Mar 1, 2024

Blake McCoy of U.S. Bancorp Investments, Inc

DID BLAKE ELLIOTT MCCOY CAUSE YOU INVESTMENT LOSSES? Blake McCoy Of U.S. Bancorp Investments, Inc. And Formerly With Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Blake McCoy Customer Complaint Blake McCoy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisors’ recommendations and investments because customer damages to his mistake.  A customer complaint was recently filed with US Bank Corp. Investments and still pending, the firm to review and disposition.  Blake McCoy Red Flags & Your Rights As An Investor Of course, Blake McCoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Blake McCoy at U.S. Bancorp Investments, Inc. and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Blake McCoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Blake McCoy If you have questions about U.S. Bancorp Investments, Inc., Fifth Third Securities, Inc. and/or Blake McCoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2024

Charlotte McConnell of Raymond James Financial Services, Inc

DID CHARLOTTE ANNE MCCONNELL CAUSE YOU INVESTMENT LOSSES? Charlotte McConnell Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Charlotte McConnell Customer Complaint Charlotte McConnell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations involving real estate securities.  If an arbitration proceeding was recently filed against Cetera Investment Services for Charlotte McConnell’s alleged misconduct and still pending. Charlotte McConnell Red Flags & Your Rights As An Investor Of course, Charlotte McConnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charlotte McConnell at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charlotte McConnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Charlotte McConnell If you have questions about Raymond James Financial Services, Inc. and/or Charlotte McConnel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2024

Edward McCombs of PNC Investments

DID EDWARD DALE MCCOMBS CAUSE YOU INVESTMENT LOSSES? Edward McCombs Of PNC Investments Has 2 Customer Complaints For Alleged Broker Misconduct Edward McCombs Customer Complaints Edward McCombs has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward McCombs former employer, old the Discount Corporation in favor of the investors. The other customer complaint was recently filed against PNC Investments for the advisor’s alleged misconduct and is still pending. Allegations Against Edward McCombs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward McCombs Red Flags & Your Rights As An Investor Of course, Edward McCombs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward McCombs at PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Edward McCombs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PNC Investments Due To Edward McCombs If you have questions about PNC Investments and/or Edward McCombs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 29, 2024

Norman Killop, III of Morgan Stanley

DID NORMAN JOSEPH KILLOP III CAUSE YOU INVESTMENT LOSSES? Norman Killop, III Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Norman Killop, III Customer Complaints Norman Killop, III has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Norman Killop’s former employer in favor of the investor. The other 3 customer complaints were denied by the advisor’s current and former employers. Allegations Against Norman Killop, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Norman Killop, III Red Flags & Your Rights As An Investor Of course, Norman Killop, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norman Killop, III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Norman Killop, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Norman Killop, III If you have questions about Morgan Stanley and/or Norman Killop, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 29, 2024

Chad Kennedy of Osaic Wealth, Inc

DID CHAD ERIC KENNEDY CAUSE YOU INVESTMENT LOSSES? Chad Kennedy Of Osaic Wealth, Inc. And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Chad Kennedy Customer Complaint Chad Kennedy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose material information related to the variable annuity contract investment. The FINRA arbitration proceeding was recently filed against Royal Alliance Associates n/k/a Osaic Wealth, Inc. and is still pending. Chad Kennedy Red Flags & Your Rights As An Investor Of course, Chad Kennedy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Kennedy at Osaic Wealth, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Chad Kennedy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Chad Kennedy If you have questions about Osaic Wealth, Inc., Signator Investors, Inc. and/or Chad Kennedy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 29, 2024

John Kashmanian of MML Investors Services, LLC

DID JOHN LUCIEN KASHMANIAN CAUSE YOU INVESTMENT LOSSES? John Kashmanian Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct John Kashmanian Customer Complaint John Kashmanian has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented the variable annuity contract that he sold to investor.  MML Investors Services recently denied the customer complaints and thus far, it does not appear that the investor has taken any further action. John Kashmanian Red Flags & Your Rights As An Investor Of course, John Kashmanian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kashmanian at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Kashmanian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To John Kashmanian If you have questions about MML Investors Services, LLC and/or John Kashmanian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 29, 2024

Robert Kane of Fifth Third Securities, Inc

DID ROBERT P KANE CAUSE YOU INVESTMENT LOSSES? Robert Kane Of Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Robert Kane Customer Complaint Robert Kane has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor performance of a manage portfolio.  The customer complaint was recently denied by Fifth Third Securities and to date, it does not appear that the investor has filed any arbitration proceeding or taken any other action. Robert Kane Red Flags & Your Rights As An Investor Of course, Robert Kane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Kane at Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Kane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc. Due To Robert Kane If you have questions about Fifth Third Securities, Inc. and/or Robert Kane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2024

Samuel Julian of Ausdal Financial Partners, Inc

DID SAMUEL A JULIAN CAUSE YOU INVESTMENT LOSSES? Samuel Julian Of Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Samuel Julian Customer Complaint Samuel Julian has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendation of GWG L bonds. The FINRA arbitration proceeding was recently filed and still pending. Samuel Julian Red Flags & Your Rights As An Investor Of course, Samuel Julian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Julian at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Samuel Julian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Samuel Julian If you have questions about Ausdal Financial Partners, Inc. and/or Samuel Julian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2024

Mark Josephs of LPL Financial LLC

DID MARK ANTONY JOSEPHS CAUSE YOU INVESTMENT LOSSES? Mark Josephs Of LPL Financial LLC And Formerly With Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Josephs Customer Complaint Mark Josephs has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a limited partnership investment. Ameriprise Financial Services recently denied the customer complaint in the investor took no further action so far. Mark Josephs Red Flags & Your Rights As An Investor Of course, Mark Josephs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Josephs at LPL Financial LLC and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Josephs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mark Josephs If you have questions about LPL Financial LLC, Ameriprise Financial Services, LLC and/or Mark Josephs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2024

Paul Jones, Jr. of Independent Financial Group, LLC

DID PAUL WAYNE JONES JR CAUSE YOU INVESTMENT LOSSES? Paul Jones, Jr. Of Independent Financial Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Paul Jones, Jr. Customer Complaints Paul Jones, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Investor’s Capital Corp. in favor of the investor. The other 2 customer complaints have recently filed with Independent Financial Group for Paul Jones’s alleged misconduct and still pending. Allegations Against Paul Jones, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Jones, Jr. Red Flags & Your Rights As An Investor Of course, Paul Jones, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Jones, Jr. at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Jones, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Paul Jones, Jr. If you have questions about Independent Financial Group, LLC and/or Paul Jones, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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