Feb 4, 2024

Albert Bevilacqua, III of Ameriprise Financial Services, LLC

DID ALBERT ANTHONY BEVILACQUA III CAUSE YOU INVESTMENT LOSSES? Albert Bevilacqua, III Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Albert Bevilacqua, III Customer Complaints Albert Bevilacqua, III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by American Express Financial Advisors and the investor took no further action. The other customer complaint was recently filed as a FINRA arbitration proceeding and still pending. Allegations Against Albert Bevilacqua, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Albert Bevilacqua, III Red Flags & Your Rights As An Investor Of course, Albert Bevilacqua, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Bevilacqua, III at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Albert Bevilacqua, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Albert Bevilacqua, III If you have questions about Ameriprise Financial Services, LLC and/or Albert Bevilacqua, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2024

Kurt Berry formerly with Vanderbilt Securities, LLC

DID KURT ALLEN BERRY CAUSE YOU INVESTMENT LOSSES? Kurt Berry Formerly With Vanderbilt Securities, LLC and Regulus Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Kurt Berry Customer Complaint Kurt Berry has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were for misrepresentations of the risk of the investments being made. The adviser allegedly stated that the investments were not correlated to the stock market and would not experience volatility. Customers allege the adviser never balanced gave a balanced presentation of the risk and the benefits. A customer complaint was recently filed with Regulus Advisors and is still pending. Kurt Berry Red Flags & Your Rights As An Investor Of course, Kurt Berry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Berry at Vanderbilt Securities, LLC and Regulus Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kurt Berry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC and Regulus Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Kurt Berry If you have questions about Vanderbilt Securities, LLC, Regulus Advisors, LLC and/or Kurt Berry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2024

Thomas Bell of Wells Fargo Clearing Services, LLC

DID THOMAS JAMES BELL CAUSE YOU INVESTMENT LOSSES? Thomas Bell Of Wells Fargo Clearing Services, LLC And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Thomas Bell Customer Complaint Thomas Bell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses where the suitability of a variable annuity contract recommendation is not appropriately determined at time of purchase. The complaint was recently filed with PNC Investments and is still pending. Thomas Bell Red Flags & Your Rights As An Investor Of course, Thomas Bell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bell at Wells Fargo Clearing Services, LLC and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Thomas Bell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Thomas Bell If you have questions about Wells Fargo Clearing Services, LLC, PNC Investments and/or Thomas Bell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 3, 2024

Adam Belardino formerly with MML Investors Services, LLC

DID ADAM GERARD BELARDINO CAUSE YOU INVESTMENT LOSSES? Adam Belardino Formerly With MML Investors Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct Adam Belardino Customer Complaints Adam Belardino has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Five of the customer complaints were settled by the advisors and employers in favor of the investors, one case was settled for over $1.5 million. Three of the customer complaints were denied by his employers in the investors took no further action. Allegations Against Adam Belardino A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Belardino Red Flags & Your Rights As An Investor Of course, Adam Belardino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Belardino at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Belardino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Adam Belardino If you have questions about MML Investors Services, LLC and/or Adam Belardino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 3, 2024

John Beggans of J.P. Morgan Securities LLC

DID JOHN B BEGGANS CAUSE YOU INVESTMENT LOSSES? John Beggans Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct John Beggans Customer Complaint John Beggans has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Failure to supervise advisors in connection with managed products. The investor alleged damages of 40 million dollars. The FINRA arbitration proceedings were recently filed against J.P. Morgan Securities and are still pending. John Beggans Red Flags & Your Rights As An Investor Of course, John Beggans did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Beggans at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether John Beggans has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To John Beggans If you have questions about J.P. Morgan Securities LLC and/or John Beggans and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 3, 2024

Thomas Bates of Cambridge Investment Research, Inc

DID THOMAS RAY BATES CAUSE YOU INVESTMENT LOSSES? Thomas Bates Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Bates Customer Complaint Thomas Bates has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations involving real estate securities. The FINRA arbitration proceeding was recently filed against Cambridge Investment Research for Thomas Bates alleged misconduct and still pending. Thomas Bates Red Flags & Your Rights As An Investor Of course, Thomas Bates did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bates at Cambridge Investment Research, Inc on alert to review carefully the activity and performance of their accounts and question whether Thomas Bates has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc Due To Thomas Bates If you have questions about Cambridge Investment Research, Inc and/or Thomas Bates and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Rakesh Bansal of NYLife Securities LLC

DID RAKESH RAJ BANSAL CAUSE YOU INVESTMENT LOSSES? Rakesh Bansal NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Rakesh Bansal Customer Complaints Rakesh Bansal has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by NYLIFE Securities in favor of the investors. The other customer complaint was recently denied by the brokerage firm and the investor has yet to file any arbitration proceedings. Allegations Against Rakesh Bansal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rakesh Bansal Red Flags & Your Rights As An Investor Of course, Rakesh Bansal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rakesh Bansal at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Rakesh Bansal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Rakesh Bansal If you have questions about NYLife Securities LLC and/or Rakesh Bansal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Ronald Balzano of Morgan Stanley

DID RONALD ANDREW BALZANO CAUSE YOU INVESTMENT LOSSES? Ronald Balzano Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ronald Balzano Customer Complaint Ronald Balzano has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a trading strategy implemented in her managed accounts as not being in her best interest. The complaint was recently filed with Morgan Stanley antedate, still pending its review and determination. Ronald Balzano Red Flags & Your Rights As An Investor Of course, Ronald Balzano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Balzano at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ronald Balzano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ronald Balzano If you have questions about Morgan Stanley and/or Ronald Balzano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Bryan Baker of Key Investment Services LLC

DID BRYAN KEITH BAKER CAUSE YOU INVESTMENT LOSSES? Bryan Baker Of Key Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Bryan Baker Customer Complaint Bryan Baker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of an equity indexed annuity. Key Investment Services recently denied the customer complaint and so far, the investor has not taken any further action. Bryan Baker Red Flags & Your Rights As An Investor Of course, Bryan Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Baker at Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Bryan Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Key Investment Services LLC Due To Bryan Baker If you have questions about Key Investment Services LLC and/or Bryan Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Joseph Audia of VCS Venture Securities

DID JOSEPH SCOTT AUDIA CAUSE YOU INVESTMENT LOSSES? Joseph Audia Of VCS Venture Securities And Formerly With Joseph Stone Capital L.L.C. Has 5 Customer Complaints For Alleged Broker Misconduct Joseph Audia Customer Complaints Joseph Audia has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by American Capital Partners for Joseph Audia’s alleged misconduct in favor of the investors. One customer complaint was denied, and the investor took no further action. There are currently 2 FINRA arbitration proceedings pending against Joseph Stone Capital or the advisor’s alleged misconduct. Allegations Against Joseph Audia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Audia Red Flags & Your Rights As An Investor Of course, Joseph Audia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Audia at VCS Venture Securities and Joseph Stone Capital L.L.C. on alert to review carefully the activity and performance of their accounts and question whether Joseph Audia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VCS Venture Securities and Joseph Stone Capital L.L.C. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At VCS Venture Securities Due To Joseph Audia If you have questions about VCS Venture Securities, Joseph Stone Capital L.L.C.  and/or Joseph Audia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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