Feb 28, 2024

Kerri Jamison of Newbridge Securities Corporation

DID KERRI SUZANNE JAMISON CAUSE YOU INVESTMENT LOSSES? Kerri Jamison Of Newbridge Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Kerri Jamison Customer Complaint Kerri Jamison has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, suitability, misrepresentations, breach of contract, negligence, and failure to supervise in connection with alternative investments.  The FINRA arbitration proceeding was recently filed against Newbridge Securities Corporation for Kerri Jamison’s alleged misconduct and is still pending. Kerri Jamison Red Flags & Your Rights As An Investor Of course, Kerri Jamison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerri Jamison at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Kerri Jamison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Kerri Jamison If you have questions about Newbridge Securities Corporation and/or Kerri Jamison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2024

Lisa Jacques of Osaic Wealth, Inc

DID LISA M JACQUES CAUSE YOU INVESTMENT LOSSES? Lisa Jacques Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Jacques Customer Complaint Lisa Jacques has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the redemption of fixed annuities, and purchase of variable annuity contracts were misrepresented resulting in losses. The customer complaint was recently denied by Sagepoint Financial and thus far, does not appear that the investor has filed any arbitration proceedings or taken any other action. Lisa Jacques Red Flags & Your Rights As An Investor Of course, Lisa Jacques did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Jacques at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Jacques has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Lisa Jacques If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Lisa Jacques and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2024

Stephan Hwang of J.P. Morgan Securities LLC

DID STEPHAN HWANG CAUSE YOU INVESTMENT LOSSES? Stephan Hwang Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Stephan Hwang Customer Complaint Stephan Hwang has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were unsuitable investment recommendations. A complaint was recently filed against J.P. Morgan Securities for Stephan Hwang’s alleged misconduct and still pending. Stephan Hwang Red Flags & Your Rights As An Investor Of course, Stephan Hwang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephan Hwang at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stephan Hwang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Stephan Hwang If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stephan Hwang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2024

Dave Hutchison of Cetera Advisors LLC

DID DAVE KEITH HUTCHISON CAUSE YOU INVESTMENT LOSSES? Dave Hutchison Of Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Dave Hutchison Customer Complaint Dave Hutchison has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, and negligent supervision in connection with mutual fund investments.  The customer complaint was recently filed against Cetera Advisors before FINRA arbitrators and is still pending. Dave Hutchison Red Flags & Your Rights As An Investor Of course, Dave Hutchison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dave Hutchison at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Dave Hutchison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Dave Hutchison If you have questions about Cetera Advisors LLC and/or Dave Hutchison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2024

George Howe of USCA Securities LLC

DID GEORGE WILSON HOWE CAUSE YOU INVESTMENT LOSSES? George Howe Of USCA Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct George Howe Customer Complaints George Howe has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by USCA Securities in favor of the investors. Another customer complaint was denied by George Howe’s former employer Raymond James and Associates in the investor took no further action. Allegations Against George Howe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Howe Red Flags & Your Rights As An Investor Of course, George Howe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Howe at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether George Howe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To George Howe If you have questions about USCA Securities LLC and/or George Howe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2024

Edward Hill of LPL Financial LLC

DID EDWARD TERRAL HILL CAUSE YOU INVESTMENT LOSSES? Edward Hill Of LPL Financial LLC And Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Edward Hill Customer Complaints Edward Hill has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor for Edward Hill’s alleged misconduct. The other 2 complaints were recently filed and are still pending. Allegations Against Edward Hill A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Hill Red Flags & Your Rights As An Investor Of course, Edward Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Hill at LPL Financial LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Edward Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Hill If you have questions about LPL Financial LLC, Edward Jones and/or Edward Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2024

Jason Heller of MML Investors Services, LLC

DID JASON ERIC HELLER CAUSE YOU INVESTMENT LOSSES? Jason Heller Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Jason Heller Customer Complaint Jason Heller has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor never disclosed that there would be a MVA charge when he decided to rollover his funds to his IRA account.  MM Al Investors Services recently denied the customer complaint and so far, the customer has not filed any FINRA arbitration proceeding. Jason Heller Red Flags & Your Rights As An Investor Of course, Jason Heller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Heller at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Heller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Jason Heller If you have questions about MML Investors Services, LLC and/or Jason Heller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2024

Stephen Hecker of Fortune Financial Services, Inc

DID STEPHEN HINANT HECKER CAUSE YOU INVESTMENT LOSSES? Stephen Hecker Of Fortune Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Stephen Hecker Customer Complaint Stephen Hecker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor transferred funds from the guaranteed interest rate portion of a variable annuity contract to another subaccount that invested in the stock market, causing the client to suffer losses.  The customer complaints were recently filed with Fortune Financial Services for Stephen Hecker’s alleged misconduct and are still pending. Stephen Hecker Red Flags & Your Rights As An Investor Of course, Stephen Hecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Hecker at Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Hecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Stephen Hecker If you have questions about Fortune Financial Services, Inc. and/or Stephen Hecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2024

Zachary Harless of Wells Fargo Clearing Services

DID ZACHARY A HARLESS CAUSE YOU INVESTMENT LOSSES? Zachary Harless Of Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Zachary Harless Customer Complaints Zachary Harless has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wells Fargo Advisors for the broker’s alleged misconduct in favor the investor. The other 3 customer complaints were denied by the advisors’ employers and to date, the investors have not taken any further action. Allegations Against Zachary Harless A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Zachary Harless Red Flags & Your Rights As An Investor Of course, Zachary Harless did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Harless at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Zachary Harless has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Zachary Harless If you have questions about Wells Fargo Clearing Services, LLC and/or Zachary Harless and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2024

Joshua Hardt of Edward Jones

DID JOSHUA D HARDT CAUSE YOU INVESTMENT LOSSES? Joshua Hardt Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Joshua Hardt Customer Complaint Joshua Hardt has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to Ms. information about the sale of bond funds in accounts and tax consequences.  The bond funds were sold without the client’s authorization.  In addition, our client alleged that the financial advisor subsequently recommended the purchase of a New York Life annuity, and that the advisor did not act in her best interests in doing so. Joshua Hardt Red Flags & Your Rights As An Investor Of course, Joshua Hardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Hardt at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joshua Hardthas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joshua Hardt If you have questions about Edward Jones and/or Joshua Hardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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