Feb 26, 2024

Zachary Harless of Wells Fargo Clearing Services

DID ZACHARY A HARLESS CAUSE YOU INVESTMENT LOSSES? Zachary Harless Of Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Zachary Harless Customer Complaints Zachary Harless has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wells Fargo Advisors for the broker’s alleged misconduct in favor the investor. The other 3 customer complaints were denied by the advisors’ employers and to date, the investors have not taken any further action. Allegations Against Zachary Harless A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Zachary Harless Red Flags & Your Rights As An Investor Of course, Zachary Harless did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Harless at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Zachary Harless has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Zachary Harless If you have questions about Wells Fargo Clearing Services, LLC and/or Zachary Harless and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2024

Joshua Hardt of Edward Jones

DID JOSHUA D HARDT CAUSE YOU INVESTMENT LOSSES? Joshua Hardt Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Joshua Hardt Customer Complaint Joshua Hardt has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to Ms. information about the sale of bond funds in accounts and tax consequences.  The bond funds were sold without the client’s authorization.  In addition, our client alleged that the financial advisor subsequently recommended the purchase of a New York Life annuity, and that the advisor did not act in her best interests in doing so. Joshua Hardt Red Flags & Your Rights As An Investor Of course, Joshua Hardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Hardt at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joshua Hardthas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joshua Hardt If you have questions about Edward Jones and/or Joshua Hardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2024

Marc Hallick of Raymond James & Associates, Inc

DID MARC DAMON HALLICK CAUSE YOU INVESTMENT LOSSES? Marc Hallick Of Raymond James & Associates, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Marc Hallick Customer Complaint Marc Hallick has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor deployed in unsuitable investment strategy involving short selling concentrated positions on margin and failed to explain material facts and risks of the strategy.  The FINRA arbitration proceeding was recently filed and still pending. Marc Hallick Red Flags & Your Rights As An Investor Of course, Marc Hallick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Hallick at Raymond James & Associates, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marc Hallick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Marc Hallick If you have questions about Raymond James & Associates, Inc., Wells Fargo Clearing Services, LLC and/or Marc Hallick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2024

Darryl Hall of Cuso Financial Services, L.P

DID DARRYL JOSEPH HALL CAUSE YOU INVESTMENT LOSSES? Darryl Hall Of Cuso Financial Services, L.P. Has 3 Customer Complaints For Alleged Broker Misconduct Darryl Hall Customer Complaints Darryl Hall has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by CUSO Financial Services recently and, so far, the investor has not taken any further action.  There are currently 2 other customer complaints filed with the same brokerage firm last year that are still pending. Allegations Against Darryl Hall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Darryl Hall Red Flags & Your Rights As An Investor Of course, Darryl Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darryl Hall at Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Darryl Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cuso Financial Services, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cuso Financial Services, L.P. Due To Darryl Hall If you have questions about Cuso Financial Services, L.P. and/or Darryl Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2024

Alexander Hall of Fidelity Brokerage Services LLC

DID ALEXANDER CURTIS HALL CAUSE YOU INVESTMENT LOSSES? Alexander Hall Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Alexander Hall Customer Complaint Alexander Hall has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative recommended an unsuitable product for her investment needs.  The FINRA arbitration proceeding was recently filed and still pending against Fidelity Brokerage Services for Alexander Hall’s alleged misconduct. Alexander Hall Red Flags & Your Rights As An Investor Of course, Alexander Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Hall at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Alexander Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Alexander Hall If you have questions about Fidelity Brokerage Services LLC and/or Alexander Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2024

Christopher Haberl of Centaurus Financial, Inc

DID CHRISTOPHER GENE HABERL CAUSE YOU INVESTMENT LOSSES? Christopher Haberl Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Christopher Haberl Customer Complaints Christopher Haberl has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Pacific Co.’s Financial Securities in favor of the investor. The other customer complaint was denied by Linsco/Private Ledger Corp. and the investor took no further action. Allegations Against Christopher Haberl A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Haberl Red Flags & Your Rights As An Investor Of course, Christopher Haberl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Haberl at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Haberl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Christopher Haberl If you have questions about Centaurus Financial, Inc. and/or Christopher Haberl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2024

Rocco Guidicipietro of Alexander Capital, L.P

DID ROCCO GERARD GUIDICIPIETRO CAUSE YOU INVESTMENT LOSSES? Rocco Guidicipietro Of Alexander Capital, L.P. Has 3 Customer Complaints For Alleged Broker Misconduct Rocco Guidicipietro Customer Complaints Rocco Guidicipietro has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Alexander Capital in favor of the investor.  The brokerage firm recently denied another customer complaint and thus far, the investor has not taken any further action.  There is currently one customer complaint filed in Federal Ct. in New York that is still pending. Allegations Against Rocco Guidicipietro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rocco Guidicipietro Red Flags & Your Rights As An Investor Of course, Rocco Guidicipietro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rocco Guidicipietro at Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Rocco Guidicipietro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Rocco Guidicipietro If you have questions about Alexander Capital, L.P. and/or Rocco Guidicipietro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2024

Michael Greenfield of Great Point Capital LLC

DID MICHAEL ROBERT GREENFIELD CAUSE YOU INVESTMENT LOSSES? Michael Greenfield Of Great Point Capital LLC And Formerly With Newbridge Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct Michael Greenfield Customer Complaints Michael Greenfield has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Four customer complaints were settled by Oppenheimer and Co. for Michael Greenfield’s alleged misconduct in favor of the investors. There are currently 2 FINRA arbitration proceedings pending against Newbridge Securities Corporation with the advisor’s alleged misconduct that are still pending. Allegations Against Michael Greenfield A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Greenfield Red Flags & Your Rights As An Investor Of course, Michael Greenfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Greenfield at Great Point Capital LLC and Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Greenfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Great Point Capital LLC and Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Great Point Capital LLC Due To Michael Greenfield If you have questions about Great Point Capital LLC, Newbridge Securities Corporation and/or Michael Greenfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2024

Steven Graham of Western International Securities, Inc

DID STEVEN R GRAHAM CAUSE YOU INVESTMENT LOSSES? Steven Graham Of Western International Securities, Inc. And Formerly With J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Graham Customer Complaints Steven Graham has been the subject of 2 customer complaints that we know about seeking to recover investment losses. J.P. Morgan Securities did not one customer complaint in the investor took no further action. The other customer complaint is still pending in a FINRA arbitration proceeding against Western International Securities for Steven Graham’s alleged misconduct. Allegations Against Steven Graham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Graham Red Flags & Your Rights As An Investor Of course, Steven Graham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Graham at Western International Securities, Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Graham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Steven Graham If you have questions about Western International Securities, Inc., J.P. Morgan Securities LLC and/or Steven Graham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2024

Marianna Goldenberg of Commonwealth Financial Network

DID MARIANNA GOLDENBERG CAUSE YOU INVESTMENT LOSSES? Marianna Goldenberg Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Marianna Goldenberg Customer Complaint Marianna Goldenberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor failed to notify customers of deadline to exercise their variable annuity contracts GMIB rider.  A customer complaint was recently filed in State Ct. in Pennsylvania and is still pending. Marianna Goldenberg Red Flags & Your Rights As An Investor Of course, Marianna Goldenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marianna Goldenberg at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Marianna Goldenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Marianna Goldenberg If you have questions about Commonwealth Financial Network and/or Marianna Goldenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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