Feb 10, 2024

Alexis Crespo Perez of Oriental Financial Services LLC

DID ALEXIS J CRESPO PEREZ CAUSE YOU INVESTMENT LOSSES? Alexis Crespo Perez Of Oriental Financial Services LLC Has 18 Customer Complaints For Alleged Broker Misconduct Alexis Crespo Perez Customer Complaints Alexis Crespo Perez has been the subject of 18 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into an arbitration proceeding and an award in favor of the investor. Another 15 customer complaints were settled by Oriental Financial Services in favor of the investors. Only one customer complaint was denied by the brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding that is still pending against Oriental Financial Services for the advisor’s alleged misconduct. Allegations Against Alexis Crespo Perez The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally the same and related to the misrepresentation, misleading statements, unsuitable recommendations, overconcentration of investments in Puerto Rico Bonds in Puerto Rico closed-end bond funds. Alexis Crespo Perez Red Flags & Your Rights As An Investor Of course, Alexis Crespo Perez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexis Crespo Perez at Oriental Financial Services LLCon alert to review carefully the activity and performance of their accounts and question whether Alexis Crespo Perez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oriental Financial Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oriental Financial Services LLC Due To Alexis Crespo Perez If you have questions about Oriental Financial Services LLC and/or Alexis Crespo Perez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 9, 2024

Susan Coriale of Gwn Securities Inc

DID SUSAN R CORIALE CAUSE YOU INVESTMENT LOSSES? Susan Coriale Of Gwn Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Susan Coriale Customer Complaints Susan Coriale has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Lincoln Financial Advisors and GWN Securities in favor of the investor. The other customer complaint was recently filed against GWN Securities for the advisor’s alleged misconduct and is still pending. Allegations Against Susan Coriale A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Susan Coriale Red Flags & Your Rights As An Investor Of course, Susan Coriale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Coriale at Gwn Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Coriale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gwn Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Gwn Securities Inc. Due To Susan Coriale If you have questions about Gwn Securities Inc. and/or Susan Coriale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 9, 2024

Shirley Coria of Independent Financial Group, LLC

DID SHIRLEY JAMIL CORIA CAUSE YOU INVESTMENT LOSSES? Shirley Coria Of Independent Financial Group, LLC And NFB Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct Shirley Coria Customer Complaint Shirley Coria has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative recommended investments that were largely concentrated in illiquid, speculative, low-quality, and high commission non-traded REITs and business development companies. The customer complaint for over $1.5 million is currently pending in a FINRA arbitration proceeding that was recently filed and awaiting resolution. Shirley Coria Red Flags & Your Rights As An Investor Of course, Shirley Coria did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shirley Coria at Independent Financial Group, LLC and NFB Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Shirley Coria has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and NFB Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Shirley Coria If you have questions about Independent Financial Group, LLC, NFB Financial Group, LLC and/or Shirley Coria and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2024

Edward Cohen of Truist Investment Services, Inc

DID EDWARD JOSEPH COHEN CAUSE YOU INVESTMENT LOSSES? Edward Cohen Of Truist Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Edward Cohen Customer Complaint Edward Cohen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were an unsuitable recommendation to purchase a so-called Guaranteed Investment Contract. The FINRA arbitration proceeding was recently filed against Truist Investment Services for Edward Cohen’s alleged misconduct and still pending. Edward Cohen Red Flags & Your Rights As An Investor Of course, Edward Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Cohen at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc.  Due To Edward Cohen If you have questions about Truist Investment Services, Inc.  and/or Edward Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2024

Alan Cohen of Stifel, Nicolaus & Company Incorporated

DID ALAN JEFFREY COHEN CAUSE YOU INVESTMENT LOSSES? Alan Cohen Of Stifel, Nicolaus & Company Incorporated And Formerly With UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Alan Cohen Customer Complaints Alan Cohen has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration and resulted in the award against Alan Cohen and his employer in favor of the investor. Another customer complaint was settled by the advisor’s employer in favor of the investor. One customer complaint was denied by Citigroup Global Markets, the investor took no further action. There is currently one customer complaint that was recently made to UBS Financial Services that is still pending review and resolution. Allegations Against Alan Cohen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alan Cohen Red Flags & Your Rights As An Investor Of course, Alan Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Cohen at Stifel, Nicolaus & Company Incorporated and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company Incorporated and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company Incorporated Due To Alan Cohen If you have questions about Stifel, Nicolaus & Company Incorporated, UBS Financial Services Inc., and/or Alan Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2024

Christopher Coffey of Allstate Financial Services, LLC

DID CHRISTOPHER STEVEN COFFEY CAUSE YOU INVESTMENT LOSSES? Christopher Coffey Of Allstate Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Christopher Coffey Customer Complaints Christopher Coffey has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Allstate Financial Services in favor of the investor. There are currently 2 more customer complaints recently filed with the brokerage firm that are still pending review and resolution. Allegations Against Christopher Coffey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Coffey Red Flags & Your Rights As An Investor Of course, Christopher Coffey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Coffey at Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Coffey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To Christopher Coffey If you have questions about Allstate Financial Services, LLC and/or Christopher Coffey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2024

Michael Citron of Raymond James Financial Services, Inc

DID MICHAEL ALAN CITRON CAUSE YOU INVESTMENT LOSSES? Michael Citron Of Raymond James Financial Services, Inc. And Formerly With Stifel, Nicolaus & Company, Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Michael Citron Customer Complaint Michael Citron has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor and properly filed the client’s spouse’s instructions to withdraw funds from clients individual account when the spouse is not authorized to give any instructions related to that account whatsoever. The complaint was recently filed with Raymond James Financial Services for Michael Citroen’s alleged misconduct and is still pending the firm’s review. Michael Citron Red Flags & Your Rights As An Investor Of course, Michael Citron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Citron at Raymond James Financial Services, Inc. and Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Citron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Michael Citron If you have questions about Raymond James Financial Services, Inc., Stifel, Nicolaus & Company, Incorporated and/or Michael Citron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2024

Yong Chang of Independent Financial Group, LLC

DID YONG SEOK CHANG CAUSE YOU INVESTMENT LOSSES? Yong Chang Of Independent Financial Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Yong Chang Customer Complaints Yong Chang has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by the Independent Financial Group in favor of the investor. There are currently 2 pending arbitration proceedings filed against Independent Financial Group for Yong Chang’s alleged misconduct. Allegations Against Yong Chang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Yong Chang Red Flags & Your Rights As An Investor Of course, Yong Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yong Chang at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Yong Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Yong Chang If you have questions about Independent Financial Group, LLC and/or Yong Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2024

Adam Cavise of Revere Securities LLC

DID ADAM MICHAEL CAVISE CAUSE YOU INVESTMENT LOSSES? Adam Cavise Of Revere Securities LLC And Formerly With Spartan Capital Securities, LLC and Benchmark Investments, LLC Has A Customer Complaint For Alleged Broker Misconduct Adam Cavise Customer Complaint Adam Cavise has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were the registered representative failed to follow the customer’s instructions regarding the sale of shares of common and preferred stock. The customer complaint was recently filed with Spartan Capital Securities for the advisor’s alleged misconduct and is still pending the firm’s review and determination. Adam Cavise Red Flags & Your Rights As An Investor Of course, Adam Cavise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Cavise at Revere Securities LLC, Spartan Capital Securities, LLC and Benchmark Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Cavise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC, Spartan Capital Securities, LLC and Benchmark Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Adam Cavise If you have questions about Revere Securities LLC, Spartan Capital Securities, LLC, Benchmark Investments, LLC and/or Adam Cavise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2024

Ronald Castellanos of J.P. Morgan Securities LLC

DID RONALD CASTELLANOS CAUSE YOU INVESTMENT LOSSES? Ronald Castellanos Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Castellanos Customer Complaint Ronald Castellanos has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of mutual funds. J.P. Morgan Securities recently denied the customer complaint and thus far, it does not appear that the investor filed any arbitration proceeding were taken any other action. Ronald Castellanos Red Flags & Your Rights As An Investor Of course, Ronald Castellanos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Castellanos at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Castellanos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Ronald Castellanos If you have questions about J.P. Morgan Securities LLC and/or Ronald Castellanos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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