA account.  The customer complaint was recently filed with UBS Financial Services and denied by the brokerage firm.  Thus far, there is no indication that the customer has filed an arbitration proceeding or taken any other action. Tucker Wadkins Red Flags & Your Rights As An Investor Of course, Tucker Wadkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tucker Wadkins at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Tucker Wadkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Tucker Wadkins  If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Tucker Wadkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Gregory Vassallo of Equitable Advisors, LLC

DID GREGORY M VASSALLO CAUSE YOU INVESTMENT LOSSES? Gregory Vassallo Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Gregory Vassallo Customer Complaint Gregory Vassallo has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to purchase a variable annuity contract.  The customer complaints was recently filed with Equitable Advisors and still pending its review and response. Gregory Vassallo Red Flags & Your Rights As An Investor Of course, Gregory Vassallo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Vassallo at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Vassallo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Gregory Vassallo  If you have questions about Equitable Advisors, LLC and/or Gregory Vassallo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Kyung Song of MML Investors Services, LLC

DID KYUNG H SONG CAUSE YOU INVESTMENT LOSSES? Kyung Song Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kyung Song Customer Complaint Kyung Song has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor defrauded a client out of $77,000. MML Investors Services recently denied the customer complaint and thus far the investor has not taken any further action. However, the advisor was permitted to resign following the discovery of securities related activity, with a prospective customer, in violation of firm policy and allegations of the forwarding the customer while assisting on an account transfer. Kyung Song Red Flags & Your Rights As An Investor Of course, Kyung Song did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyung Song at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kyung Song has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Kyung Song  If you have questions about MML Investors Services, LLC and/or Kyung Song and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Paul Stepankovskiy of UBS Financial Services Inc

DID PAUL B STEPANKOVSKIY CAUSE YOU INVESTMENT LOSSES? Paul Stepankovskiy Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Stepankovskiy Customer Complaint Paul Stepankovskiy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty for misleading client about placement fees. Further, misrepresentations and misleading statements related to municipal bonds portfolio returns. A customer complaint was recently denied, and, to date, the investor has not taken any further action. Paul Stepankovskiy Red Flags & Your Rights As An Investor Of course, Paul Stepankovskiy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Stepankovskiy at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Stepankovskiy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Paul Stepankovskiy  If you have questions about UBS Financial Services Inc. and/or Paul Stepankovskiy and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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