Feb 24, 2024

Anthony Ghiglieri of Ameriprise Financial Services, LLC

DID ANTHONY GHIGLIERI CAUSE YOU INVESTMENT LOSSES? Anthony Ghiglieri Of Ameriprise Financial Services, LLC And Formerly With HSBC Securities (USA) Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Anthony Ghiglieri Customer Complaints Anthony Ghiglieri has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by HSBC Securities in favor of the investor. The other 2 customer complaints which were recently filed with Ameriprise Financial Services were denied by the brokerage firm in the investors have still not filed in the arbitration proceeding were taken any other action. Allegations Against Anthony Ghiglieri A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Anthony Ghiglieri Red Flags & Your Rights As An Investor Of course, Anthony Ghiglieri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Ghiglieri at Ameriprise Financial Services, LLC and HSBC Securities (USA) Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Ghiglieri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and HSBC Securities (USA) Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Anthony Ghiglieri If you have questions about Ameriprise Financial Services, LLC, HSBC Securities (USA) Inc. and/or Anthony Ghiglieri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2024

Robert Gevjan, Jr. of Edward Jones

DID ROBERT A GEVJAN JR CAUSE YOU INVESTMENT LOSSES? Robert Gevjan, Jr. Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Robert Gevjan, Jr. Customer Complaint Robert Gevjan, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser liquidated her specific life.  Variable annuity contract without her authorization.  The customer complaints was recently filed is still pending with Edward Jones for a response. Robert Gevjan, Jr. Red Flags & Your Rights As An Investor Of course, Robert Gevjan, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Gevjan, Jr. at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Robert Gevjan, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Robert Gevjan, Jr. If you have questions about Edward Jones and/or Robert Gevjan, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2024

Scott Fullman of Revere Securities LLC

DID SCOTT HOWARD FULLMAN CAUSE YOU INVESTMENT LOSSES? Scott Fullman Of Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Fullman Customer Complaint Scott Fullman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise employees in connection with over-the-counter equity transactions.  The arbitration claim filed against Revere Securities is still pending. Scott Fullman Red Flags & Your Rights As An Investor Of course, Scott Fullman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Fullman at Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Fullman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Scott Fullman If you have questions about Revere Securities LLC and/or Scott Fullman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2024

Nicole Fry of Ameriprise Financial Services, LLC

DID NICOLE MICHELE FRY CAUSE YOU INVESTMENT LOSSES? Nicole Fry Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Nicole Fry Customer Complaint Nicole Fry has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommend any investments that customer did not want in her account and placed her investment proceeds in funds with high fees and charges if and when she withdrew the funds from those investments. Ameriprise recently denied the customer complaint and to date, it appears the investor is not taken any further action. Nicole Fry Red Flags & Your Rights As An Investor Of course, Nicole Fry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Fry at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicole Fry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Nicole Fry If you have questions about Ameriprise Financial Services, LLC and/or Nicole Fry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2024

Elizabeth Friant of FNEX Capital, LLC

DID ELIZABETH LEARNED FRIANT CAUSE YOU INVESTMENT LOSSES? Elizabeth Friant Of FNEX Capital, LLC And Formerly With Growth Capital Services, Inc. and Wealthforge Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Elizabeth Friant Customer Complaint Elizabeth Friant has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the advisor’s failure to conduct a reasonable basis security analysis which was in breach of her fiduciary duties and negligent. The FINRA Arbitration proceeding was recently filed against Wealthforge Securities for the advisor’s alleged misconduct and is still pending. Elizabeth Friant Red Flags & Your Rights As An Investor Of course, Elizabeth Friant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Friant at FNEX Capital, LLC. Growth Capital Services, Inc. and Wealthforge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Friant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FNEX Capital, LLC, Growth Capital Services, Inc. and Wealthforge Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FNEX Capital, LLC Due To Elizabeth Friant If you have questions about FNEX Capital, LLC, Growth Capital Services, Inc., Wealthforge Securities LLC and/or Elizabeth Friant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2024

Drew Freides of UBS Financial Services, Inc

DID DREW SCOTT FREIDES CAUSE YOU INVESTMENT LOSSES? Drew Freides Of UBS Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Drew Freides Customer Complaint Drew Freides has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation to add a line of credit that was not in the customer’s best interest. UBS Financial Services recently denied the customer complaint so far, the investor has not filed any arbitration proceeding nor taken any other action. Drew Freides Red Flags & Your Rights As An Investor Of course, Drew Freides did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Drew Freides at UBS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Drew Freides has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services, Inc. Due To Drew Freides If you have questions about UBS Financial Services, Inc. and/or Drew Freides and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2024

Bradley Ford of Madison Avenue Securities, LLC

DID BRADLEY SCOTT FORD CAUSE YOU INVESTMENT LOSSES? Bradley Ford Of Madison Avenue Securities, LLC And Formerly With USA Financial Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Bradley Ford Customer Complaints Bradley Ford has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints are settled by Bradley Ford’s former employers in favor the investors. There are currently 2 customer complaints filed with USA Financial Securities Corporation that are awaiting review and determination. Allegations Against Bradley Ford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bradley Ford Red Flags & Your Rights As An Investor Of course, Bradley Ford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Ford at Madison Avenue Securities, LLC and USA Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Bradley Ford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC and USA Financial Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Bradley Ford If you have questions about Madison Avenue Securities, LLC, USA Financial Securities Corporation and/or Bradley Ford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2024

Christopher Fletcher of LPL Financial LLC

DID CHRISTOPHER ANDREW FLETCHER CAUSE YOU INVESTMENT LOSSES? Christopher Fletcher Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Fletcher Customer Complaint Christopher Fletcher has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended an unsuitable trading strategy involving exchange traded products. Integrated Financial Partners and LPL Financial recently denied the customer complaint. It does not appear that the investor has filed any arbitration proceeding or taken any other legal action. Christopher Fletcher Red Flags & Your Rights As An Investor Of course, Christopher Fletcher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Fletcher at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Fletcher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Fletcher If you have questions about LPL Financial LLC and/or Christopher Fletcher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2024

Matthew Fiori of Equitable Advisors, LLC

DID MATTHEW RYAN FIORI CAUSE YOU INVESTMENT LOSSES? Matthew Fiori Of Equitable Advisors, LLC And Formerly With Citizens Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Fiori Customer Complaint Matthew Fiori has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative sold an unsuitable annuity contract. The customer complaint was recently filed with PNC Investments and is still pending the brokerage firm’s review and determination. Matthew Fiori Red Flags & Your Rights As An Investor Of course, Matthew Fiori did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Fiori at Equitable Advisors, LLC and Citizens Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Fiori has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Citizens Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Matthew Fiori If you have questions about Equitable Advisors, LLC, Citizens Securities, Inc. and/or Matthew Fiori and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2024

Daniel Finkle of Hornor, Townsend & Kent, LLC

DID DANIEL ALAN FINKLE CAUSE YOU INVESTMENT LOSSES? Daniel Finkle Of Hornor, Townsend & Kent, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Daniel Finkle Customer Complaints Daniel Finkle has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Hornor Townsend and Kent recently and so far, the investors have not taken any further action. Allegations Against Daniel Finkle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Finkle Red Flags & Your Rights As An Investor Of course, Daniel Finkle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Finkle at Hornor, Townsend & Kent, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Finkle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Daniel Finkle If you have questions about Hornor, Townsend & Kent, LLC and/or Daniel Finkle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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